An introduction to the United Nations Convention to Combat Desertification

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Fact sheet                   1

An introduction to the United Nations
Convention to Combat Desertification
The Convention offers new            themselves begin to suffer when      The respective roles of donors
hope in the struggle against         food and water supplies become       and recipients are worked out in
desertification                      threatened. In the worst cases,      partnership agreements
                                     they endure famine, mass             developed through a consultative
Over the past decades, the           migration, and large economic        process. The aim is to ensure
problem of land degradation in       losses. Over 250 million people      that funding programmes are
dryland regions has continued to     are directly affected by             better coordinated, that funding
worsen. The Convention               desertification, and some one        is based on the needs of the
promotes a fresh new approach        thousand million (one billion) are   affected countries, that donors
to managing dryland ecosystems       at risk. (See Fact Sheet 3.)         can be sure their funds are well
and - just as important - to                                              spent, and that recipients obtain
managing development aid             The Convention to Combat             the maximum benefit from the
flows.                               Desertification is being             sums available. (See Fact Sheet
                                     implemented through action           5.)
Desertification is caused by         programmes
climate variability and human                                             Another radical departure is the
activities                           These programmes are the core        strong emphasis on a “bottom-
                                     of the Convention. At the            up” approach with strong local
In the past, drylands recovered      national level, they address the     participation in decision-making
easily following long droughts       underlying causes of
and dry periods. Under modern        desertification and drought and      Traditionally, local communities
conditions, however, they tend       identify measures of preventing      have been relatively passive
to lose their biological and         and reversing it. National           participants in development
economic productivity quickly        programmes are complemented          projects. Now the Convention
unless they are sustainably          by subregional and regional          puts them on an equal footing
managed. Today, drylands on          programmes, particularly when        with other actors in the
every continent are being            transboundary resources such as      development process.
degraded by overcultivation,         lakes and rivers are involved.       Communities and their leaders,
overgrazing, deforestation, and      Action programmes are detailed       as well as non-governmental
poor irrigation practices. Such      in the five regional                 organizations, experts, and
overexploitation is generally        implementation annexes to the        government officials, work
caused by economic,                  Convention -- Africa, Asia, Latin    closely together to formulate
environmental and social             America and the Caribbean, the       action programmes. For this
pressures, ignorance, war, and       Northern Mediterranean, and          innovative and complicated
drought. (See Fact Sheet 2.)         Central and Eastern Europe. (See     process to work, awareness
                                     Fact Sheet 4.)                       campaigns are envisaged to
Desertification undermines the                                            inform people about the new
land‘s productivity and              The Convention promises to           opportunities presented by this
contributes to poverty               reshape the international aid        Convention. (See Fact Sheet 6.)
                                     process dramatically
Prime resources - fertile topsoil,
vegetation cover, and healthy        It seeks to engage donor nations
crops - are the first victims of     and agencies and recipient
desertification. The people          countries in a new partnership.
Science and technology are
vital tools in the fight against
desertification

The Committee on Science and
Technology, established under
the Convention, promotes
technological and scientific
cooperation among national,
                                                                                   Photo © Pamela Ceron Valladares
subregional and regional
institutions through data
collection, analysis and review
as well as the provision of up-    private-sector financing are also      environment. Social and
to-date scientific knowledge       encouraged. (See Fact Sheet 8.)        economic issues, including food
and advice. Land degradation                                              security, migration, and political
can be minimized by means of       The Convention has                     stability, are closely linked to
both new and traditional           established a number of                land degradation and drought.
technologies, ranging from         institutions and procedures for        So are such environmental topics
satellite monitoring to the        guiding international action           as climate change, loss of
terracing of steep hill slopes.                                           biological diversity, and
Science and technology must        The Convention entered into            freshwater supplies. The
respond to people’s real needs,    force on 26 December 1996,             Convention emphasizes the need
and the Convention encourages      three months after the fiftieth        to coordinate research efforts
researchers around the world to    country ratified it. As at March       and action programmes for
combine their talents for this     2008, 193 countries and the            combating desertification with
purpose. (See Fact Sheet 7.)       European Union had ratified or         these related concerns. (See
                                   acceded to it. The supreme             Fact Sheet 10.)
Financial resources need to be     body of the Convention is the
channeled and invested more        Conference of the Parties              2008: A new strategic plan and
efficiently                        (COP), which comprises ratifying       framework for the UNCCD
                                   governments and regional
Most funding is raised             economic integration                   In September 2007, the eighth
domestically by the affected       organizations. It is assisted in its   Conference of the Parties in
countries, but bilateral           tasks by two subsidiary bodies,        Madrid adopted the ten-year
assistance programmes and          the Committee on Science and           strategic plan and framework to
international agencies also        Technology and the Committee           enhance the implementation of
provide large sums. The            for the Review of the                  the Convention (The Strategy).
Convention has established a       Implementation of the                  To make UNCCD a systemic and
Global Mechanism to promote        Convention. The COP held eight         worldwide response to global
the mobilization of financial      sessions up to the beginning of        environmental issues affecting
resources. In addition, the        2008, the first of which was           land and its ecosystems that
Global Environment Facility has    held in Rome in October 1997.          deserves a specific momentum
been designated as a financial     The COP will continue to meet          and a strong international
mechanism to the Convention.       biennially in the future. (See         mobilization, The Strategy sets
To this effect, and as means to    Fact Sheet 9.)                         out operational objectives on
enhance the implementation of                                             issues including awareness
the Convention, the GEF            Desertification is primarily a         raising, policy framework,
adopted a new Operational          problem of sustainable                 science and technology and
Programme (OP.15) exclusively      development                            capacity-building (see Fact Sheet
designed to fund activities                                               16.)
related to land degradation.       It is a matter of addressing
Innovative funding sources,        poverty and human well-being,
including debt swaps and           as well as preserving the

                                      United Nations
                                      Convention to Combat Desertification
Fact sheet                     2

The causes of Desertification

Desertification is the               respond to it rapidly. For           land laws or customs. In many
degradation of drylands              example, satellite imagery has       cases, unregulated access to
                                     shown that the vegetation            land resources may lead some
It involves the loss of biological   boundary south of the Sahara can     individuals to maximize their own
or economic productivity and         move by up to 200 km when a          gains by overexploiting the land
complexity in croplands,             wet year is followed by a dry        at the expense of the community
pastures, and woodlands. It is       one, and vice versa.                 as a whole. Poor people,
due mainly to climate variability                                         particularly poor women, often
and unsustainable human              People must also adjust to           lack access to the best land,
activities. The most commonly        these natural fluctuations           depending instead on the most
cited forms of unsustainable                                              fragile areas and resources. Their
land use are overcultivation,        The biological and economic          poverty may give them little
overgrazing, deforestation, and      resources of drylands, notably       alternative but to extract what
poor irrigation practices.           soil quality, freshwater supplies,   they can from the scarce
Seventy percent of the world’s       vegetation, and crops, are easily    resources available to them, even
drylands (excluding hyper-arid       damaged. People have learned to      though this degrades the land.
deserts), or some 3,600 million      protect these resources with age-
hectares, are degraded. While        old strategies such as shifting      International economic forces
drought is often associated with     agriculture and nomadic herding.     can encourage people to
land degradation, it is a natural    However, in recent decades           overexploit their land
phenomenon that occurs when          these strategies have become
rainfall is significantly below      less practical due to changing       International trade patterns can
normal recorded levels for a         economic and political               lead to the short-term
long time.                           circumstances, population            exploitation of local resources for
                                     growth, and a trend towards          export, leaving little profit at the
Drylands respond quickly to          more settled communities. When       community level for managing or
climatic fluctuations                land managers cannot or do not       restoring the land. Similarly, the
                                     respond flexibly to climate          development of an economy
By definition, drylands have         variations, desertification is the   based on cash crops, or the
limited freshwater supplies.         result.                              imposition of taxes, can distort
Precipitation can vary greatly                                            local markets and promote
during the year. In addition to      The relatively low priority given    overexploitation of the land.
this seasonal variability, wide      to environmental protection
fluctuations occur over years        often leads to poor land
and decades, frequently leading      management decisions
to drought. Over the ages,
dryland ecology has become           The overuse of land may result
familiar to this variability in      from specific economic
moisture; plants and animals can     conditions or from inappropriate
Photo © Samuel de Leon

Ignorance, errors, and natural     destroy productive land by         uncrowded rural areas. But the
and man-made disasters can         displacing its managers or         causes of desertification are
also contribute to land            causing heavy concentrations of    complex, and the relationship
degradation                        migrants to overburden an area.    between two variables such as
                                   Natural disasters such as floods   population and desertification is
Ignorance of the natural           and droughts can have a similar    not clear-cut. For example, a
environment played an              effect.                            decline in population can result
important role in the US during                                       in desertification since there
the infamous Dust Bowl of the      What roles do increasing           may no longer be enough people
1930s; among other errors,         populations and population         to manage the land adequately.
during a time of drought           densities play?                    Many hillside terraces in Yemen
Midwestern farmers used                                               have fallen into disrepair with
ploughs better suited for the      It is tempting to conclude that    the exodus of labour to
more temperate latitudes of        an expanding human population      neighbouring oil-rich countries.
Western Europe. In recent          is the ultimate driving force      Examples can also be cited of
decades, similar mistakes in the   behind desertification. More       areas that support large
choice of policies or              people in an area inevitably       concentrations of people without
technologies have led to land      exert a greater pressure on that   much degradation, such as
degradation in many countries,     area’s resources; sometimes this   around the city of Kano in
both developed and developing.     pressure is indirect, as when      Nigeria.
Disasters such as wars and         growing urban populations place
national emergencies also          demands on food production in

                                     United Nations
                                     Convention to Combat Desertification
Fact sheet                   3

The consequences of desertification

Desertification reduces the          Vegetation becomes damaged           Food production is undermined
land’s resilience to natural
climate variability                  The loss of vegetation cover is      Desertification is considered a
                                     both a consequence and a cause       major global environmental issue
Soil, vegetation, freshwater         of land degradation. Loose soil      largely because of the link
supplies, and other dryland          can sandblast plants, bury them,     between dryland degradation and
resources tend to be resilient.      or leave their roots dangerously     food production. A nutritionally
They can eventually recover          exposed. When pastures are           adequate diet for the world’s
from climatic disturbances, such     overgrazed by too many animals,      growing population implies
as drought, and even from            or by inappropriate types, edible    tripling food production over the
human-induced impacts, such as       plant species may be lost,           next 50 years. This will be
overgrazing. When land is            allowing inedible species to         difficult to achieve even under
degraded, however, this              invade.                              favourable circumstances. If
resilience is greatly weakened.                                           desertification is not stopped and
This has both physical and socio-    Some of the consequences are         reversed, food yields in many
economic consequences.               borne by people living outside       affected areas will decline.
                                     the immediately affected area        Malnutrition, starvation, and
Soil becomes less productive                                              ultimately famine may result.
                                     Degraded land may cause              The relationship between soil
Exposed and eroded topsoil can       downstream flooding, reduced         degradation and crop yields,
be blown away by the wind or         water quality, sedimentation in      however, is seldom
washed away by rainstorms. The       rivers and lakes, and siltation of   straightforward. Productivity is
soil’s physical structure and bio-   reservoirs and navigation            affected by many different
chemical composition can             channels. It can also cause dust     factors, such as the weather,
change for the worse. Gullies        storms and air pollution,            disease and pests, farming
and cracks may appear and vital      resulting in damaged machinery,      methods, and external markets
nutrients can be removed by          reduced visibility, unwanted         and other economic forces.
wind or water. If the water          sediment deposits, and mental
table rises due to inadequate        stress. Wind-blown dust can also     Desertification contributes to
drainage and poor irrigation         worsen health problems,              famine
practices, the soil can become       including eye infections,
waterlogged, and salts may           respiratory illnesses, and           Famine typically occurs in areas
build up. When soil is trampled      allergies. Dramatic increases in     that also suffer from poverty,
and compacted by cattle, it can      the frequency of dust storms         civil unrest, or war. Drought and
lose its ability to support plant    were recorded during the Dust        land degradation often help to
growth and to hold moisture,         Bowl years in the US, in the         trigger a crisis, which is then
resulting in increased               Virgin Lands scheme area in the      made worse by poor food
evaporation and surface run-off.     former USSR in the 1950s, and in     distribution and the inability to
                                     the African Sahel during the         buy what is available.
                                     1970s and 1980s.
Photo © Ana Cecilia Gonzales Vigil

Desertification has enormous       living conditions and the loss of   At the global level, it is
social costs                       cultural identity further           estimated that the annual
                                   undermine social stability.         income foregone in the areas
There is now increased                                                 immediately affected by
awareness of the relationship      Desertification is a huge drain     desertification amounts to
between desertification, mass      on economic resources               approximately US$ 42 billion
migration, and conflicts. In                                           each year. The indirect
Africa, many people have           There is little detailed data on    economic and social costs
become internally displaced or     the economic losses resulting       suffered outside the affected
forced to migrate to other         from desertification, although      areas, including the influx of
countries due to war, drought,     an unpublished World Bank           “environmental refugees” and
and dryland degradation. The       study suggested that the            losses to national food
environmental resources in and     depletion of natural resources in   production, may be much
around the cities and camps        one Sahelian country was            greater.
where these people settle come     equivalent to 20% of its annual
under severe pressure. Difficult   Gross Domestic Product (GDP).

                                     United Nations
                                     Convention to Combat Desertification
Fact sheet                   4

Action programmes for
combating desertification

The Convention to Combat           sustainable development of           administer their resources more
Desertification is being           drylands.                            effectively while addressing the
implemented through national                                            underlying socio-economic causes
action programmes (NAP)            Efforts to combat                    of desertification. These
                                   desertification should be fully      approaches pay particular
Developed country Parties and      integrated into other                attention to preventive measures
affected country Parties are       development programme                and encourage a sense of
expected to consult on their       frameworks                           commitment to sustainable
respective roles in supporting                                          practices by the very people who
these programmes, which can        Reversing land degradation and       most depend upon the land. The
result in a more holistic,         alleviating poverty go hand in       programmes should be
integrated and participatory       hand. Both involve improving         sufficiently flexible to
management of natural              food security, educating and         accommodate new initiatives
resources in drylands              training people, strengthening       and local adaptations as
ecosystems. Once significant       the capacity of local                circumstances change. In many
effort has been made to design     communities, and mobilizing          instances, the strengthening of
a framework programme,             non-governmental organizations.      the capacities of key actors at
international solidarity might     Similarly, because desertification   the local level has proved
facilitate the launching of        affects and is affected by           successful in identifying and
specific projects and activities   environmental concerns such as       addressing challenges linked to
under the agreed policies, in an   loss of biological diversity and     decision making for natural
effective manner and without       climate change, NAPs need to         resources management. The lack
creating excessive transactional   have a great potential to            of a strong civil society presence
burden. Because programmes         promote synergies with other         in other affected states,
need to be adapted to              programmes dealing with such         however, continues to be a
particular regional                issues. However, improved data       drawback in ensuring people’s
circumstances, most of the         at the country level and stronger    participation in the mainstream
specific requirements are          recognition of the NAPs have yet     policy formulation and
described in the five regional     to manifest this potential fully     implementation process.
implementation annexes for         through concrete initiatives.
Africa, Asia, Latin America and                                         NAPs also specify the practical
the Caribbean, the northern        Programmes outline long-term         steps and measures to be taken
Mediterranean and Central and      strategies and are formulated        as well as the commitments
Eastern Europe. As at March        with the active participation of     made by national governments
2008, 102 National Action          local communities                    to provide an “enabling
Programmes (NAPs) had been                                              environment”
prepared and adopted. These        These are essential for providing
instruments are considered to      ownership and continuity for
be core references for an          long-term programming. The
ongoing process of planning for    participatory process enables
poverty reduction and the          governments to coordinate and
Photo © Sabine Schmidt

Specific measures to improve         international support to the NAP    The Parties identified the
the economic environment             in affected country Parties is      integration of sustainable
could include creating financial     urgently called for.                development policies into
instruments suited to local                                              economic policies as a
needs or the introduction of         Subregional and regional            challenge to be overcome
drought-resistant crops. Other       action programmes (SRAPs and
measures could include               RAPs) can help to harmonize         They highlighted the urgent
promoting research activities,       and strengthen national             need of inter-ministerial
drought contingency plans, and       programmes                          cooperation and for the
improved early warning systems.                                          mainstreaming of action
National governments, for their      These are designed through          programmes into development
part, can make commitments to        consultations among the             strategies in order to address the
remove obstacles and provide         affected countries of each          problem in a comprehensive
support by enacting new laws or      region (such as Africa) and sub-    manner and to avoid duplication.
strengthening existing legislation   region (such as West Africa). In    Given that the NAPs cut across
and adopting policies that           addition to boosting the            many development sectors such
encourage sustainable                efficiency of national              as agriculture, forestry and
development, such as the             programmes, SRAPs and RAPs          water management, the NAPs
replacement of fuelwood by           can promote joint programmes        have, at times, encouraged
other energy sources. Part of the    for the sustainable management      inter-ministerial cooperation and
national budget must be clearly      of shared rivers and other cross-   focused attention on
earmarked for efforts to combat      boundary ecosystems. The            inappropriate land tenure or
desertification and drought          thematic programme networks         certain trade practices not
according to national conditions     which often constitute the main     conducive to sustainable land
and capabilities, but the NAPs       elements of RAPs generate spin-     use. Furthermore, Parties called
are also expected to mobilize        off effects on activities taking    for the insertion of Convention-
substantial financial resources      place at the national level, such   related measures into bilateral
from external sources. Lack of       as water management,                and multilateral negotiations.
predictable programme resources      agroforestry and monitoring, and
and funding has slowed and           forge each country‘s scientific     Relevant parts of the
impeded the implementation of        and technical capacities. They      Convention
NAPs. As Parties are now moving      may help in disseminating the
from the phase of programme          knowledge of appropriate            Articles 4, 5, 8, 9, 10, and 11,
preparation to that of               technologies and good practices.    and Regional Implementation
implementation, the                  As at March 2008, 11 subregional    Annex for Africa Articles 4, 8,
establishment of a country-driven    and 2 regional action               and 9
mechanism to mobilize                programmes had been launched.

                                       United Nations
                                       Convention to Combat Desertification
Fact sheet                   5

Partnership arrangements
between donors and affected countries

The Convention to Combat           example, it is generally agreed      mechanisms are contained in all
Desertification aims to            that many past aid efforts           regional implementation annexes.
facilitate a long-term             suffered because they were
partnership for the sustainable    “supply driven” by the financing     The consultative process aiming
development of vulnerable          agency, handled top-down by          at the conclusion of partnership
drylands ecosystem, and, to        planners, or delivered without       agreements is a defining
this effect, to improve the        adequate coordination at all         moment in the implementation
channelling and investment of      levels. These insights are           process for the affected country
official development aid           recognized in the Convention.
                                                                        Under the Convention, the
The Convention considers that      Partnership agreements are an        consultations for concluding
its consensus approach enhances    essential requirement for the        partnership agreements are
policy coherence and a more        implementation of the                initiated and managed by the
effective delivery of              Convention                           recipient country in order to
development aid. Developed                                              move from programme planning
country Parties are invited to     As a vital part of the Regional      to operations. The government
make full use of this              Implementation Annex for Africa,     invites its partners to join a
multilateral instrument whose      these agreements spell out           coordinating body, which would
potential can only be realized     explicitly the role of each          act as a forum for consultations.
with their active involvement.     partner, including donor agencies    It ensures the participation of
Affected country Parties           and governments, recipient           policy makers from various
continues to review and            governments and non-                 branches of the government,
enhances the regime of             governmental organizations (NGOs),   including ministries and
governance of natural resources    in the implementation of the         departments responsible for
in order to get maximum benefit    Convention in a given country.       finance and planning, as well as
from the limited assistance        This should help to harmonize        community leaders, members of
available.                         efforts and maximize the             non-governmental organizations,
                                   impact of assistance. Partnership    and others responsible for the
The Convention builds upon         agreements should be part of, or     resulting activities. Participants
the lessons of the past and        associated with, national action     in these partnership forums work
expresses an international         programmes. They could be used       together to evaluate past efforts,
consensus for an integrated        for many different purposes,         identify the country’s needs, and
framework of action                such as mobilizing financial         set priorities and responses, thus
                                   resources, reorienting assistance    maximizing options for
Over the years, a great deal of    mechanisms to fit the                programme coherence and
insight has been gained into how   Convention’s approach, making        synergies. The participatory
to improve the process of          inventories of funding sources,      approach involving the inclusion
development aid aimed at the       or developing new models for         of local communities and collec-
more marginal ecosystems and       technological cooperation.           tivities would strengthen a
lower income groups. For           Similar calls for coordination       national consensus and respond
Photo © Daniel Chaves Aamot

to the policy objectives of         in their respective development       The need for a breakthrough in
international partners who favor    policy approaches, and that it is     mobilizing predictable financial
a more direct transfer of           reflected in their cooperation        resources
resources to natural resources      with the developing country
end-users.                          partners. Their support must be       Partnership arrangements have
                                    channeled through a clearly           been launched in only few
The mechanism to link up the        identified mechanism for the          countries and have not
recipient country with              Convention’s implementation in        materialized in most others,
international partners is thus      order to ensure predictability of     because of coordination
at the core of the                  resources at the national and         difficulties between the
implementation dynamics             regional levels. The donor            recipient national focal points
                                    partners, particularly developed      and the relevant government
International partners would        country governments, could also       bodies responsible for the
include bilateral aid agencies,     develop a consultation process        allocation of development aid as
regional development banks,         among themselves to structure         well as a lack of past experience
and other international agencies.   their dialogue with recipient         in such arrangements. More
These partners would need to        governments. They may wish to         awareness raising and
agree on a format, round table      identify bilateral chefs de file to   commitment among donor
or otherwise, to suit national      coordinate their activities to        countries and a country-driven
circumstances on a revolving        combat desertification. This          consultative process have been
basis, and to pay due attention     would help them to minimize           pointed out by Parties as being
to monitoring their commitments.    overlaps and gaps, and to             indispensable for a breakthrough
The affected country Party would    evaluate and respond to               in mobilizing substantial and
also wish to integrate combating    requests for assistance.              predictable financial resources.
desertification into national
level poverty reduction             Non-governmental                      Relevant parts of the
strategies, and to present its      organizations are granted an          Convention
case more systematically in         unprecedented role in this
bilateral negotiations, with        process                               Articles 10 and 14, plus Regional
donor partners.                                                           Implementation Annex for Africa
                                    NGOs tend to be well-organized,       Articles 6, 8, 9, 18, and 19.
The developed country Parties       close to the community level,
recognize on the whole the          and able to draw on a pool of
need to mainstream and              skilled and experienced people.
coordinate their response           The Convention recognizes these
                                    strengths and makes specific
The donor partners must ensure      provisions for NGOs to become
that implementation of the          active partners in these
UNCCD deserves due attention        partnership arrangements.

                                       United Nations
                                       Convention to Combat Desertification
Fact sheet                    6

Participatory development: A bottom-up
approach to combating desertification

What role do local                 cannot necessarily identify local    representatives of community
communities have under the         needs and priorities or work out     groups — as well as local
Convention to Combat               how best to meet them. Local         authorities (regional, district and
Desertification?                   communities have valuable            municipal officials) are also
                                   experience and special               essential for mobilizing action.
Traditional development            knowledge and understanding of       Technical experts, researchers,
planning has too often been        their own environment. When          non-governmental organizations
“top-down”. Outside experts        the responsibility for natural       (NGOs) and voluntary associations
start the process by defining      resource management is taken         are called on to bring skills and
objectives, activities, and        away from them, their use of         expertise in response to locally
expected outputs. Sometimes        land and other natural resources     perceived challenges.
they visit the area to consult     can become highly inefficient.
local authorities, inform them     The result is often land             When should local participation
of the plan, and invite the        degradation. Participatory           start and how should the
community to help in executing     development recognizes the           process be initiated?
projects. The Convention           rights of local communities over
intends to turn this approach      their resources. They have a         At the very inception of a
upside down. The spirit and        greater stake than anyone else in    development initiative, to begin
letter of the Convention reflect   improving agricultural               with, the objectives and planned
the philosophy of participatory    productivity while ensuring the      activities should be identified
development. Action                long-term ecological balance of      through a participatory process,
programmes to combat               their fragile lands. In addition,    which includes the local level.
desertification are to originate   local participation in planning      Once a programme has started,
at the local level and to be       and decision-making is essential     the participants need to make
based on genuine local             for building local capacity.         regular reviews of progress made
participation. Shared ownership                                         and obstacles encountered. When
of planned initiatives is a key    Who should participate?              each phase is completed, a
condition for their                                                     consultative mechanism should
sustainability.                    Those most directly involved in      help them all to be involved in
                                   the management, use and              evaluating its outcome and
Why is local participation in      benefits of a particular resource    deciding on the next steps. NGOs,
project planning so important?     must be active participants. In      community based organizations
Projects must survive once         the case of desertification, small   (CBOs) and women’s and youth
experts withdraw!                  farmers (both men and women),        organizations have a key role to
                                   pastoralists, nomads and other       play here. It may also be
Over the past two decades,         local land users are clearly vital   necessary for the central
programmes designed with little    to the process, as they have the     government to delegate more
reference to the perceptions       most intimate contact with the       decision-making authority and to
and capacities of local people     land. Local leaders — village        share key aspects of the
have often failed. Outsiders       elders, traditional chiefs, and      sustainable governance of natural
Photo ©

resources with decentralized        inter-village cooperation and          establishment of partnership
authorities closer to the local     coordinated management of the          arrangements for the NAP
grass-roots level.                  regional environment. At the           implementation.
                                    national level, all of this input is
How can participation be            translated into a national action      Positive results and obstacles
strengthened?                       programme. In addition, the
                                    national government needs to           The strengthening of capacities
The participatory process is        respond to local aspirations by        for key actors at the local level
time-consuming and labour-          providing an “enabling                 proved successful in identifying
intensive. Many affected Party      environment”, including a              and addressing challenges linked
states need a stronger civil        legislative and macro policy           to sustainable development. The
society presence. There are no      framework conducive to                 bottom-up approach of the
short cuts. Awareness               drylands development, public           Convention helped in
campaigns are needed, to            infrastructure and technical           strengthening relationships
educate the public about the        assistance. It also serves as the      between governments and local
Convention and about national       central point for contact with         communities, particularly in
action programmes. Agricultural     foreign aid providers. Ideally,        larger countries. It also favored
extension services and NGOs can     through the iterative NAP              the decentralized involvement of
help to build up the                process, information and ideas         stakeholders and natural
community’s capacity for            flow back and forth continuously       resources end-users in the
“participatory programming”.        among the various groups.              development process. The lack of
Local decision-making                                                      a strong civil society presence in
procedures may have to be           What are the specific                  a number of affected states, or,
adapted and strengthened. The       programme activities where             in certain cases, the troubled
community has to go through a       input from the stakeholders is         state of public security, has been
long learning and confidence-       valued?                                a drawback to ensuring people’s
building process in order to take                                          participation in the mainstream
full advantage of the new           In the formulation and                 policy and decisionmaking
resources it now receives and       implementation process of the          process. Greater awareness
manages directly. Due attention     national action programmes, the        raising is necessary, in order to
is also paid to gender issues and   focal points promote a bottom-         encourage the further
the involvement of the more         up approach by inviting local          participation of NGOs, CBOs and
marginalized social groups.         stakeholders to submit their           women’s and youth organizations.
                                    input. The involvement of local
How is local input used at the      stakeholders is also encouraged        Relevant parts of the Convention
regional and national levels?       for the workshops and forums
                                    that are being organized. These        Articles 3, 5, 9 and 10, plus
At the local level, discussions     facilitate the formulation of          Regional Implementation Annex
are likely to take place in         interdisciplinary field projects,      for Africa Articles 6 and 9.
informal groups as well as in       the exploration of linkages with
organized meetings. The results     other multilateral conventions
need to be carried forward to       and sustainable development
the provincial level to ensure      policies, as well as the

                                       United Nations
                                       Convention to Combat Desertification
Fact sheet                   7

The role of science and technology

The Convention to Combat            combating desertification and        In the framework of the CST
Desertification has established     mitigating the effects of drought    activities, new technologies and
a Committee on Science and          through appropriate regional,        know-how are being developed,
Technology (CST)                    sub-regional, and national           transferred to affected
                                    institutions, and in particular      countries, and adapted to local
Composed of government              through activities in research and   circumstances
representatives, a Committee        development, which contribute
on Science and Technology           to increased knowledge of the        Modern communications,
(CST) provides advice to the        processes that contribute to land    satellite imagery, and genetic
Conference of the Parties (COP)     degradation, desertification and     engineering are only a few
on scientific and technological     drought as well as their impacts.    examples of modern tools that
matters relevant to combating       It also contributes to distin-       can help in combating
desertification and mitigating      guishing causal factors, both nat-   desertification. Better weather
the effects of drought. By          ural and human, with a view to       forecasts and alerts can help to
decision 13/COP.8, the              combating desertification            maintain or increase the land’s
operations of the CST shall be      and achieving improved land          productivity while improving
reshaped in line with the 10-       productivity as well as the          food security and local living
year strategic plan and frame-      sustainable use and management       conditions. So too can new plant
work to enhance the implemen-       of resources.                        and animal varieties that are
tation of the Convention (2008-                                          resistant to pests, diseases, and
2018). Future sessions of the CST   The Convention promotes              other dryland stresses.
shall be organized in a predomi-    international cooperation in         Photovoltaic cells and wind
nantly scientific and technical     scientific research and              energy may reduce the
conference-style format,            systematic observation               consumption of scarce fuel wood
bringing on board scientific                                             and thus deforestation. For all
expertise from the international    The CST serves as a liaison          these reasons, the Convention
community to support the work       between the COP and the              commits Parties to encourage
of the CST.                         scientific community by seeking      technological cooperation. It
                                    the cooperation of, and utilizing    calls for the promotion and
Consistent with the provisions      the services and information         financing of the transfer,
of the Convention, the              provided by, competent bodies        acquisition, adaptation, and
functions of the CST are as         or agencies - national,              development of technologies that
follows                             international and non-               help to combat desertification or
                                    governmental. The CST keeps          cope with its effects. These
It provides advice to the COP on    itself informed of the activities    technologies should also be
scientific and technological        of the scientific advisory bodies    environmentally sound,
matters, and collects, analyses     of the other Conventions and         economically viable, and socially
and reviews relevant data. In       coordinates the activities of the    acceptable.
addition, it promotes coopera-      COP in order to avoid duplication
tion in the field of                and optimize efficiency.
Many related international
organizations and the CST have
identified traditional knowledge
and know-how as very
important means of combating
desertification and mitigating
the effects of drought

People have been coping with
the degradation of land and                                                        Photo © Pamela Ceron Valladares
other natural resources since
the introduction of agricultural
practices thousands of years
ago. Many local populations         depth survey, and then                played an important institutional
have developed techniques for       replicates it in other regions in     role, providing the CST with
managing soil and water, domes-     order to recommend to the COP         information on the current
ticating plants and animals, and    ways and means of facilitating        knowledge, the extent and the
even for forecasting the weather.   and strengthening networking of       impact, the possible scenarios
Examples include the terracing      the units at the local, national      and the policy implications on
of steep slopes in the Andes and    and other levels, with a view to      various themes assigned in its
Himalayas and the use of            promoting a global research           work programme. Its
irrigation systems around the       network committed to supporting       achievements included
world since prehistoric times.      the Convention. Scientists world-     developments of:
Many of these traditional           wide are always encouraged to         communication strategies
technologies are still in use and   contribute with their knowledge       between the activities of the
have proved their effectiveness     and research results to this inter-   GoE, end-users and the research
over centuries. Too often,          national effort.                      community; guidelines to update
however, changes in economic,                                             the world atlas of
ecological, or cultural             Capacity building, education          desertification; an integrative
conditions have led people to       and training are essential to         assessment methodology for
abandon techniques that could       help affected developing              poverty and land degradation;
still be valuable today. The        countries in combating                recommendations on ways to
Convention states, therefore,       desertification at local level        eliminate perceived gaps
that traditional and local                                                between biophysical, socio-
technologies and know-how           Developing countries often            economic and cultural
should be protected, promoted       suffer from a scarcity of             knowledge and activities to
and used.                           domestic skills, expertise,           combat desertification;
                                    libraries, and research centres.      methodologies for assessment of
The COP works to draw               Many also need improved               desertification; guidelines for
scientific and technology           hydrological and meteorological       both short-term and long-term
researchers into a global           services. The Convention              early warning systems; and
network to support the              encourages developed countries        common benchmark and
Convention                          to support capacity-building          indicator systems for the
                                    efforts, which will enable            monitoring and assessment of
Under the leadership of the         developing countries to combat        desertification.
COP, the CST has surveyed and       desertification more effectively
identified existing networks,       through science and technology.       Relevant parts of the
institutions, agencies, and other                                         Convention
bodies working on issues            In order to improve the
relevant to desertification, and    efficiency and effectiveness of       Articles 8, 16, 17, 18, 24 and 25
has established a database          the CST, the COP established a
based on their responses. It        Group of Experts (GoE)
evaluates the principal potential
units in certain regions and        Until its terms of reference
subregions through a pilot in-      concluded in 2007, the GoE

                                      United Nations
                                      Convention to Combat Desertification
Fact sheet                        8

Financing to combat desertification

How much money is needed to        private investment is also           concessional loans, through both
combat desertification?            important in these regions,          bilateral and multilateral
                                   although it has been largely         channels. They also pledge to
It is difficult to estimate just   untapped in Africa. The World        seek new and additional funding
how much money will be needed      Bank, the International Fund for     through the Global Environment
to achieve the objective of the    Agricultural Development (IFAD),     Facility (GEF) for activities to
Convention to Combat               regional development banks, and      combat desertification under its
Desertification. The cost will     other international financial        new OP.15. In addition to funding
depend largely on the contents     institutions also play a prominent   land degradation projects, this
of the National Action             role, as do United Nations           programme also envisages to fund
Programmes (NAPs) through          organizations and agencies. Non-     the elaboration of action
which affected countries will      governmental organizations           programmes and national reports
seek to implement the              (NGOs) are another significant       under the Convention, through
Convention. The United Nations     source, particularly in Africa.      capacity building components.
Environment Programme (UNEP)       Since the adoption of Land           Action programmes have however
estimates that an effective 20-    degradation as a GEF Focal area      proven to be costly. In this
year global effort would cost US   and ensuing Operational              regard, collaborations with
$ 10-22 billion per year. To put   Programme on sustainable land        private sector and non-
this estimate in perspective,      management (OP.15) in 2003,          governmental organizations for
UNEP also calculates that          the implementation of the            implementation of actions such
desertification currently causes   Convention can rely on predic-       as debt swaps and other
affected countries to forego       table financial resources never      innovative means of reducing
some US$ 42 billion in income      availed before. The GEF is there-    external debt burdens also need
per year.                          fore one of major sources of         to be promoted. Over and above
                                   funding.                             these commitments, any Party
What are the major sources of                                           can voluntarily provide financial
funding?                           What financial commitments do        resources to affected developing
                                   the Parties make?                    countries.
The largest source of funds is
the affected countries             Affected developing counties are     How will the flow of funding
themselves. The largest            expected to allocate adequate        from donors to affected
external source for Africa is      resources to the effective           countries be coordinated in
bilateral official development     implementation of the                order to ensure maximum
assistance provided on grant or    Convention, given their              effectiveness?
concessional terms. Multilateral   circumstances and capabilities.
bank loans made on a               Developed countries are to           At its first session in October
commercial basis are the major     provide “substantial financial       1997, the Conference of the
external source of funds for       resources and other forms of         Parties identified IFAD as the
Latin America and Asia. Foreign    support”, including grants and       Host Institution of the Global
Photo © Kushal Gangopadhyay

Mechanism; its role is to          integrated “bottom-up”             package is fully integrated into
promote actions leading to the     approach involving the full        their overall national
mobilization and the channelling   participation of local             development programme.
of substantial resources to        communities. The Regional
affected developing countries,     Implementation Annex for Africa    Relevant parts of the
including the transfer of          states that recipient              Convention
technology. With the new GEF       governments establishes policies
focal area, the role of the        and procedures for channelling     Articles 5, 6, 13, 20 and 21, plus
Global Mechanism has been          resources more effectively to      Regional Implementation
further strengthened as a          groups at the local level. They    Annexes for Africa (Article 15),
financial broker, particularly     enable non-governmental            Latin America and the Caribbean
regarding the co-funding           organizations to assume an         (Article 6), Asia (Article 7), and
resources required for GEF         unprecedented role in ensuring     Central and Eastern Europe
intervention.                      that local communities obtain      (Article 7)
                                   the external resources they
How will funding be channeled      need to carry out their own
to the projects and activities     programmes. Governments also
where it is most needed?           provide a macroeconomic
                                   framework conducive to
The Convention encourages the      mobilizing financial resources
allocation of funds using an       and ensure that the financial

                                     United Nations
                                     Convention to Combat Desertification
Fact sheet                     9

Institutions and procedures of the Convention

The Convention to Combat             acceded to the Convention            The COP was established by the
Desertification was negotiated       become Parties and are legally       Convention as the supreme
under the auspices of the            responsible for carrying out their   decision-making body; it
United Nations                       treaty commitments 90 days           comprises ratifying governments
                                     after having deposited their         and regional economic
In June 1992, the United Nations     instrument of ratification,          integration organizations, such
Conference on Environment and        acceptance, approval or              as the European Union. Up to
Development (UNCED), also            accession.                           the year 2008, the COP had held
known as the Rio Earth Summit,                                            eight sessions; it has been
recommended that the United          While only national                  meeting biennially since 2001.
Nations General Assembly             governments which                    One of the main functions of the
establish an Intergovernmental       ratify/accede to the Convention      COP is to review reports
Negotiating Committee for a          can become Parties to the            submitted by the Parties
Convention to Combat                 UNCCD, other bodies and              detailing how they are carrying
Desertification in Countries         organizations can also               out their commitments. The COP
Experiencing Serious Drought         participate in the Conference        then makes recommendations on
and/or Desertification (INCD) in     of the Parties (COP) as observers    the basis of these reports. It also
order to prepare a convention to                                          has the power to make
combat desertification in those      International conventions are        amendments to the Convention
countries experiencing serious       legal agreements among               or to adopt new annexes, such
drought and/or desertification,      sovereign countries. However,        as additional regional
particularly in Africa. The          this Convention makes special        implementation annexes. In this
Committee held five preparatory      provision for national and           way, the COP can guide the
sessions before adopting the         international agencies and           Convention as global
Convention on 17 June 1994 in        qualified NGOs to attend the         circumstances and national
Paris.                               meetings of the COP and to           needs change. To assist the COP,
                                     contribute to its work. NGOs         the Convention provides for
The Convention entered into          have not only played a prominent     subsidiary bodies and allows the
force on 26 December 1996, 90        role in the Convention process,      COP to establish additional ones
days after it had been ratified      but they continue to raise public    if necessary.
by 50 countries                      awareness and to lobby
                                     parliamentarians for effective       The Committee on Science and
As of March 2008, there are 193      implementation of the Convention.    Technology (CST) advises the
Parties to the Convention. After a   Such international and regional      COP on scientific and technolo-
government’s representatives         organizations provide crucial        gical matters
have signed the Convention, the      information, expertise, contacts,
designated legislative body          and research and managerial          The CST is a subsidiary body of
ratifies. The government then        capabilities.                        the COP and provides it with
sends its instrument of ratifica-                                         information and advice on
tion to the United Nations           The Conference of the Parties        scientific and technological
in New York, which acts as the       periodically reviews the             matters relating to combating
Depository. Countries which have     implementation of the                desertification and mitigating the
ratified, accepted, approved or      Convention                           effects of drought using the most
Photo © UNCCD secretariat

up-to-date scientific knowledge.      regional and regional levels, will    advice on, for example, organizing
The CST is multi-disciplinary,        allow it to draw conclusions and      their national consultation
open to the participation of the      to propose to the COP concrete        processes.
Parties and composed of               recommendations on further steps
government representatives with       in the implementation of the          Global Mechanism (GM) helps
relevant expertise. It reports        Convention. The review is to be       the COP to promote funding for
regularly to the COP on its work,     conducted along thematic lines        Convention-related activities
including at each of the sessions     decided by the COP, with due          and programmes
of the COP. The bureau of the         regard to geographic dimensions.
CST is responsible for follow-up of   The mandate and functions of the      This mechanism was not conceived
the work of the Convention            CRIC, as well as its schedule of      to raise or administer funds.
between COP sessions.                 meetings, are subject to renewal      Instead, the GM encourages and
                                      at COP 9 where the new Terms of       assists donors, recipients,
The Committee for the Review          Reference of the CRIC is expected     development banks, NGOs, and
of the Implementation of the          in light of the 10-year strategic     others to mobilize funds and to
Convention (CRIC) assists the         plan and framework to enhance         channel them to where they are
COP in regularly reviewing the        the implementation of the             most needed. It seeks to promote
implementation of the                 Convention (2008-2018), adopted       greater coordination among
Convention                            at COP 8.                             existing sources of funding, and
                                                                            greater efficiency and
An official procedure for             The COP is supported by a             effectiveness in the use of funds.
reviewing progress made in the        secretariat                           The GM is under the authority of
implementation of the Convention                                            the COP, which periodically
was first decided upon at COP 5.      As do other conventions’ secre-       reviews its policies, operational
Parties agreed to establish a         tariats, the UNCCD secretariat        modalities and activities.
subsidiary body tasked to consider    provides services to the COP by       Furthermore, by decision
reports from country Parties and      arranging its meetings, preparing     3/COP.8, the secretariat was
observers, as well as information     documents, coordinating with          requested to prepare a draft
and advice from the CST and the       other relevant bodies, compiling      joint work programme (JWP)
Global Mechanism, and to report       and transmitting information,         with the GM, which would assist
to the COP on ways and means to       and facilitating consultations and    the two entities to ensure consis-
enhance the implementation of         other actions. It also, on request,   tency and complementarity in
the Convention at national, sub-      provides assistance to affected       the delivery of services, and to
regional and regional levels. The     developing countries, in the          strengthen their coordination and
CRIC holds its yearly sessions        compilation and communication         cooperation. The GM is hosted by
during and between the ordinary       of information required under the     the International Fund for Agri-
sessions of the COP. The review       Convention. Affected developing       cultural Development (IFAD) in
process leading to the CRIC,          countries can also rely on the        Rome, Italy.
which includes input at sub-          secretariat for information or

                                        United Nations
                                        Convention to Combat Desertification
Fact sheet                 10

Desertification, global change and
sustainable development

The Convention to Combat             most important food crops, such       leading source of land-based
Desertification cannot be            as barley and sorghum, are            pollution for the oceans, as
viewed in isolation from other       originated in drylands. Though        polluted sediment and water
efforts to promote sustainable       disappearing fast, indigenous         washes down major rivers.
development                          varieties remain a vital resource
                                     for plant breeders because of         Natural climate variations can
The Convention text refers           their resistance to stresses such     strongly affect drought patterns
frequently to sustainable            as disease. Dryland species also
development, climate change,         provide drugs, resins, waxes,         Currently the best understood
biological diversity, water          oils, and other commercial            link between global climate
resources, energy sources, food      products. For example, drylands       variability and drought involves
security, and socio-economic         supply one third of the plant-        sea-surface temperature patterns
factors. The interactions            derived drugs in the US. Finally,     Research into such climate
between these issues and             drylands provide critical habitats    patterns is starting to improve
desertification are often not        for wildlife, including large         seasonal rainfall predictions.
fully understood, but they are       mammals and migratory birds.          Efforts to strengthen predictions
clearly important. The               These habitats are particularly       are an important part of national
Convention therefore                 vulnerable to land degradation.       action programmes to combat
emphasizes the need to                                                     desertification and will help
coordinate desertificationrelated    Land degradation affects the          dryland farmers and herders to
activities with the                  quantity and quality of fresh-        prepare better for droughts.
research efforts and response        water supplies                        Desertification also impacts
strategies inspired by these                                               upon the climate, with land
other concerns.                      Drought and desertification are       degradation and related loss of
                                     associated with lower water lev-      vegetation leading to increased
Efforts to combat                    els in rivers, lakes, and aquifers.   emissions and reduced carbon
desertification complement           For example, unsustainable irri-      sink. Restoration of dryland
efforts to protect biological        gation practices can dry the          conditions could therefore have
diversity                            rivers that feed large lakes; the     a major impact on global climate
                                     Aral Sea and Lake Chad have           patterns.
While many people tend to            both seen their shorelines shrink
identify the issue of biodiversity   dramatically in this way. Water       Climate change and
with tropical rain forests,          crises are raising political ten-     desertification
dryland ecosystems also contain      sions in many parts of the world,
a rich biota, including plant and    particularly where rivers and         Climate change is a major
animal species not found             lakes are shared across borders.      contributing factor to
elsewhere. Many of humanity’s        Land degradation is also a            desertification. An increase in
Photo © Tongjing Lu

weather extremes such as            sun’s rays or reflecting them        from the land and who are
droughts and heavy rains as a       back out into space, they may        suffering most from the double
result of global warming will       help to cool the Earth’s surface.    blow of desertification and
lead to further land                However, the energy they absorb      climate change.
degradation. This in turn will      can heat the lower atmosphere
exacerbate the ongoing              and in this way reduce               Desertification exacerbates
problems of poverty, forced         temperature differences              poverty and political instability
migration and conflicts. While      between the atmosphere’s
desertification is already          vertical layers; this can lead to    It contributes significantly to
responsible for significant         fewer rain-showers and thus drier    water scarcity, food crisis, and
forced migration, more than a       land. Finally, the periodic          internal displacement of people,
billion people – one in seven of    burning of arid and semi-arid        mass migration, and social
the current world population -      grasslands, often associated with    breakdown. This is a recipe for
could be forced from their          unsustainable slash-and-burn         political instability, for tensions
homes between now and 2050 if       agriculture, emits greenhouse        between neighboring countries,
climate change worsens.             gases. So does the unsustainable     and even for armed conflict.
                                    use of fuel-wood and charcoal, a     Evidence is mounting that there
Desertification may                 major cause of land degradation.     is often a strong correlation
temporarily affect climate          On the other hand, reforestation     between civil strife and conflict
change                              is likely to have a cooling effect   on the one hand and
                                    and is also, of course, an           environmental factors such as
Land degradation tends to           important way to combat land         desertification on the other.
reduce surface moisture.            degradation.
Because less water is available
for the sun’s energy to             A common approach to tackling
evaporate, more energy is left      desertification and climate
over for warming the ground         change will have multiple
and, as a result, the lower         advantages
atmosphere. Meanwhile, wind
erosion in drylands releases dust   It particularly benefits the poor
and other particulates into the     in the world’s drylands who
atmosphere. By absorbing the        struggle to secure a livelihood

                                      United Nations
                                      Convention to Combat Desertification
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