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Clofarabine increases the eradication of minimal residual disease of primary B-precursor acute lymphoblastic leukemia compared to high-dose ...
Clofarabine increases the eradication of minimal residual disease of
primary B-precursor acute lymphoblastic leukemia compared to
high-dose cytarabine without improvement of outcome Results from the
randomized clinical trial 08-09 of the Cooperative Acute Lymphoblastic
Leukemia Study Group

by Gabriele Escherich, Udo zur Stadt, Arndt Borkhardt, Dagmar Dilloo, Jörg Faber,
Tobias Feuchtinger, Thomas Imschweiler, Norbert Jorch, Arnulf Pekrun, Irene Schmid,
Franziska Schramm, Michale Spohn, Martin Zimmermann, and Martin A. Horstmann

Received: June 1, 2021.
Accepted: July 16, 2021.

Citation: Gabriele Escherich, Udo zur Stadt, Arndt Borkhardt, Dagmar Dilloo, Jörg Faber,Tobias Feuchtinger,
Thomas Imschweiler, Norbert Jorch, Arnulf Pekrun, Irene Schmid, Franziska Schramm, Michale Spohn,
Martin Zimmermann, and Martin A. Horstmann. Clofarabine increases the eradication of minimal residual
disease of primary B-precursor acute lymphoblastic leukemia compared to high-dose cytarabine without
improvement of outcome Results from the randomized clinical trial 08-09 of the Cooperative Acute
Lymphoblastic Leukemia Study Group. Haematologica. 2021 Aug 5. doi:10.3324/haematol.2021.279357.
[Epub ahead of print]

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Clofarabine increases the eradication of minimal residual disease of primary B-precursor acute lymphoblastic leukemia compared to high-dose ...
Clofarabine increases the eradication of minimal residual disease of primary B-
       precursor acute lymphoblastic leukemia compared to high-dose cytarabine
                            without improvement of outcome
         Results from the randomized clinical trial 08-09 of the Cooperative Acute Lymphoblastic
                                        Leukemia Study Group

Gabriele Escherich1, Udo zur Stadt1, Arndt Borkhardt2, Dagmar Dilloo3, Jörg Faber4,

Tobias Feuchtinger5, Thomas Imschweiler6, Norbert Jorch7, Arnulf Pekrun8, Irene

Schmid5, Franziska Schramm1, Michael Spohn 1,9,10, Martin Zimmermann11, Martin A

Horstmann1,9
1
    Clinic of Pediatric Hematology and Oncology, University Medical Center Hamburg-Eppendorf, Hamburg, Germany
2
    Department of Pediatric Oncology, Hematology and Clinical Immunology, Medical Faculty Duesseldorf, Duesseldorf, Germany;
3
    Department of Pediatric Hematology/Oncology, University Hospital Bonn, Bonn, Germany.
4
    Department of Pediatric Hematology/Oncology, University Hospital Mainz, Mainz, Germany.
5
    Dr. von Hauner Children's Hospital, Ludwig Maximilian University, Munich, Germany.
6
    Department of Pediatric Hematology and Oncology, Helios Hospital, Krefeld, Germany.
7
    Department of Pediatric Hematology and Oncology, Protestant Hospital of Bethel Foundation, Bielefeld, Germany.
8
    Department of Pediatric Hematology and Oncology, Hospital Bremen-Mitte, Germany.
9
    Research Institute Children’s Cancer Center Hamburg, Germany
10
     Bioinformatics Core Unit, University Medical Center Hamburg, Germany
11
     Department of Pediatric Hematology and Oncology, Medical School Hannover, Hannover, Germany

Abstract word count: 250 words

Manuscript word count: 2492 words

Figures: 4

Tables: 2

References: 24

Supplementary files: 1

                                                                  1
Clofarabine increases the eradication of minimal residual disease of primary B-precursor acute lymphoblastic leukemia compared to high-dose ...
Corresponding authors: Gabriele Escherich or Martin A. Horstmann, University
Medical Center Eppendorf, Clinic of Pediatric Hematology and Oncology, Martinistrasse
52, 20246 Hamburg, Germany
Phone: +49 40 74105 2580
Fax: +49 40 74105 8101
Mail: escherich@uke.de or horstmann@uke.de

Running title: lymphoblastic leukaemia, paediatric, clofarabine

ClinicalTrials.gov identifier:: GPOH-CoALL 08-09 EU-21076 /NCT 0122 8331

https://clinicaltrials.gov/ct2/show/NCT01228331

Acknowledgements

Genzyme/Sanofi provided the investigational drug clofarabine. We thank Kseniya

Bakharevich for her assistance in collecting and interpreting the data. We gratefully

acknowledge all patients, their families and care providers who participated in this study.

Finally, we thank all the clinicians, as well as diagnostics and research personnel who

were actively involved in this clinical trial.

Disclosues

All authors declare no competing interests.

Contributions

MZ, MAH and GE designed the study with input from FS and UzS. DD, JF, TF, TI, NJ,

AP, IS and FS recruited patients. MAH, GE and FS collected, analysed, and interpreted

data.

                                                 2
Clofarabine increases the eradication of minimal residual disease of primary B-precursor acute lymphoblastic leukemia compared to high-dose ...
MZ did the statistical analysis. MS analysed data. All authors provided input for the data

interpretation, reviewed, and critically revised the content of the manuscript. All authors

approved the final version for submission.

                                             3
Clofarabine increases the eradication of minimal residual disease of primary B-precursor acute lymphoblastic leukemia compared to high-dose ...
Abstract

Novel treatment strategies are needed to improve cure for all children with acute

lymphoblastic leukemia. To this end, we investigated the therapeutic potential of

clofarabine in primary acute lymphoblastic leukemia in trial CoALL 08-09. The primary

study objective was the minimal residual disease (MRD)-based comparative assessment

of cytotoxic efficacies of clofarabine 5x40 mg/m2 versus high-dose cytarabine (HIDAC)

4x3g/m2, both in combination with PEG-ASP 2500 IU/m2 as randomized intervention in

early consolidation. The secondary objective was an outcome analysis focused on

treatment-arm dependence and MRD after randomized intervention. In B-cell precursor

(BCP)-ALL, eradication of MRD was more profound after clofarabine compared to

cytarabine, with 93 vs 79 of 143 randomized patients per arm reaching MRD-negativity

(Chi-square test P=.03, left-sided P(Fisher’s exact test)=.04). MRD status of BCP-ALL

after randomized intervention maintained its prognostic relevance, with a significant

impact on event-free survival (EFS) and relapse rate. However, no difference in outcome

regarding EFS and overall survival (OS) between randomized courses was observed (5-

year EFS: clofarabine 85.7, SE=4.1 vs HIDAC 84.8, SE=4.7 (P=.96); OS: 95.7, SE=1.9

vs 92.2, SE=3.2 (P=.59)), independent of covariates or overall risk strata. Severe

toxicities between randomized and subsequent treatment elements were also without

significant difference.

In conclusion, clofarabine/PEG-ASP is effective and safe, but greater cytotoxic efficacy

of clofarabine compared to HIDAC did not translate into improved outcomes indicating a

lack of surrogacy of post-intervention MRD at the trial level as opposed to the patient

                                            4
level, which hampers a broader implementation of this regimen in the frontline treatment

of ALL.

Word count: 250

                                           5
Introduction

The prevention of relapse without increasing toxicity is a challenging goal of frontline

treatment in acute lymphoblastic leukemia (ALL), which is unlikely to be achieved by

recombination or intensification of established chemotherapeutic agents. Beside

immunotherapeutical approaches, novel compounds must be probed to prevent the

development of resistant clones or to efficiently overcome those that already exist.

To this end, we evaluated clofarabine as one of the latest chemotherapeutic drugs to

receive authoritative approval for the treatment of relapsed/refractory ALL in childhood.

Clofarabine is a second-generation purine nucleoside analogue that combines the

positive characteristics of first-generation purine nucleosides fludarabine and cladribine

by retaining 2-halogenated adenines, resulting in improved resistance against

deamination and phosphorolysis.1-3 Several studies have been launched which

scrutinized clofarabine in combination with other cytostatic drugs as second- or third-line

therapy, or as a bridging regimen to hematopoietic stem cell transplantation.4-6

In Children’s Oncology Group (COG) trial AALL1131, clofarabine was administered in

combination with etoposide and cyclophosphamide, which were associated with severe

infections and persistent myelotoxicity leading to premature closure of the experimental

clofarabine arm.7

To assess the value of the frontline usage of clofarabine, the cooperative acute

lymphoblastic leukemia study group (CoALL) conducted a sequential phase II/III trial

embedded into the CoALL 08-09 regimen for newly diagnosed ALL patients for whom

end-of-induction (EOI) MRD imposed a greater risk of relapse.

                                             6
During the non-randomized phase II, all eligible patients with quantifiable EOI MRD

received the combination of clofarabine 5 x 40 mg/m2 and pegylated asparaginase

(PEG-ASP) 2500 IU/m2 as early consolidation treatment. The results were compared to

a high-dose cytarabine (HIDAC)/PEG-ASP control group in predecessor trial CoALL 03-

07. Combined administration of clofarabine and PEG-ASP was feasible and exhibited

acceptable toxicities without unexpected severe side effects.8

Herein, we describe the results of the subsequent phase III trial within CoALL 08-09,

comparing the efficacy and tolerability of clofarabine/PEG-ASP versus HIDAC/PEG-ASP

at early consolidation in a randomized fashion.

Methods

Study design and patients

CoALL 08-09 was a multi-center, randomized trial for patients under the age of 18 years

with a confirmed diagnosis of acute B- or T-cell precursor leukemia. Accrual was open

from 1 October 2010 to 31 December 2019. The study was approved by competent

ethics boards (Table S1) and conducted in accordance with the Helsinki Declaration of

2008. The efficacy of clofarabine/PEG-ASP was compared with HIDAC/PEG-ASP in a

randomized fashion as a primary study objective. An additional randomization of

anthracyclines in delayed intensification was conducted from 2010 to 2016 with the

primary objective of comparing toxicities.9

                                              7
Stratification and treatment

All patients received the same three-drug induction with 4 weekly doses of daunorubicin

(36 mg/m2) and vincristine (1.5 mg/m2) along with oral methylprednisolone (60 mg/m2)

over 28 days and a single dose of age-adapted intrathecal methotrexate. BCP-ALL with

a discernible, but non-quantifiable, or quantifiable EOI MRD and T-ALL with ≥10-3 EOI

MRD were eligible for randomization, receiving either clofarabine 5 x 40 mg/m2 or

HIDAC 4 x 3 g/m2 in combination with PEG-ASP 2500 IU/m2 as the first or second

course of consolidation in the treatment of BCP-ALL or T-ALL, respectively (Figure 1A).

Further treatment was administered according to respective strata (Figure 1B). By

protocol, enrolled patients who achieved MRD-negativity at the end of induction or

inversely showed an induction failure were not eligible for randomization (supplemental

information).

Randomization

The randomization was performed by the coordinating trial center after stratification had

been finalized according to EOI MRD status. Each stratum (HR patients were sub-

divided according to immunophenotype) underwent independent randomization on the

basis of randomly permuted blocks to avoid imbalances within risk strata.

Analysis of minimal residual disease

Real-time quantitative PCR analyses were performed targeting immunoglobulin heavy

chain (IGH) and T-cell receptor (TCR) gene rearrangements to assess MRD. Data were

                                            8
interpreted according to the guidelines developed by the European Study Group for

MRD detection in ALL (EuroMRD ALL).10

Statistics

The probability of event-free (pEFS) and overall survival (pOS) was estimated using the

Kaplan-Meier method and compared between subgroups using the log-rank test.11

Cumulative incidence functions of isolated CNS or any (isolated and combined) CNS

relapse, as well as testicular relapse, treatment-related secondary malignancies and

toxicity-related death were calculated using the Kalbfleisch and Prentice method and

compared using Gray’s test.12 A Chi-square test, a Fisher’s exact test, and Spearman’s

rank correlation analyses were applied to compare the distribution of parameters

between subgroups and correlation between parameters.13 A Chi-square test was

applied to determine the difference in the rate of MRD-positive patients, as provided in

the study protocol. This was complemented by a one-sided Fisher’s exact test and a

Cochran-Armitage trend test, the latter of which compared the trend in MRD values

between randomized groups.14

The status of patients was monitored annually. The database was newly updated (1

December 2020) before being used for analysis. Analyses were carried out using SAS

version 9.4. Further details of statistical analyses are given as supplemental information.

                                             9
Results

Overall, 303 study patients were eligible and randomized, allocating 151 patients toward

clofarabine/PEG-ASP and 152 patients toward HIDAC/PEG-ASP (Figure 2, Table 1 and

supplemental information). Of those patients, the main endpoint (i.e. MRD after

randomized intervention) was reached by 296 patients, in close approximation to the

planned sample size (n=295) (Table 2). There were no differences in patient

characteristics regarding known risk factors other than a more frequent occurrence of

ETV6-RUNX1 in the clofarabine-treated cohort (Table 1). The incidence of

hematopoietic stem cell transplantation (HSCT) in first complete remission due to

persistent MRD was comparable between arms (n=11 vs n=12 HSCT in clofarabine and

HIDAC cohorts, respectively). T-ALL patients were similarly underrepresented in both

randomized arms compared to the whole study cohort (5.3% (n=8) in the clofarabine

and 5.9% (n=9) in the HIDAC cohort vs 14.2% (n=67) in the total cohort), mainly due to

a greater proportion of T-ALL in the induction failure cohort (n=24 out of 31 (77%)

patients) and in the HR-reduced cohort (15 out of 51 (29%) patients), both of which were

excluded from randomization according to the study protocol (Table 2 and supplemental

information).

MRD response

In the randomized treatment arms, we observed a rate of 44% MRD-positivity after high-

dose cytarabine vs 33% MRD-positivity after clofarabine in BCP-ALL (Pchi2=0.03; left-

sided Fisher test P=0.04). The overall reduction of MRD in BCP-ALL was significantly

                                            10
more profound after clofarabine compared to cytarabine, with 93 clofarabine-treated

patients vs 79 HIDAC-treated patients reaching MRD negativity, and a lower rate of

patients with quantifiable MRD levels (six patients after clofarabine vs 18 patients after

HIDAC) (Cochran-Armitage trend test P=0.01; Table 2, Figure S1). This observation

holds true in a sub-analysis of the patients with a higher burden of EOI MRD (≥10-3) who

were stratified to the LR- or HR-intensified arms. Among those 73 patients, 27 patients

were MRD-negative after clofarabine compared to 16 patients randomized to the HIDAC

arm (Cochran-Armitage trend test P=0.02). In ETV6-RUNX1-rearranged ALL, which

occurred more frequently in clofarabine-treated patients by chance, we observed an

equivalent efficacy of the randomized nucleosides, reflecting a generally high sensitivity

toward asparaginase in this prognostically favorable genetic subgroup of ALL (Table 1

and S3). To address a potential skewing effect of misbalanced ETV6-RUNX1 on the

MRD outcome of randomized groups, ETV6-RUNX1-negative ALL was analyzed

separately, which confirmed greater activity of clofarabine compared to HIDAC

(Pchi2=0.04210) (Table S3).

Importantly, after the randomized course in early consolidation (day 50 in BCP and day

64 in T-ALL patients), MRD maintained its prognostic relevance, with a significant impact

on EFS and relapse rate in comparison to day 29 EOI MRD (Figure 3A,B).15 T-ALL

patients of both randomized arms achieved comparable MRD reductions by day 64,

although the number of T-ALL patients was very small (Table 1 and 2). Nevertheless,

the test for trends in the overall cohort comprising both BCP- and T-ALL confirmed that

                                             11
clofarabine was significantly more effective in MRD reduction compared to HIDAC

(Cochran-Armitage trend test P=0.01) (Table 2).

Outcome of randomized groups

No significant differences in outcome regarding event-free and overall survival were

observed between the randomized arms (Figure 3C,D), with a median observation time

of 3.7 years. There were also no significant differences in Cox regression analyses

regarding the covariates gender, age (< vs ≥10 years), WBC (< vs ≥25/nl), ETV6-

RUNX1, and HSCT in first continuous remission as time-dependent variables. An

additional stratified analysis confirmed that there were no significant differences in EFS

or relapse rate between randomized courses according to the categories negative,

positive n.q., and quantifiable MRD on day 50. Besides events that were anticipated

upon quantifiable MRD after randomized intervention, several relapses occurred in

MRD-negative and -positive not-quantifiable patients in both randomized treatment

arms, accounting for the observed lack of surrogacy of MRD in the outcome analysis

(Table S4). There was no evidence of a mutual impact between the randomizations at

early consolidation and delayed intensification in this study, as shown by very similar

pEFS in the latter randomized arms (log-rank test P=0.88 for patients receiving

doxorubicin and log-rank test P=0.50 for patients receiving daunorubicin during delayed

intensification).

                                            12
Toxicity

No statistically significant differences in the incidence of severe or persistent toxicities

between randomized treatment elements or in the subsequent treatment realization

were documented (Figure 4, Table S2A,B). In particular, severe grade 3 or 4 skin

toxicities were not observed in either treatment arm, but clofarabine was more frequently

associated with grade 2 skin toxicities. With regard to hepatotoxicity, an elevation of

transaminases (aspartate and alanine transaminases (AST and ALT, respectively)) was

significantly more often reported after clofarabine than after HIDAC, and then

spontaneously resolved without exception after each randomized treatment element

before the start of subsequent chemotherapy. Accordingly, time intervals between the

randomized courses and the subsequent treatment elements were similar, with a

median of 22 days (range 20–38 days) after clofarabine/PEG-ASP and 19 days (range

18–38 days) after HIDAC/PEG-ASP. Incidence and degree of myelotoxicity differed

slightly between clofarabine and HIDAC (Figure 4, Table S2A,B). Remarkably, when

comparing CTC grades 0 to 2 against grades 3 and 4 for hemoglobin and platelets,

clofarabine was associated with significantly less severe toxicities (Table S2B).

Clofarabine caused a more frequent grade 4 depletion of white blood cells suggesting a

greater lymphotoxicity given that grade 4 reduction in neutrophil counts was comparable

between randomized arms (Figure 4, Table S2A). Notwithstanding, the incidence of

severe infections after randomized treatment was comparable (Figure 4, Table S2A,B).

Finally, the incidence of SAEs during the remaining treatment courses was very similar

(18 and 19 SAEs in the clofarabine vs HIDAC arm, respectively).

                                              13
Discussion

As demonstrated in trial CoALL 08-09, clofarabine combined with PEG-asparaginase is

effective in the eradication of minimal residual disease and well tolerated in the frontline

treatment of ALL. In comparison to high-dose cytarabine/PEG-ASP, clofarabine/PEG-

ASP was superior in the overall reduction of an MRD burden. The frequency of MRD-

positive BCP-ALL patients in the standard arm was lower than the predicted rate of 60%,

likely due to a smaller sample size and the different distribution of risk strata in the

preceding trial, CoALL 03-07.

Although the prognostic impact of MRD in BCP-ALL is still clearly discernible in early

consolidation after the randomized courses of clofarabine vs HIDAC, the greater

cytotoxic efficacy of clofarabine did not translate into an obvious improvement of

outcome at the trial level after a median follow-up period of 3.7 years. This lack of

surrogacy of MRD at early consolidation in a survival endpoint analysis could be

explained by a small effect size, taking into account that only a single course of

clofarabine was compared with high-dose cytarabine as a part of a complex multiagent

chemotherapy backbone, the entirety of which determines treatment efficacy. Our trial

design allowed for the detection of a ∼10% difference in outcome between randomized

treatment arms at a power of 80%. Hence, the small sample size has to be considered

with regard to the number of randomized patients required in order to perform a

meaningful comparative analysis of survival in CoALL 08-09, which was a priori defined

as a secondary objective in the study protocol.

                                              14
Overall, clofarabine increased the rate of MRD negativity by 25% compared to HIDAC,

which is an incremental improvement with borderline significance in contrast to a

statistically more robust overall reduction of MRD after clofarabine (Table 2; Figure S1).

The occurrence of relapsing disease in MRD-negative patients after clofarabine (and

HIDAC) observed in this trial points at MRD as a time-dependent variable. In this regard,

early achievement of MRD negativity at the end of induction is more predictive of

outcome than achievement of MRD negativity later in treatment, most likely due to the

emergence of resistant clones, i.e. MRD-negativity does not necessarily imply true

eradication of the disease, but simply reflects a decrease to a level below the detection

limit of the PCR-based MRD assay. Inversely, MRD positivity more reliably reflects

outcome when measured later in treatment.15,16

In addition, the rarity of events after treatment of ALL in childhood might generally

compromise surrogacy of MRD as a prognostic marker of outcome at the trial level. A

previous multi-trial approach including 4830 patients with ALL demonstrated that EOI

MRD failed as a surrogate for treatment effects on EFS at the trial level, when

dexamethasone and prednisone were compared in induction treatment of AIEOP-BFM

ALL and COG trials.17-19 This meta-analysis raised caution with regard to MRD as a

surrogate marker for treatment decisions in randomized trials. In contrast to these trials,

in which the stratifying decision was made after randomization, we can exclude that the

evaluation of MRD after randomized intervention impacted a decision on the subsequent

treatment in CoALL 08-09, since the ultimate stratification had been done before

randomization on d29 in BCP-ALL and on d43 in T-ALL.

                                             15
In this trial, we applied clofarabine at a dose of 40mg/m2 daily x 5 corresponding to the

previously established single agent maximum-tolerated dose (MTD) in adult acute

leukemia which is lower than the MTD of 52mg/m2 x 5 determined in pediatric patients

with acute leukemia.2,20 The administration of high-dose clofarabine in conjunction with

PEG-asparaginase in early consolidation of CoALL 08-09 was feasible largely due to

almost non-overlapping toxicities. By contrast, clofarabine given at a reduced dose level

of 30mg/m2 x 5 or 20mg/m2 x 5, respectively, was associated with unacceptably severe

infections and myelotoxicities in heavily pretreated pediatric patients with

relapsed/refractory leukemia when combined with cyclophosphamide, etoposide,

vincristine, and PEG-ASP in the COG trial AALL1131.7

Since MRD fell short as a surrogate marker in a true endpoint analysis of survival of

randomized patient cohorts in CoALL 08-09, standard cytarabine treatment has not been

replaced by clofarabine, despite its superior cytotoxic efficacy. Notwithstanding, given its

favorable risk/benefit ratio, a further evaluation of clofarabine in combination with PEG-

ASP might be warranted as a second-line replacement or add-on strategy in specific

patients, to reduce treatment-related morbidities or to augment the depth of molecular

remission after antibody-based immunotherapy. 21,22 In particular, clofarabine/PEG-ASP

could be tested in high-risk patients and compared with other established anti-leukemic

agents that are burdened with severe acute and long-term toxicities, such as

anthracyclines or the anti-metabolite methotrexate.23,24

Word count (main text): 2492

                                             16
Data sharing

Individual patient data from the trial will not be shared publicly, since a data-sharing plan

had not been included when ethical approval was requested. All original data can be

obtained by the corresponding authors, please contact Dr. Gabriele Escherich:

escherich@uke.de

                                             17
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leukoencephalopathy in childhood acute lymphoblastic leukemia. J Clin Oncol.

2014;32(9):949-959.

                                           21
Tables

Table 1: Demographics and clinical characteristics of randomized patients

                      High-dose
                      Cytarabine   Clofarabine
                      (n=152)      (n=151)
                      No. (%)      No. (%)       P Value
Immunophenotype
B-precursor ALL       143 (94.1)   143 (94.7)
                                                 .82
T-ALL                 9 (5.9)      8 (5.3)
Gender
male                  79 (52)      85 (56.3)
                                                 .45
female                73 (48)      66 (43.7)
Age at diagnosis
< 10 years            123 (80.9)   119 (78.8)
                                                 .65
≥ 10 years            29 (19.1)    32 (21.2)
WBC
< 25/nl               101 (66.4)   110 (72.8)
                                                 .73
≥ 25/nl               51 (33.6)    41 (27.2)
ETV6-RUNX1 rearrangement
positive              30 (19.7)    47 (31.1)
negative              117 (77)     104 (68.9)    .02
unknown               5 (3.3)      0 (0)
KMT2A rearrangement
positive              2 (1.3)      2 (1.3)
                                                 1.0
negative              150 (98.7)   149 (98.7)
Karyotype
< 44 chromosomes      2 (1.3)      2 (1.3)
44-50 chromosomes     90 (59.2)    106 (70.2)
                                                 .31
> 50 chromosomes      48 (31.6)    38 (25.2)
unknown               12 (7.9)     5 (3.3)
Treatment response BM day 15
M1                    98 (64.5)    104 (68.9)
M2                    28 (18.4)    23 (15.2)
                                                 .68
M3                    4 (2.6)      5 (3.3)
not available         22 (14.5)    19 (12.6)
Risk Stratification
Low-risk standard     57 (37.5)    62 (41.1)
Low-risk intensified  20 (13.2)    19 (12.6)
High-risk standard    47 (30.9)    43 (28.5)
High-risk intensified 28 (18.4)    27 (17.9)

                                         22
Table 2 :
MRD response toward clofarabine/PEG-ASP vs high-dose cytarabine/PEG-ASP

                                  high-dose
                                               Clofarabine All
                                  Cytarabine
                                  No. (%)      No. (%)           P Value
                                                                 .03
                                                                 Chi-square
B-precursor ALL MRD d50 pos.      61 (44)      45 (33)     106
                                                                 .04
                                                                 Fisher
                MRD d50 neg.      79 (56.4)    93 (67.4)   172   .01
                                                                 Cochran-
B-precursor ALL MRD d50 pos. nq 43 (30.7)      39 (28.3)   82
                                                                 Armitage
                             -4
                MRD d50 ≥ 10      18 (12.9)    6 (4.3)     24    Trend Test
                                                                 .02
B-precursor ALL                                                  Cochran-
                MRD neg.          16 (21.9)    27 (37)     43
EOI MRD ≥10-3                                                    Armitage
                                                                 Trend Test
                MRD d64 neg.      4 (44.4)     3 (37.5)    7     .94
                                                                 Cochran-
T-ALL           MRD d64 pos. nq 3 (33.3)       4 (50.0)    7
                                                                 Armitage
                             -4
                MRD d64 ≥ 10      2 (22.2)     1 (12.5)    3     Trend Test

                                               23
Figure legends:

Figure 1. Treatment overview.

A: Randomized treatment block clofarabine vs high-dose cytarabine, each combined

with PEG-ASP.

B: Schematic overview of CoALL 08-09 protocol.

ADR, doxorubicin; BCP, B-cell precursor; BMP, bone marrow puncture; CNS, central

nervous system; d, day; Dex, dexamethasone; DNR, daunorubicin ; EOI, end of

induction; HIDAC, high-dose cytarabine; I, Induction; MRD, minimal residual disease;

PEG-ASP, pegylated asparaginase; R, randomization; VCR, vincristine;

Figure 2. Trial profile. Flow diagram according to CONSORT guidelines.

Figure 3. Outcome analyses in randomized patients.

A: Event-free survival (5 years of follow-up) in randomized patients according to MRD on

day 50/64 after completion of randomized treatment courses. For comparative outcome

probability analyses according to MRD levels, MRD negativity is denoted as 1, non-

quantifiable (n.q.) MRD positivity is denoted as 2, and MRD ≥ 1 x 10-4 is denoted as 3.

B: Cumulative relapse rate (5 years of follow-up) in randomized B-precursor and T-ALL

patients according to MRD on day 50/64.

C: Comparative analysis of overall survival (5 years of follow-up) in clofarabine/PEG-

ASP-treated vs HIDAC/PEG-ASP-treated ALL patients

                                           24
D: Comparative event-free survival (pEFS) (5 years of follow-up) analysis in

clofarabine/PEG-ASP-treated vs HIDAC/PEG-ASP-treated ALL patients

Figure 4:

Treatment-related toxicities in randomized patients according to treatment arm and CTC
criteria

                                           25
Supplementary Information:

   Supplemental Table 1:

     Participating trial sites

   Supplemental Table 2:

     Comparison of toxicities after clofarabine vs high-dose cytarabine (HIDAC) according to

     CTC grades.

     A: Comparison of all CTC grades

     B: Comparison of CTC grades 0-2 vs 3 and 4.

     Data are presented as No. (%).

   Supplemental Table 3:

     MRD response in BCP-ALL patients according to their ETV6-RUNX1 status.

   Supplemental Table 4:

     Distribution of relapses in the randomized arms according to the MRD level

   Supplemental Figure 1:

     Comparison of MRD response in BCP-ALL

   CoALL 08-09 stratification algorithm

   Definition of event-free and overall survival

   Statistical analyses

   Study recruitment
Supplemental Table 1: Participating trial sites

 Site                                  City    Country
 University Medical Center Ham-        Hamburg Germany
 burg-Eppendorf, Clinic of Pediatric
 Hematology and Oncology
 Protestant Hospital of Bethel         Bielefeld   Germany
 Foundation, Department of Pediat-
 ric Hematology and Oncology
 University Hospital Bonn, Depart-     Bonn        Germany
 ment of Pediatric Hematology/On-
 cology
 Hospital Bremen-Mitte, Depart-        Bremen      Germany
 ment of Pediatric Hematology and
 Oncology
 Helios Hospital Krefeld, Depart-      Krefeld     Germany
 ment of Pediatric Hematology and
 Oncology
 University Medical Center of the      Mainz       Germany
 Johannes Gutenberg University
 Mainz, Department of Pediatric
 Hematology/Oncology
 University Hospital, Ludwig Maxi-     Munich      Germany
 milian Munich, Dr. von Hauner
 Children's Hospital
 Medical Faculty, Heinrich Heine       Düssel-     Germany
 University Düsseldorf, Pediatric      dorf
 Oncology, Hematology and Clini-
 cal Immunology
Supplemental Table 2A,B : Comparison of toxicities

   Table 2A:

                               high-dose
                                             Clofarabine,    P Value
                               Cytarabine,
                                             No. (%)        (Fisher)
                               No. (%)
                     Grade 0   13 (8.7)      15 (10.0)
                     Grade 1   90 (60.0)     92 (61.3)
                     Grade 2   37 (24.7)     40 (26.7)
General condition                                           .38493
                     Grade 3   8 (5.3)       3 (2.0)
                     Grade 4   2 (1.3)       0
                     Total     150           150
                     Grade 0   1 (0.7)       1 (0.7)
                     Grade 1   6 (4.0)       4 (2.6)
                     Grade 2   33 (21.9)     56 (37.1)
Hemoglobin                                                  .03460
                     Grade 3   87 (57.6)     75 (49.7)
                     Grade 4   24 (15.9)     15 (9.9)
                     Total     151           151
                     Grade 0   0             0
                     Grade 1   0             0
                     Grade 2   5 (3.3)       1 (0.7)
WBC                                                         < .0001
                     Grade 3   60 (39.5)     8 (5.3)
                     Grade 4   87 (57.2)     142 (94.0)
                     Total     152           151
                     Grade 0   1 (0.8)       1 (0.8)
                     Grade 1   0             1 (0.8)
                     Grade 2   1 (0.8)       0
Neutrophils                                                 .37821
                     Grade 3   8 (6.1)       3 (2.3)
                     Grade 4   122 (92.4)    123 (96.1)
                     Total     132           128
                     Grade 0   1 (0.7)       15 (9.9)
                     Grade 1   4 (2.6)       12 (7.9)
                     Grade 2   9 (5.9)       17 (11.3)
Platelets                                                   < .0001
                     Grade 3   87 (57.2)     83 (55.0)
                     Grade 4   51 (33.6)     24 (15.9)
                     Total     152           151
                     Grade 0   46 (30.7)     106 (70.7)
                     Grade 1   84 (56.0)     34 (22.7)
Number of platelet   Grade 2   16 (10.7)     8 (5.3)
                                                            < .0001
transfusions         Grade 3   4 (2.7)       2 (1.3)
                     Grade 4   0             0
                     Total     150           150
                     Grade 0   44 (29.1)     65 (43.0)
                     Grade 1   11 (7.3)      12 (7.9)
                     Grade 2   82 (54.3)     63 (41.7)
Infections                                                  .07835
                     Grade 3   13 (8.6)      11 (7.3)
                     Grade 4   1 (0.7)       0
                     Total     151           151
                     Grade 0   41 (27.2)     67 (44.4)
                     Grade 1   65 (43.0)     55 (36.4)
Fever                                                       .01048
                     Grade 2   41 (27.2)     28 (18.5)
                     Grade 3   3 (2.0)       1 (0.7)
Grade 4   1 (0.7)      0
                        Total     151          151
                        Grade 0   44 (29.1)    70 (46.4)
                        Grade 1   34 (22.5)    23 (15.2)
                        Grade 2   61 (40.4)    48 (31.8)
Days in hospital                                            .03230
                        Grade 3   8 (5.3)      8 (5.3)
                        Grade 4   4 (2.6)      2 (1.3)
                        Total     151          151
                        Grade 0   122 (80.3)   123 (88.7)
                        Grade 1   15 (9.9)     12 (8.0)
                        Grade 2   12 (7.9)     3 (2.0)
Stomatitis                                                  .09755
                        Grade 3   2 (1.3)      1 (0.7)
                        Grade 4   1 (0.7)      1 (0.7)
                        Total     152          150
                        Grade 0   132 (87.4)   125 (83.9)
                        Grade 1   15 (9.9)     16 (10.7)
                        Grade 2   4 (2.6)      6 (4.0)
Diarrhea                                                    .54837
                        Grade 3   0            2 (1.3)
                        Grade 4   0            0
                        Total     151          149
                        Grade 0   142 (93.4)   148 (98.0)
                        Grade 1   9 (5.9)      3 (2.0)
                        Grade 2   1 (0.7)      0
Creatinine                                                  .11123
                        Grade 3   0            0
                        Grade 4   0            0
                        Total     152          151
                        Grade 0   103 (68.2)   95 (63.3)
                        Grade 1   32 (21.2)    33 (22.0)
                        Grade 2   14 (9.3)     17 (11.3)
Bilirubine                                                  .72543
                        Grade 3   2 (1.3)      4 (2.7)
                        Grade 4   0            1 (0.7)
                        Total     151          150
                        Grade 0   18 (12.1)    10 (6.7)
                        Grade 1   50 (33.6)    41 (27.3)
                        Grade 2   43 (28.9)    27 (18.0)
Transaminases                                               < .0001
                        Grade 3   36 (24.2)    52 (34.7)
                        Grade 4   2 (1.3)      20 (13.3)
                        Total     149          150
                        Grade 0   147 (96.7)   144 (96.6)
                        Grade 1   4 (2.6)      4 (2.7)
Peripheral neurotoxi-   Grade 2   1 (0.7)      1 (0.7)
                                                            1.0000
city                    Grade 3   0            0
                        Grade 4   0            0
                        Total     152          149
                        Grade 0   149 (98.0)   150 (99.3)
                        Grade 1   3 (2.0)      0
                        Grade 2   0            0
Central neurotoxicity                                       .24752
                        Grade 3   0            0
                        Grade 4   0            1 (0.7)
                        Total     152          151
                        Grade 0   135 (98.5)   133 (97.8)
Arrhythmia              Grade 1   0            2 (1.5)      .62177
                        Grade 2   1 (0.7)      1 (0.7)
Grade 3   1 (0.7)      0
                       Grade 4   0            0
                       Total     137          136
                       Grade 0   85 (98.8)    76 (98.7)
                       Grade 1   0            0
                       Grade 2   0            1 (1.3)
Cardiac dysfunction                                        .72317
                       Grade 3   1 (1.2)      0
                       Grade 4   0            0
                       Total     86           77
                       Grade 0   141 (92.8)   96 (64.4)
                       Grade 1   6 (3.9)      33 (22.1)
                       Grade 2   5 (3.3)      20 (13.4)
Skin condition                                             < .0001
                       Grade 3   0            0
                       Grade 4   0            0
                       Total     152          149
                       Grade 0   ..           ..
                       Grade 1   1 (100)      ..
Veno-occlusive dise-   Grade 2   ..           ..
ase                    Grade 3   ..           ..
                       Grade 4   ..           ..
                       Total     1            0
                       Grade 0   151 (100)    149 (99.3)
                       Grade 1   0            1 (0.7)
                       Grade 2   0            0
Thrombosis                                                 .49834
                       Grade 3   0            0
                       Grade 4   0            0
                       Total     151          150
Supplemental Table 2B:
                               High-dose     Clofarabine,
                                                            P Value
                               Cytarabine,   No. (%)
                                                            (Fisher)
                               No. (%)
                   Grade 0-2   140 (93.3)    147 (98.0)
General condi-
                   Grade 3/4   10 (6.7)      3 (2.0)        .08529
tion
                   Total       150           150
                   Grade 0-2   40 (26.5)     61 (40.4)
Hemoglobin         Grade 3/4   111 (73.5)    90 (59.6)      .01451
                   Total       151           151
                   Grade 0-2   5 (3.3)       1 (0.7)
WBC                Grade 3/4   147 (96.7)    150 (99.3)     .21409
                   Total       152           151
                   Grade 0-2   2 (1.5)       2 (1.6)
Neutrophils        Grade 3/4   130 (98.5)    126 (98.4)     1.0000
                   Total       132           128
                   Grade 0-2   14 (9.2)      44 (29.1)
Platelets          Grade 3/4   138 (90.8)    107 (70.9)     < .0001
                   Total       152           151
                   Grade 0-2   146 (97.3)    148 (98.7)
Number of plate-
                   Grade 3/4   4 (2.7)       2 (1.3)        .68433
let transfusions
                   Total       150           150
                   Grade 0-2   137 (90.7)    140 (92.7)
Infections         Grade 3/4   14 (9.3)      11 (7.3)       .67696
                   Total       151           151
                   Grade 0-2   147 (97.4)    150 (99.3)
Fever              Grade 3/4   4 (2.6)       1 (0.7)        .37083
                   Total       151           151
                   Grade 0-2   139 (92.1)    141 (93.4)
Days in hospital   Grade 3/4   12 (7.9)      10 (6.6)       .82534
                   Total       151           151
                   Grade 0-2   149 (98.0)    148 (98.7)
Stomatitis         Grade 3/4   3 (2.0)       2 (1.3)        1.0000
                   Total       152           150
                   Grade 0-2   151 (100)     147 (98.7)
Diarrhea           Grade 3/4   0             2 (1.3)        .24584
                   Total       151           149
                   Grade 0-2   149 (98.7)    145 (96.7)
Bilirubine         Grade 3/4   2 (1.3)       5 (3.3)        .28247
                   Total       151           150
                   Grade 0-2   111 (74.5)    78 (52.0)
Transaminases      Grade 3/4   38 (25.5)     72 (48.0)      < .0001
                   Total       149           150
                   Grade 0-2   152 (100)     150 (99.3)
Central neuroto-
                   Grade 3/4   0             1 (0.7)        .49835
xicity
                   Total       152           151
                   Grade 0-2   136 (99.3)    136 (100)
Arrhythmia         Grade 3/4   1 (0.7)       0              1.0000
                   Total       137           136
                   Grade 0-2   85 (98.8)     77 (100)
Cardiac dysfunc-
                   Grade 3/4   1 (1.2)       0              1.0000
tion
                   Total       86            77
Supplemental Table 3: MRD response in BCP-ALL patients according to their ETV6-RUNX1
status.

Table 3A: MRD response to clofarabine vs high-dose cytarabine in ETV6/RUNX1-negative
BCP-ALL patients

                     high-dose
   p(chi)=.04210     Cytarabine      Clofarabine     All
                      N       %       N       %      N
MRD Day 50
MRD Day 50 neg.        54 50.0         58     62.4   112
MRD Day 50 pos. nq     37 34.3         30     32.3    67
MRD Day 50 pos.        17 15.7            5    5.4    22

Table 3B: MRD response to clofarabine vs high-dose cytarabine in ETV6/RUNX1-positive
BCP-ALL patients

                     high-dose
   p(chi)=.94619     Cytarabine      Clofarabine     All
                      N       %       N       %      N
MRD Day 50
MRD Day 50 neg.        22 75.9         35     77.8    57
MRD Day 50 pos. nq        6   20.7        9   20.0    15
MRD Day 50 pos.           1    3.4        1    2.2         2
Supplemental Table 4: Distribution of relapses in absolute numbers in the randomized arms
according to MRD level

                                          Clofarabine (n)         high-dose
                                                                 Cytarabine (n)
MRD negative after clofarabine/
high-dose cytarabine                                         5                3
                               BCP-ALL                       4                2
                                 T-ALL                       1                1
MRD positive n.q. after clofarabine/
high-dose cytarabine                                         8                5
                               BCP-ALL                       7                5
                                 T-ALL                       1                0
MRD ≥10-4 after clofarabine/
high-dose cytarabine                                         2                6
                               BCP-ALL                       2                5
                                 T-ALL                       0                1
                                  Total                     15               14
Supplemental Figure 1: Comparison of MRD response in BCP-ALL

Comparison of MRD response after clofarabine vs high-dose cytarabine, each combined with

PEG-ASP in BCP-ALL. MRD distribution at end of induction on day 29: clofarabine ≥ 1 x 10-2

4.6%, ≥ 1 x 10-3 26.5%, ≥ 1 x 10-4 24.5%; ≥ 1 x 10-6 43.7%; HIDAC ≥ 1 x 10-2 7.2%, ≥ 1 x 10-3

24.3%, ≥ 1 x 10-4 27% ≥ 1 x 10-6 41.4%; MRD distribution on day 50 after clofarabine: ≥ 1 x 10-2

0%, ≥ 1 x 10-3 2%, ≥ 1 x 10-4 2.6%, ≥ 1 x 10-6 28.5%, negative 64%; after HIDAC: ≥ 1 x 10-2 0%,

≥ 1 x 10-3 5.9% ≥ 1 x 10-4 7.2%, ≥ 1 x 10-6 30.3%, negative 54%.
CoALL 08-09 stratification algorithm

At diagnosis, patients were stratified according to conventional risk criteria, allocating patients

aged ≥10 years, with a T- or pro-B cell immunophenotype or with a white blood cell count

(WBC) ≥25/nl to the high-risk (HR) arm, and all others to the low-risk (LR) arm. A second,

more refined stratification was applied at EOI based on cytomorphological remission, molecu-

lar cytogenetics and in vivo MRD testing11. Patients not reaching remission at the end of in-

duction, carrying a KMT2A-rearrangement or exhibiting a hypodiploid karyotype were also al-

located to the HR arm. Ultimately, based on EOI MRD, three stratification arms were defined

per risk group. B-precursor (BCP)-ALL patients with a negative MRD result and T-ALL patients

with MRD EOI
from diagnosis to death by any cause or censoring at last follow-up. Cox regression was used

for multivariate analysis of the randomization groups taking into account known risk factors as

covariates.

Statistical analyses

Sample size for randomization was calculated according to estimations of the primary end-

point, i.e. MRD of BCP-ALL after the first course of consolidation, based on the preceding trial,

COALL 07-03. We estimated that 60% of patients in the control group who were MRD-positive

prior to intensification would exhibit a detectable MRD level after the administration of

HIDAC/PEG-ASP. We required 136 patients randomized to each group in order to demon-

strate a 25% reduction yielding 45% MRD-positive patients with alpha=5% (one-sided) and

beta=20%. Two interim analyses were planned in the study protocol, yielding a significance

level of 0.042 in the final analysis.

For the randomized treatment element, local trial centers documented toxicities using a spe-

cific toxicity form based on NCI Common Toxicity Criteria, version 2.0. An additional field was

implemented to capture the incidence and length of hospitalization. A lack of treatment-related

hospitalization was defined as grade 0, 15 days

of hospitalization corresponded to grade 4.

Study recruitment

From 1 November 2013 to 31 December 2019, 476 protocol patients were enrolled in phase III

of CoALL 08-09. Among those, 108 patients achieved EOI MRD-negativity (n=108), 31 pa-

tients underwent an induction failure, and three patients died during induction who were not

eligible for randomization. In addition, 31 patients could not be randomized because of paren-

tal or patients’ refusal (n=14), technical non-feasibility (n=14), or severe adverse events (SAE)

during induction (n=3).
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