Assessing Administrative Data Systems on Justice for Children - A tool for country-level self-evaluation
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1 Assessing Administrative Data Systems on Justice for Children A tool for country-level self-evaluation PART 1 Instructions © UNICEF/UN045564/Pirozzi
© United Nations Children’s Fund (UNICEF), Division of Data, Analytics, Planning Acknowledgements and Monitoring, March 2021 The preparation of the publication Permission is required to reproduce any part of this publication. Permission will be freely was led by Claudia Cappa and Nicole granted to educational or non-profit organizations. Petrowski (Data and Analytics Section, UNICEF Headquarters), who were To request permission or for any other information on this publication, please contact: responsible for strategic oversight and technical guidance. The initial tool was UNICEF Data and Analytics Section developed by Rena Ramkay (independent Division of Data, Analytics, Planning and Monitoring consultant) and refined with inputs from 3 United Nations Plaza the many partners who contributed to its New York, NY 10017 USA review and country testing. Email: data@unicef.org Website: data.unicef.org The publication was edited by Lois Jensen and designed by Elwa Design Studio. All reasonable precautions have been taken by UNICEF to verify the information contained in this publication. For any data updates subsequent to release, please visit . Suggested citation: United Nations Children’s Fund, Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation. Part 1: Instructions, UNICEF, New York, 2021.
Assessing Administrative Data Systems on Justice for Children A tool for country-level self-evaluation PART 1 Instructions
4 Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation © UNICEF/UNI150369/Asselin
Contents 1 Overview PAGE 6 ∙∙ How the tool was developed ∙∙ Assessment criteria ∙∙ Indicators on justice for children ∙∙ Sources of information 2 How to use the tool PAGE 14 ∙∙ Who should complete the questionnaires? ∙∙ Scoring the tool ∙∙ Interpreting the results
6 Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation Overview Children come into contact with the procedures, human resources justice system in a host of ways development, determining – as victims, witnesses, because education and training needs, they are in conflict with the law, or improving service delivery and as parties to civil or administrative financing, monitoring and evaluating processes, such as alternative care programmes and achievements, or arrangements or asylum hearings, conducting research. respectively. Children’s encounters with the justice system, along with The Tool to Assess Administrative information on the surrounding Data Systems on Justice for circumstances, are usually recorded Children can be used to evaluate by the authorities and service the capacity of statistical systems providers that form part of the to collect, collate, analyse and justice sector. Such information disseminate administrative is essential to monitoring and data on justice for children at evaluating the performance of the subnational and national levels. It justice system and to understanding consists of two self-assessment the profile of children who come questionnaires, presented in two into contact with it. Yet these data separate booklets. The first, the are often overlooked, especially in Sectoral Questionnaire, is to be low- and middle-income countries, filled out by stakeholder institutions since they may be incomplete in in the justice sector, including the terms of coverage and information. police, prosecution services, courts, Moreover, they often lack reliability social welfare and corrections due to an absence of quality institutions. These respondents controls and may not be up to date. are then asked to come together, along with other key personnel High-quality and reliable information (as described on page 16), to is necessary for all reporting and discuss and jointly fill out a second decision-making on issues involving questionnaire, the Questionnaire for children in contact with the justice the Central Reporting Facility and system, whether the aim is policy All Stakeholders, which looks at the development and implementation, system from a broader perspective, development of governance at the national level. and regulatory structures and
Overview 7 © UNICEF/UNI117430/Estey The tool can be used to: How the tool was data on justice for children • Inform key stakeholders developed • A well-equipped data infrastructure – that is, stable access to about aspects of The development of this tool relied information and communication administrative data on justice on existing diagnostic tools, none technologies (ICT) and database for children that they may of which focused on justice for software – along with adequate not be familiar with children. Good models were found human resources (sufficient • Provide an evaluation of the that assess health information personnel with the necessary administrative data system systems and civil registration training without a high turnover on justice for children that and vital statistics, providing the rate) and financing to support data can be used as a baseline for foundation upon which this tool is collection, analysis and reporting monitoring improvements built.1 Insights gleaned from country • Strong coordination of data on over time studies undertaken in Montenegro justice for children • Consult and build consensus and Uruguay in 2018, Jordan and the • Completeness of data on justice on the current state of the Republic of Tanzania in 2019, and a for children administrative data system stakeholder workshop in Canada in • Effective and secure data on justice for children and 2019 were used to refine the tool. transmission needed improvements and • Standardized data and practices in priority investment areas relation to justice for children Assessment criteria • Administrative data quality • Mobilize technical and assurance financial support to articulate • Relevant use, robust demand and As illustrated in Table 1 (page 10), and implement a strategic regular dissemination of such data. a mature administrative data system plan to improve/strengthen on justice for children possesses particular areas and/or Accordingly, these components are the following characteristics: sectors of the administrative used as subsections in the tool’s data system on justice for questionnaires. The tool asks country • A comprehensive and coherent children. stakeholders to assess their systems legal and normative framework for data and statistics on justice by identifying gaps and strengths at for children the sectoral level (courts, police, social • Effective governance and the ability services, etc.) and in relation to the to plan in the area of administrative thematic components outlined above. 1 1 Health Metrics Network, ‘Strengthening Country Health Information Systems: Assessment and monitoring tool’, 2006, ; World Health Organization, ‘Section 3. Health Information Systems’, in Monitoring the Building Blocks of Health Systems: A handbook of indicators and their measurement strategies, WHO, Geneva, 2010, ; World Health Organization, Rapid Assessment of National Civil Registration and Vital Statistics Systems, WHO, Geneva, 2010, .
8 Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation In addition to these components, indicators that reflect standards • Sentencing and restorative justice, the tool incorporates three core to track capacity in relation to reliance on noncustodial options, outcomes that should be present in child justice.3 This three-part and specialized sentencing an ideal administrative data system: toolkit includes a minimum set of guidelines and standards for indicators on justice for children children are instituted • Child-focused – system design that were identified through a • Juvenile offender accountability, and operation have children’s best systematic review and development rehabilitation, reintegration, and interests at their centre process. While not the only measure prevention of recidivism become • Built from the community up – of performance, the ability of an the norm. local impact and engagement administrative system to produce in high-quality data collection data on a core set of indicators In the Sectoral Questionnaire, and use are important for provides important insights into Part 2 of the toolkit, indicators development outcomes involving the strength of that system. The relevant to individual sectors have children, as well as for feeding indicators included in the toolkit been included. Some overlap may into national planning address children’s access to justice occur when several different sector • Cross-sectoral – strong in a broad sense; however, they all stakeholders collect the same data. foundations across multiple share important guiding principles For example, family courts may sectors at the national level that uphold children’s rights. identify cases involving children are necessary to support an These principles are mentioned (custody and access, for example), administrative data system for to some degree in all international while social welfare will also collect children that is effective and instruments and should guide any data on individual children for durable.2 interventions related to justice for routine assessment in such cases. children – from policy development Alternatively, more than one sector These principles were also to interaction with and services may be charged with collecting incorporated into the diagnostic for children – ultimately measuring data for a particular indicator, elements of the tool. Respondents the extent to which countries although it is possible that only one are asked if staff are trained incorporate child rights into their of the sources actually does so. in child-friendly interviewing justice systems. For example, both the police and techniques and if data protection the prosecution may collect data for children is established and The principles are as follows: on criminal proceedings initiated implemented (child-focused); against children. It will be up to if data are used for decision- • Children’s access to justice is each country team to decide which making, planning, budgeting and improved, including the ability to sector’s data will be used for joint programming improvements at all participate fully in proceedings, reporting on justice for children. administrative levels – district, state, equitable access no matter what regional, national (built from the region, and the ability to appeal It is helpful for countries to community up); and if governance court/tribunal rulings distinguish between indicators that and coordination mechanisms for • Children’s equality before and are used for data collection and administrative databases on justice under the law is assured, including those that are included in reports. for children exist across multiple the right to nondiscrimination This assessment exercise should sectors (cross-sectoral). • Effective assistance, remedies reveal when data are available, and reparations are available and though not currently used, and when provided to children who are data are not captured in records Indicators on justice for victims at all. It will also help countries children • Crimes against and by children understand which sectors require are prevented more strengthening in relation to United Nations agencies and • Specialized and child-friendly data collection if it is revealed that, partners, as well as national procedures for all children in for example, the judiciary could governments, have developed contact with the law are applied not report easily, if at all, on the 2 3 indicators assigned to its sector. 2 United Nations Children’s Fund, ADaMM: Admin Data Maturity Model v 1.5, unpublished draft. 3 United Nations Children’s Fund, Achieving Justice for Children: A review of innovative data initiatives around the world, UNICEF, New York, 2021.
Overview 9 Sources of information The main sources of information for the assessment are the ministries of justice, interior/public safety, attorney-general’s office/ prosecution and social welfare along with the judiciary and civil society organizations providing services related to child justice. These are the sectors that are usually responsible for the generation, synthesis, analysis and use of data on justice for children. The diagram below provides a breakdown of the main data sources, organized by a child’s contact with the justice system, whether through conflict with the law, as child victims or witnesses, or as participants or interested parties in civil and administrative processes. It provides a starting point for countries seeking to organize a national process to assess its administrative data on justice for children. © UNICEF/UNI158311/Vockel FIGURE 1 Common sources of administrative data on children in contact with the justice system Children in conflict Children in civil and Child victims/witnesses with the law administrative law processes Police Police Civil courts/family courts/ administrative tribunals – Prosecutors Prosecutors judiciary or panels Criminal courts – judiciary Criminal courts – judiciary Legal aid/bar association Prisons/corrections or Social welfare/protection services rehabilitation centres Social welfare/protection services Legal aid/bar association Social welfare – counselling/ probation Ombudsperson/human rights Health/medical services commissioner for appeals Diversion/mediation Traditional/customary justice Traditional/customary justice Alternative measures NGOs/international NGOs/ Legal aid/bar association civil society/faith services – NGOs/international NGOs/ shelters, psychosocial, etc. civil society/faith services Traditional/customary justice
10 Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation TABLE 1 Gauging the maturity of an administrative data system on justice for children: Three stages of development Current status of country in relation to the component Component System strengthening needed System moving towards maturity System is mature The country lacks protective legislation Some legislation exists to protect children The country has adequate protective for children, including laws providing involved in criminal procedures, court legislation for children (such as a special provisions for children in criminal processes and in relation to privacy and Children’s Act, Juvenile Justice Law) and procedures, court processes and in relation confidentiality, but comprehensive laws are special provisions exist for children in to privacy and confidentiality. required or existing laws need updating. criminal procedures, court processes and in relation to privacy and confidentiality. Legislation is incomplete in terms of child Legislation covers some aspects of child Legislation related to child rights and rights and protections, juvenile justice, data rights and protections, juvenile justice, data protections, juvenile justice, data privacy and access restrictions or, if already privacy and access restrictions, and it is privacy and access restrictions is fully developed, has not been consistently enforced, but not consistently. implemented and enforced. implemented or enforced. A. Obligatory data capture and reporting on Some legislation, policies and regulations National legislation, policies and Legal and children in contact with the law are weak for data capture and reporting on children regulations for data capture and reporting normative and need to be developed and enforced in contact with the law exist, but they on children in contact with the law exist framework for data through legislation, policies and regulations. require updating or amendments to make and are enforced. and statistics on them more comprehensive. Enforcement is justice for children inconsistent. There is no central reporting facility Some legislation, policies and regulations A national statistics office or central or national statistics office with a exist that compel a central reporting facility reporting facility, with a clear mandate clear mandate, including roles and or national statistics office to regularly and role, is responsible for collating, responsibilities to ensure regular collating, report on the achievement of justice for reviewing and publishing data on the reviewing and publishing of data on the children, but they require amendments/ achievement of justice for children. achievement of justice for children. updating or must be implemented/ enforced. Data privacy and data protection are weak There is a comprehensive data privacy Data privacy and access to information and require that a regulatory framework be and regulatory framework that is not well are strictly regulated through legislation adopted and implemented among justice known or enforced at some subnational and all justice actors comply, with strict actors. levels or among some justice for children penalties for noncompliance. sectors. A data governance framework does not Either a formal or informal data A formal data governance framework exist and must be developed for justice governance framework exists to guide on justice for children exists, including for children data among stakeholder data responsibilities, definitions, coding well-defined institutional responsibilities, institutions. Alternatively, an existing data instructions, data storage and security, data definitions, coding instructions, data governance framework, such as that used collection, management and reporting, storage and security, data collection, in criminal justice, for example, may be but it does not cover the entire justice for management and reporting. used to guide data collection and reporting children sector (for example, it is limited on justice for children. to violence against children and does not cover juvenile justice). Reporting is weak to non-existent in the Legislation and/or regulations and policies Legislation and/or regulations and B. area of justice for children. Regulations/ delineating which institutions must capture policies delineate which institutions are Governance policies should be established to specify and report on data, including frequency responsible for capturing which data, and planning which institutions are responsible for and form, exist and may be adequate, but as well as the frequency and form of capturing and reporting on data and the not all responsible institutions report as reporting on those data. frequency and form of such reporting. expected. There is no emergency or natural disaster No formal planning mechanism exists. In In emergency or natural disaster response plan in place in relation to specific this case, either a child justice working response, there is a planning mechanism data requirements on justice for children. group or one of the institutions in the under the data governance framework justice sector could coordinate a response on justice for children to capture specific in an emergency or natural disaster and/or additional data required. situation.
Overview 11 Current status of country in relation to the component Component System strengthening needed System moving towards maturity System is mature Stationery supplies are not always available Stationery supplies are generally available Necessary supplies such as forms, paper and phones, computers, printers and copiers everywhere, but there are widespread and pens are adequate, and equipment are very limited. Institutions responsible for shortages of phones, computers, printers such as phones, computers, printers and administrative data on justice for children and copiers outside of urban areas. copiers are widely available. require adequate supplies and equipment at national and subnational levels. ICT infrastructure is only found at national ICT infrastructure may be available at All stakeholder institutions have ICT levels, if at all. Subnational levels are not subnational and national levels (or only in infrastructure at subnational and national reliably connected to an ICT infrastructure, urban areas), but data are not transferred levels and use electronic databases and intranet or web-/cloud-based platforms through intranet or web-/cloud-based to collect and compile data that are have not been established. platforms. Data are transmitted through connected via intranet or web-/cloud- email or manually. based platforms. There is either no connection to an intranet No business intelligence tool is used to With an intranet or web-/cloud-based or web-/cloud-based platform anywhere or generate automatic summaries, although platform, all subnational data can be this is only available at the national level. there may be intranet or web-/cloud-based retrieved at a central reporting facility. The result is that the central reporting platforms used to connect database The use of business intelligence software C. facility must go through a process of data systems, either in urban capitals or enabling automated summaries of key Data infrastructure input, coding and organization before throughout the country. performance indicators is commonplace. and resources reporting, a time-consuming endeavour that makes it untenable to report more frequently than annually. Staff may receive only on-the-job training, Training is either provided outside or on the All staff are provided with adequate if at all, and the lack of training is an job, but it is frequently not enough. training to carry out their jobs in relation impediment to the quality of administrative to administrative data on justice for data on justice for children. children. Staff turnover is higher than 30% and it is Staff turnover rate is between 11% and Staff turnover rate is 10% or below, difficult to retain skilled and experienced 30%. Improvements could be made to resulting in the retention of experienced data workers. retain skilled staff. data workers. Currently, no national budget line exists for While a national budget may be provided National budgets provide for a functioning ICT in the area of justice for children, either for ICT, it is not adequate to provide a information system as well as ICT at subnational or national levels. functioning system at subnational and upgrades and maintenance as needed, national levels. both at national and subnational levels. There is no formal inter-agency committee No formal inter-agency committee exists, A formal inter-agency committee exists to and little cooperation exists among but personal relationships are used to share ensure that there are protocols in place for stakeholder institutions, resulting in and exchange information and resolve sharing and exchanging information among duplication of data collection and reporting, problems, although these are not always stakeholder institutions. Information inconsistencies in statistical reports and effective. systems can interact, and committee incomplete analysis. members are comfortable contacting one another when in need of data. Information-sharing protocols do not While there are information-sharing Information-sharing protocols among D. currently exist and data are not exchanged protocols among some or even all justice involved institutions exist, and data are Coordination across institutions. Protocols need to be institutions, data are not easily exchanged shared securely and electronically across of data on justice developed, and stable electronic systems due to inadequate ICT systems. these institutions. for children for data exchange should be established. None of the ICT systems are linked and Among justice institutions, ICT systems ICT systems were developed to ensure data may be exchanged manually, but not were developed independently of one the full integration of the police, electronically. Electronic data linkages another, making integration impossible. prosecution, court and social welfare need to be established among stakeholder Data are exchanged either manually or by database systems. institutions. programmed software interface to recognize different codes.
12 Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation Current status of country in relation to the component Component System strengthening needed System moving towards maturity System is mature Statistics for none to some of the key The database systems can generate reports Disaggregated statistics on all the indicators can be reported on annually, on some of the indicators, but not all, and recommended indicators on justice for but there is no consistent reporting reports may be generated nationally or only children can be reported on annually at of disaggregated data and there is no at local levels. national and subnational levels. supporting ICT infrastructure to allow for both subnational- and national-level figures. Reporting forms/registers are not Standardized forms exist at national and A mandatory, single standardized form/ E. standardized and significant narrative subnational levels, and use of forced register is completed online, at the Completeness reporting exists. Forced data fields and skip data fields and skip logic to ensure data national and subnational levels, to of data on logic (not allowing for blank responses) collection completeness is limited. capture data. It relies on forced choice justice for children will need to be incorporated into electronic data fields and does not allow for registers for recording data. skipping of data. Neither common definitions nor record There is limited use of common record Data are compatible among all stakeholders identifiers exist across stakeholder identifiers in databases, and improvement through the use of common record institutions, and records cannot be easily can be made in common definitions of identifiers in databases and common shared or exchanged. variables and codes to enable seamless definitions of variables and codes used by data transfers. each institution, making data transfer to the central reporting facility seamless. A paper-based system requires manual Local systems still use paper copies All data are collected through an intranet collation of data from local to regional to of records that need to be scanned or or web-/cloud-based system that allows for national offices and does not permit real- electronically input at regional or national centralized database updates each time a time data availability. levels. Regions may or may not have intranet record is entered, with real-time viewing of or web-/cloud-based systems. local data from the national offices. Local records can be accessed from regional and national offices easily. Reporting from subnational levels is A schedule for reporting exists and delays There is an agreed schedule for when F. intermittent, and little effort is made by the may occur in timely report submission. statistics and reports are due, and Data transmission national offices to encourage more timely, These may or may not be communicated to reporting deadlines are taken seriously and regular reporting. the central reporting facility. closely monitored. None of the national offices of each While the ability to critically evaluate Each institutional sector has the capacity, institutional sector can evaluate and requests for information exists, as does at national levels, to critically evaluate respond to external requests for information the capacity to provide anonymized data, requests for information in line with in a timely manner that respects the a timely response to external requests is legislation/policies/procedures and to confidentiality and privacy of children. unlikely. provide anonymized data in a timely fashion. Not all of the key indicators are collected by Some of the key indicators are collected by All stakeholder institutions collect data on stakeholder institutions, requiring that these stakeholder institutions at the national level, the key indicators and have the capacity to be incorporated into data collection forms/ but this varies at subnational levels. do so at national and subnational levels. registers at national and subnational levels. There is no systematic or complete Some, but not all, stratifiers are found in All data are disaggregated as proposed in disaggregation of data possible for children administrative databases. However, it may each institution’s administrative database who come into contact with the justice be very difficult to extract and report on at all levels of data capture. Since they are system. disaggregated data when records are paper- electronically input, stratified data reports based at local levels, for example. can be easily extracted and produced. G. Written or informal procedures/guidelines Either written procedures or informal There is a set of written procedures for Standardized data do not exist and must be developed for guidelines exist for collection, storage, managing administrative data on justice for and practices in managing data collection, storage, cleaning, cleaning, coding, quality control and security, children, including guidelines for collection, relation to justice coding, quality control and security for data but they are not consistently implemented storage, cleaning, coding, quality control for children on justice for children in all institutions and at and adhered to. and security, in all institutions and at subnational and national levels. subnational and national levels. These procedures are strictly adhered to. If written codebooks do exist, they are not Written codebooks exist, although they Written codebooks exist to provide a in use. may be out of date, and they may not be single definition for each data variable found at all subnational levels. Adherence is and specifications for data collection inconsistent. methods, transmission and use, which are aligned with national legislation and international standards. All institutions at subnational and national levels strictly adhere to these codebooks.
Overview 13 Current status of country in relation to the component Component System strengthening needed System moving towards maturity System is mature Staff training and guidance are not On-the-job as well as external training in Staff working in data recording and sufficient for data quality assurance, nor data recording and extraction are in place. extraction are trained and formally are there system measures in place, System quality assurance, such as through tested on their knowledge. There is a such as drop-down menus/forced choice drop-down menus/forced choice data fields written guide for quality control and H. data fields and skip logic to prevent and skip logic, are not in standard use. system measures, such as drop-down Administrative data omissions. Data recording and Random sampling of data may take place menus/forced choice data fields and skip data quality extraction errors need to be systematically at the central reporting facility, but it is not logic, requiring that a field be entered assurance addressed. systematic. Local supervisors may provide before moving on. These are in place to oversight of staff inputting data. ensure consistency and prevent errors. Managers provide regular oversight. Administrative data on justice for children Administrative data are used to compile Administrative data on justice for children are not seen as having strategic value and crime statistics on juvenile offenders provide citizens with information on their use is limited. Awareness-raising and child victims annually. They may be government accountability to deliver as to the benefit of administrative data used to monitor programming and track justice for children. Government for monitoring, evaluating, budgeting, trends in child victimization and juvenile demands administrative data for planning, policymaking and research may offending, but not for other purposes. programme monitoring, development of yield improvement, as could a champion in Anonymized data are shared with policies and programming to respond to this area. researchers upon request. identified issues, budgeting and strategic planning. Managers demand these data to measure whether targets and goals have been achieved. Researchers request anonymized data to carry out different analyses on justice trends and to evaluate programming in this area. Demand is regular and continuous. There is no training of staff to analyse data Staff have been trained to analyse data Staff at both national and subnational on children’s involvement in the justice on children’s involvement in the justice levels who analyse data on children’s system. system, but only at the central reporting involvement in the justice system have facility. been adequately trained. Reports from the central reporting facility At a minimum, annual reports are Weekly, monthly, quarterly, biannual that use administrative data on justice for produced from the central reporting facility and annual reports are produced from children are rarely or never produced. and reports may also come out biannually administrative data on justice for children and quarterly. by the central reporting facility. I. Data use, demand and dissemination Governments may use administrative data Administrative data on justice for children Governments use administrative data on on justice for children to produce crime are used by governments to inform justice for children to evaluate department statistics involving children, but there is planning and decision-making at national performance, plan and allocate resources, limited use otherwise. The data are not and regional levels, but not locally. respond to periodic monitoring considered to be of good quality. They are used to produce annual crime requests from international and regional statistics involving children. Data quality is intergovernmental organizations, and considered average. to set policies in order to improve the experience of children involved in the justice system. Data are perceived to be of high quality by these users. Data are not used nationally or Reports generated from the central The reports coming from the central subnationally by government to inform reporting facility on justice for children are reporting facility on justice for children planning or strategic decision-making. used for national planning and strategic are used by all levels of government Reporting on justice for children needs to decision-making, but not at subnational (subnational and national) to inform add value to government activities. levels. planning and strategic decision-making. Little awareness-raising and limited Key indicators are not generally well known Key indicators on justice for children reporting have resulted in an absence of except among specialists, such as judicial are well known among political leaders, knowledge about key indicators on justice educators, researchers/academics and government ministers, senior managers, for children. juvenile police. academic researchers and the media.
14 Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation How to use the tool The Tool to Assess Administrative How the process is conducted is Data Systems on Justice left to the discretion of countries. for Children is designed for For example, selected staff within a stakeholders working on sector could fill out the questionnaire administrative data in sectors/ jointly. Or, selected staff could fill institutions involved in delivering it out individually, and then come justice for children. It is intended together as group to discuss and to help people working in these jointly fill out the questionnaire that sectors to understand the strengths is to be submitted for that sector. and gaps in their administrative Respondents should indicate which data systems. With knowledge of sector is filling out the tool by their needs, the various institutions checking the appropriate box at the can make decisions and prioritize front of the questionnaire. investments in their respective administrative data systems and the Also included in the tool is an national system of data reporting, additional questionnaire intended including examining the need for a for all stakeholders, including the central reporting facility. central reporting facility for data on justice for children, if it exists, The Sectoral Questionnaire is to fill out together at the national organized by institutional sector, level. The Questionnaire for the including the police, prosecution Central Reporting Facility and All services, the courts (criminal/ Stakeholders, Part 3 of the toolkit, juvenile, civil, family, religious) examines the intricacies of the and social welfare/corrections. It administrative data system, as well is expected that each sector (for as how data are captured, collated, example, civil courts) will fill out analysed and reported on in the its own questionnaire. area of justice for children.
How to use the tool 15 Each sector agency or institution Each country will have a different centres’ instead of ‘corrections is expected to complete both context, with different department institutions’, as relevant. its own self-assessment and to and ministry names, different participate in the national-level administrative levels (not all This assessment exercise self-assessment, by completing countries have states or districts, would ideally be repeated at an the following questionnaires: for example), and are at different appropriate interval, as determined stages of development in terms of by a country’s circumstances, • Sectoral Questionnaire for the their administrative data systems. preferably with the same police (24 questions/72 points), The tool uses generic labels, and it stakeholders, in order to monitor prosecution/attorney-general’s is expected that those completing progress and inform future plans to office (24 questions/72 points), the self-assessment will adapt continuously improve the country’s courts4 (24 questions/72 points), to their own country context, for administrative data system on and social welfare/corrections5 example, using ‘juvenile education justice for children. (24 questions/72 points). • Questionnaire for the Central Reporting Facility and All Stakeholders (34 questions/102 points). Questions have been grouped into nine areas: • Legal and normative framework for data and statistics on justice for children* • Governance and planning* • Data infrastructure and resources • Coordination of data on justice for children* • Completeness of data on justice for children • Data transmission • Standardized data and practices in relation to justice for children • Administrative data quality assurance • Data use, demand and dissemination. The starred (*) categories are found only in the Questionnaire for the Central Reporting Facility and All Stakeholders, since these questions relate to national-level criteria and centralized coordination and are less relevant to individual sectors. © UNICEF/UN045580/Pirozzi 4 5 4 Each of the different courts – criminal/juvenile, civil, family and religious, if relevant – should complete a separate questionnaire. 5 If these are two separate ministries or departments, it may make sense to have each institution complete the questionnaire separately. Corrections departments and social welfare have different names in different countries. The stakeholders here are the ones who provide social and protective services support to children (social welfare) and those who operate the institutions (corrections, remand, educational centres) and programmes (pre-trial and post-trial diversion, community service, reintegration programming) for child offenders (corrections).
16 Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation © UNICEF/UNI99097/Dormino Who should complete the questionnaires? The self-assessment examines questionnaire. Likewise, social At least one member of the national many areas, including database welfare and corrections should statistics office should also be systems, tools and software for conduct separate assessments. present for the national-level self- systems, data categories and Any other subsector agency/ assessment since legislation may coding, data input, practices institution should feel free to grant exclusive permission to this and procedures, and legislation/ complete a separate questionnaire if office to use and report on data. policy that shapes and limits it makes sense due to the existence This representative should be the administrative data system. of different database systems. knowledgeable about justice for Therefore, it requires input from children, trained as a statistician or those who are knowledgeable When filling out the Questionnaire demographer, and be comfortable about these issues. It is expected for the Central Reporting Facility discussing electronic databases. that each sectoral self-assessment and All Stakeholders, those who process will involve ICT experts, completed the questionnaire for Database administrators and a database designers (if available), each sector should ideally be representative working directly database administrators, data present. ‘Central reporting facility’ with children from administrative analysts, monitoring and evaluation refers to a separate institution, if tribunals, the national human experts, a person responsible for it exists, responsible for collecting rights institution and/or the intersectoral coordination, and a data on justice for children from ombudsperson’s office should representative who interacts with all relevant sectors and producing also participate in the national- children and uses the database comprehensive reports on justice level assessment with the goal to record the interaction. Some for children indicators. In some to improve their data capture in representation from district, countries, the central reporting the area of justice for children. If state, regional and national hubs facility is a unit attached to the administrative tribunals already receiving data is also beneficial. national statistics office. If such a collect data specific to children and All participants completing the facility does not exist, the national can report on the minimum set assessment should have knowledge self-assessment exercise may help of indicators, it is recommended and experience in justice for determine if a particular sector that these stakeholders conduct children related to the specific can take on a centralized role to a separate sectoral assessment sector (juvenile police, for example). report on behalf of others, or if of administrative tribunal data The courts – including criminal investments should be made to on children and that these (juvenile-focused, if available), create a separate facility to collect representatives join the national- civil, family and religious courts, if and report on child justice data at level assessment. relevant in the country context – the national level. should each complete a separate
How to use the tool 17 Scoring the tool A score sheet is provided at the beginning of the How to score response scenarios sectoral and the national-level questionnaires. For each question in the assessment Response scenario A B C D tool, stakeholders select one of four response scenarios Score 3 2 1 0 (labelled A, B, C and D), which describe a range of hypothetical scenarios Each question should be discussed and 102/102 for the national-level allowing for an objective by the group members completing questionnaire. Each question has and numbered rating. The both the Sectoral Questionnaire a maximum point value of 3 and a numeric value attached to and the Questionnaire for the minimum of 0. Once the sum of each scenario permits a total Central Reporting Facility and All all 24 questions for the sectoral score to be obtained within Stakeholders. assessment is known, that number each section, as well as a should be divided by 72 to get the total score for all sections. To finalize the scoring for percentage score. For example, The highest score (3) is given each sector, numeric scores a score of 58/72 would result in a for a scenario considered are converted into averages/ score of 81 per cent (58 divided by ‘highly adequate’ when percentages. For a total score, 72). The national-level assessment compared to the minimum the numeric responses for all is scored out of 102, so a score of score of zero (0), which is questions should be added for a 83, for example, would also result regarded as ‘not functional’. total score (out of either 72 for in a percentage score of 81 per If the situation in a country each sector or 102 for the national cent, suggesting that the system is is not precisely defined by level). A perfect score would be functional, but needs improvement. any of the four options, 72/72 for sectoral assessments the response scenario that most closely aligns with current practice, systems Percentage scores and their ratings and structures should be selected. The comments Score (%) Rating Actions to consider section in the response options table allows those Substantial system improvement is required Below 34 Not functional in all areas responding to provide additional clarification or detail for future reference. Multiple issues require attention, with many 35-64 Weak The scoring is expected to aspects of the system not functioning well provide an indication of the functionality and quality of the administrative data The system works, but some elements Functional, but needs require attention; specific weaknesses might system and the data it 65-84 improvement be more comprehensively examined before produces. making changes Minor adjustments might be required in an 85-100 Well-functioning otherwise well-functioning system
18 Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation Interpreting the results This tool is purely diagnostic in that it critical system needs and immediate accessed by the courts. Another does not provide recommendations investment priorities, as well as mid- country may be lacking coordination for how the country should proceed term and longer-term support and and a governance structure among in order to improve its administrative development necessary to improve the justice for children institutions data system on justice for children.6 monitoring and reporting on justice that gather and report on data. Nor is the tool exhaustive. It is for children. In this case, an existing justice not intended to closely evaluate for children working group could software programmes for data For example, in most countries, the be called upon to establish a collection, for example, but rather police have fairly comprehensive sub-working group or committee to examine the administrative data data records on accused offenders devoted to strengthening the system, both as a whole and in and their victims. However, these administrative data system selected parts, with the aim of records may be paper-based in through better coordination and identifying the general areas and some locations and it might be the development of a governance sectors of the system that would a priority to provide electronic framework, building on what is benefit from targeted intervention systems and statistical software to already in place. and investment. It supports the this sector. It may also be important use of existing data collection and that these new systems are able to In conclusion, this assessment tool reporting tools first, looking at ways link with the prosecution service so will identify which sectors have to enhance or strengthen these. It that data are complete and do not adequate systems and which do also recognizes that there are no need to be entered into the system not. It will also identify some of specific stages through which an more than once. Alternatively, if civil the gaps within and among sectors administrative data system must courts are not able to report on the (that is, the need to link or integrate develop, since emerging technology number of cases heard that involve systems). While this information could ‘leapfrog’ one sector of a children, and the social welfare is critical to understanding low-income country from a paper- system collects information on each administrative data system based system to a state-of-the-art child assessed for these cases, requirements, the country context electronic database. There is no it may be a priority to develop a is just as important to ensure that need to move through the more system linkage whereby social future plans and investments result cumbersome and less efficient welfare uses court file numbers as in better data on justice for children development that occurred in many part of its data codes that can be for decision-makers. high-income countries that took advantage of technologies that were new at the time, but not nearly as efficient as today’s systems. Since countries develop their administrative data systems at different paces, there is no one-size- fits-all approach to strengthening these systems. Each country will have different requirements to improve its system and each sector will identify its own system gaps and strengths. The stakeholders who conduct the national-level assessment are expected to evaluate these requirements and © UNICEF/UNI27995/Noorani build consensus, as a first step, on 6 6 Some broad considerations for undertaking activities to improve data on justice for children that emerged from the research and country studies undertaken to develop this tool are documented in: United Nations Children’s Fund, Achieving Justice for Children: A review of innovative data initiatives around the world, UNICEF, New York, 2021.
How to use the tool 19 © UNICEF/UNI75408/Pirozzi
UNICEF Data and Analytics Section Division of Data, Analytics, Planning and Monitoring 3 United Nations Plaza New York, NY 10017 USA Email: data@unicef.org Website: data.unicef.org
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