USAID EDUCATION DATA ACTIVITY TRANSITION STRATEGY

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USAID EDUCATION DATA ACTIVITY TRANSITION STRATEGY
SOURCE: USAID EDUCATION DATA ACTIVTY, ASSESSOR TRAINING IN LUSAKA, OCTOBER 2018

USAID EDUCATION DATA ACTIVITY
TRANSITION STRATEGY
CONTRACT NUMBER: 72061118C00005 UNDER IDIQ AID-QAA-1-14-00057-ABE ACR

Final Submission: September 18, 2019

DISCLAIMER This report is made possible by the support of the American People through the United States Agency for International
Development (USAID). The contents of this manual are the sole responsibility of DevTech and do not necessarily reflect the views of USAID
or the United States Government.
USAID EDUCATION DATA ACTIVITY TRANSITION STRATEGY
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USAID EDUCATION DATA ACTIVITY
                                              Transition Strategy

                                                         Submitted to:

                                                      USAID/Zambia

                                                         Submitted by:

                                               DevTech Systems, Inc.

                                    IDIQ AID-OAA-I-14-00057-ABE ACR

                                             Contract 72061118C00005

DISCLAIMER

This report is made possible by the support of the American People through the United States Agency for International Development (USAID).
The contents of this manual are the sole responsibility of DevTech and do not necessarily reflect the views of USAID or the United States
Government.
CONTENTS
Acronyms                                                                                  ii
Executive Summary                                                                         1
Background                                                                                2
Report Purpose                                                                            2
Transition Strategy of the Education Data Activity                                        2
Limitations                                                                               5
Step 1: Resource Requirements to Conduct Large-Scale EGRAs                                5
Step 2: Assess the Current Capacity of ECZ to Conduct Large-Scale EGRAs                   7
ECZ Experience in Conducting EGRAs                                                        8
Human Resources                                                                           8
Infrastructure and Equipment                                                             12
Financial Resources                                                                      12
Step 3: Agree upon Roles and Responsibilities                                            13
Roles and Responsibilities at Baseline EGRA in 2018                                      13
Roles and Responsibilities for Midline EGRA in 2020                                      14
Step 4: Securing Commitment                                                              18
Step 5: Targeted Skills Training for ECZ                                                 18
Step 6: Establish a Working Group                                                        20
Conclusions                                                                              20
Recommendations/Way Foward                                                               21
Annexes                                                                                  22
Annex 1: Budget for ECZ to conduct large-scale EGRA (Estimated)                           22
Annex 2: Online Survey Tool                                                               25
Annex 3: Key Informant Interview Tool                                                     28
Annex 4: Human resources and equipment required to conduct large-scale EGRA in Zambia, and
current status at ECZ                                                                     32

i   |   USAID EDUCATION DATA ACTIVITY: TRANSITION STRATEGY                              USAID.GOV
ACRONYMS
CDC         Curriculum Development Centre

CTT         Classical Test Theory

DFID        UK Department for International Development

ECZ         Examinations Council of Zambia

EGMA        Early Grade Math Assessment

EGRA        Early Grade Reading Assessment

GRZ         Government of the Republic of Zambia

INESOR      Institute of Economic and Social Research

IRR         Inter-Rater Reliability

IRT         Item Response Theory

IT          Information Technology

KII         Key Informant Interviews

LoI         Languages of Instruction

MoGE        Ministry of General Education

MoU         Memorandum of Understanding

NTC         National Technical Committee

PISA-D      Programme for International Students Assessment for Development

PTA         Parent-Teacher Association

QCO         Quality Control Officer

RTI         RTI International

SSME        Snapshot of School Management Effectiveness

STTA        Short-Term Technical Assistance

USAID       United States Agency for International Development

ZDC         Zambia Data Centre

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EXECUTIVE SUMMARY
The United States Agency for International Development’s (USAID) Education Data activity began
implementation in April 2018, with the objective to provide education assessment, data management, and
research and evaluation services in support of the USAID Let’s Read Project targeting the Eastern,
Muchinga, North-Western, Western, and Southern Provinces. The Education Data activity is funded by
USAID/Zambia and will end by October 2021.

In support of the USAID Let’s Read Project, the Education Data activity is tasked to complete two large-
scale1 Early Grade Reading Assessments (EGRAs)—a baseline in 2018 and a midline in 2020—to assess
the reading skills of Grade 2 learners. The Education Data activity is also tasked to strengthen the capacity
of the Examinations Council of Zambia (ECZ) and the Ministry of General Education (MoGE) to
independently conduct large-scale EGRAs to inform policy-level decisions with the purpose of improving
learning outcomes in Zambia. To complete these objectives, the Education Data activity has developed a
Transition Strategy that builds on ECZ’s experience in conducting EGRAs and other national-level
assessments and, to strengthen ECZ’s capacity using an inclusive and gradual approach. The Transition
Strategy is informed by qualitative data collected by the Education Data activity from key informants at
ECZ through both online surveys and in-depth interviews in December 2018, as well as ongoing
discussions with ECZ and USAID.

The Transition Strategy involves a six step sequence: (1) establishing the requirements for conducting a
large-scale EGRA; (2) assessing ECZ skills, tools, and resources to conduct large-scale EGRAs to identify
skills training needs and resource gaps; (3) agreeing upon ECZ roles and responsibilities for midline (2020);
(4) entering into a Memorandum of Understanding (MoU) that expresses the intention of collaboration
between ECZ and the Education Data activity to conduct the midline EGRA and achieve transition; (5)
providing hands-on trainings to ECZ on agreed-upon topics related to several EGRA-related tasks; and
(6) forming an EGRA technical working group with ECZ to facilitate coordination and collaboration to
complete the midline at 2020. Through these six steps, the Education Data activity envisions achieving
both a collaborative and informed transition of approximately 50 percent of the EGRA tasks to ECZ in
2020 and ECZ independently conducting EGRAs in the future. Given that successful transitions take time
and ongoing communication among all the stakeholders involved, the Education Data activity expects this
Transition Strategy to be a living document, to be adjusted as appropriate to suit both country needs and
any policy changes.

1
 ECZ defines a large-scale EGRA as one that covers all of the GRZ-designated languages of instruction, where the
sample is representative and sufficient to provide accurate and precise results.

1   |   USAID EDUCATION DATA ACTIVITY: TRANSITION STRATEGY                                            USAID.GOV
BACKGROUND
The USAID Education Data activity’s primary purpose is to provide education assessment, data
management, and research and evaluation services as aligned with USAID’s Let’s Read Project. It also aims
to strengthen the capacity of the Examination Council of Zambia (ECZ) and the Ministry of General
Education (MoGE) to track and collect data, including EGRAs, to improve learning outcomes in Zambia.
The Education Data activity began in April 2018 and will end by October 2021.

A major task under the Education Data activity includes conducting two large-scale Early Grade Reading
Assessments (EGRAs)—a baseline in 2018 and a midline in 2020—in the Eastern, Muchinga, North-
Western, Western, and Southern Provinces, which are targeted by the Let’s Read Project. The Education
Data activity will closely collaborate with ECZ in conducting the EGRAs. Another task for the Education
Data activity involves strengthening ECZ’s capacity to independently conduct large-scale EGRAs in the
future.

There is no standard definition of a large-scale assessment including EGRA. But, ECZ describes a large-
scale EGRA as one that covers all the GRZ-designated languages of instruction. In the past, ECZ
administered EGRAs using a sample of 480 schools, representing five percent of all primary schools in
Zambia. ECZ believes that if the sample is representative and sufficient for accuracy and precision, then it
can be classified as a large-scale EGRA. Building on ECZ’s definition and to ensure disaggregation of reliable
results at the district level and other characteristics, the Education Data activity defines a large-scale EGRA
as an assessment that includes a sample that covers up to 20 percent of the total number of government-
run public or community schools in a study area, is conducted in all seven Languages of Instruction (LoI)
in Zambia, and covers up to 20 Grade 2 boys and girls in each sampled school. The sampled schools should
be representative of school type (government-run public schools or community-run primary schools), LoI,
and relevant geographic areas such as provinces and districts, and rural or urban locations. Other
characteristics for defining the sample could also include socioeconomic status and age of the learners,
among others.

REPORT PURPOSE
In this report, the Education Data activity discusses a transition strategy to guide collaboration with ECZ
to conduct the two EGRAs and to facilitate transitioning large-scale EGRA implementation to ECZ by
2020. The Education Data activity’s transition strategy involves building upon ECZ’s resources and
extensive past experience in conducting EGRAs and other national assessments; providing targeted skills-
building workshops for ECZ in 2019; and transitioning approximately 50 percent of EGRA-related tasks
to ECZ at midline in 2020. The Education Data activity envisions that the close collaboration with ECZ at
baseline and midline and targeted skills development will help to fully transition EGRA tasks to ECZ by
the end of the contract such that ECZ could independently conduct large-scale EGRAs in the future.

TRANSITION STRATEGY OF THE EDUCATION DATA ACTIVITY
To transition EGRA implementation to ECZ by the end of the contract, the Education Data activity will
use an inclusive and gradual approach. To that end, it is important that there be close alignment of the
objectives of ECZ and the Education Data activity in terms of strengthening ECZ’s capacity to carry out
the various tasks needed to effectively and efficiently conduct large-scale EGRAs (see Box 1). ECZ’s
experience carrying out EGRAs will serve as the foundational pillar to implement the transition strategy.

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The Education Data activity will build on ECZ’s EGRA experience to carry out the baseline in 2018,
strengthen ECZ’s skills in areas identified by ECZ in 2019 through targeted trainings, and transition
approximately 50 percent of the EGRA-related tasks at midline in 2020 so that ECZ can independently
administer EGRAs in future. The strategy presented below is developed based on close consultations with
ECZ, a literature review of effective EGRA practices as outlined in the USAID-supported EGRA Toolkit
2.0 and several EGRAs conducted in Africa.

                                                       The Strategy consists of six steps that sequentially
    BOX 1: EXAMINATION COUNCIL OF                      build on each other to achieve transition. As depicted
    ZAMBIA (ECZ)                                       in Figure 1, the six steps include: (1) establishing the
                                                       skills and resources required to conduct large-scale
    Through an act of parliament, number 15,           EGRAs; (2) assessing ECZ current skills and
    the Government of the Republic of Zambia           resources in relation to the requirements to conduct
    (GRZ) formed the ECZ in 1983. ECZ                  large-scale EGRAs; (3) agreeing on the roles and
    operates as a semi-autonomous or                   responsibilities between ECZ and the Education Data
    parastatal body, with a mandate to conduct         activity for implementing the EGRAs; (4) entering
    examinations and national assessments. It          into a Memorandum of Understanding (MoU) to
    receives policy direction from the MoGE.          agree upon the collaboration between ECZ and the
    The vision of ECZ is to be an examining           Education Data activity to achieve transition; (5)
    body of excellence with a mission to              carrying out targeted skills training of ECZ staff to
    efficiently conduct assessments and award         build the human resource capacity and prepare ECZ
    certificates of comparable international          to lead approximately 50 percent of EGRA tasks at
    standards. This is achieved through a             midline in 2020; and (6) forming an EGRA technical
    competent and motivated workforce that            working group to facilitate coordination and
    uses appropriate information and                  collaboration between ECZ and the Education Data
    communication technology. Objectives 3            activity to implement the EGRA at midline in 2020.
    and 4 of ECZ’s Strategic Plan 2016–2021,          Figure 1 also depicts the scaffolded relationships
    include enhancing the institutional capacity      between each step envisioned by the Education Data
    of ECZ and its staff and strengthening the        activity to ensure that each step of the transition is
    education- and examination-related research       both collaborative, with input from the various
    development and use of information.               stakeholders involved, and informed by the results of
                                                      the previous step.

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FIGURE 1: EDUCATION DATA ACTIVITY’S SIX STEPS TO ACHIEVE TRANSITION
                                    Step 1: Establish resource requirements to conduct large-scale EGRAs. To
                                    determine how and what tasks could be transitioned to ECZ in 2020, the Education Data
                                    activity and ECZ need to define and agree upon the human resources, facilities, and
            Establish resource      equipment required for ECZ to successfully implement large-scale EGRAs in Zambia.
            requirements            Requirements are informed by the USAID EGRA Toolkit 2.0 and past experiences conducting
                                    EGRAs in Zambia and Africa.

                                    Step 2: Assess ECZ capacity. To determine the specific EGRA tasks that could be
                                    performed in 2020 by ECZ at its current capacity and to identify gaps given the EGRA
                                    requirements, the Education Data activity assessed ECZ’s current skills, organizational
  Assess ECZ capacity
                                    structures, and resources in relation to each of the EGRA tasks. Data from a short online
                                    survey and key informant interviews (KIIs) with ECZ staff informs this step.

                                    Step 3: Agree on roles at midline. Based on the identification of gaps at ECZ as well
                                    as prior discussions with the MoGE and ECZ and experience implementing EGRAs, the
            Agree on roles and      specific EGRA tasks and the associated responsibilities that ECZ could lead at midline are
            responsibilities        discussed and agreed upon.

                                    Step 4: Ensure commitment. To ensure commitment and to guide coordination and
                                    collaboration between ECZ and the Education Data activity to achieve transition, a
  Ensure commitment                 Memorandum of Understanding (MoU) between Education Data activity, the MoGE, and
  to collaborate                    ECZ will be signed. The MoU is informed by results from the above steps.

                                    Step 5: Build ECZ skills. With the gaps identified, roles and responsibilities at midline
                                    agreed upon, and commitment made for a successful transition, the Education Data
             Conduct training       activity, in consultation with ECZ, will design and conduct ECZ trainings to strengthen
             to build ECZ skills    skills in areas aligning with the EGRA tasks expected to be led by ECZ at midline. This
                                    step is informed by results from previous steps and in-depth discussions with ECZ
                                    leadership.

  Form a technical                  Step 6: Form working group. ECZ and the Education Data activity will form an EGRA
  working group                     technical working group that will meet regularly to plan for the midline assessment, check
                                    on progress made, and help facilitate the transition of resources, including software site
                                    licenses and the Myna application, to ECZ staff.

The Education Data activity initiated Step 1 in July 2018 and has progressed to Step 3 by July 2019. The
findings from these three steps are discussed below. The remaining three steps are planned to be
implemented between August 2019 to August 2020. The Education Data activity expects this transition
strategy to be a living document amenable to reasonable revisions, since successful transitions take time
and the strategy may require some adaptations to suit any emerging policy changes and the needs of
USAID and ECZ.

CROSS-CUTTING ISSUES. Gender equality and environmental compliance are integrated into the
transition strategy. In all tasks, gender equality is integrated by using equal opportunity policies and
practices such as inclusion of personnel from both sexes in planning and implementing all EGRA tasks and
reporting sex-disaggregated EGRA results in order to identify gender gaps. Environmental compliance is
considered by adopting protocols to ensure that all activities comply with environmental regulations. The
Education Data activity regularly collaborates and communicates with MoGE and ECZ using mechanisms
that do not negatively impact the environment. In addition, the Education Data activity disseminates
information efficiently at various events and activities with minimal impacts on the environment. Some of
these measures include use of (i) recyclable materials, (ii) electronic communication mechanisms to reduce

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the use of paper and print ink, and (iii) electronic tablets for data collection to reduce the use of paper-
based assessments. In addition, electronic tablets also help to minimize data entry errors. Electronic wastes
that occur as a result of Education Data activities are disposed of in a responsible way.

LIMITATIONS
The purpose of the ECZ capacity assessment carried out in Step 2 was to obtain essential details from
ECZ to identify organizational structures, resources, and areas for collaboration with ECZ, as well as to
inform discussions on skills-building activities to be carried out by the Education Data activity with ECZ.
Therefore, this assessment is not intended to be a full institutional capacity assessment of ECZ.

The online survey that was administered to ECZ staff in Step 2 targeted a wide range of personnel at
various positions and with varying levels of EGRA experience. The response rate was very low at 25
percent, but the majority of respondents indicated they had some prior EGRA experience. During in-
depth KIIs, only ECZ officials with EGRA experience were included in the sample. This decision was
purposeful, as the Education Data activity wanted to gather detailed information on ECZ’s prior
experience and capacity to conduct EGRAs. Through the KIIs, the Education Data activity identified several
ECZ staff that are experienced in conducting national or large-scale assessments that are similar to EGRA.
Therefore, the gaps referred to in this report pertain only to those individuals with previous EGRA
experience.

The costing of EGRA shown in Annex 1 is based on the Education Data activity’s experiences in conducting
the baseline EGRA in 2018 in Zambia and expenses calculated using RTI’s EGRA cost calculator. All
expenses for conducting the 2018 baseline EGRA were borne by the Education Data activity with funding
from USAID. Therefore, the Education Data activity recognizes that costs may vary should there be any
cost sharing arrangements to conduct EGRAs. Also, the costs primarily reflect direct costs for conducting
a large-scale EGRA of similar scope to that of the baseline and midline EGRA. The baseline EGRA included
a sample of 816 schools covering nearly 15,000 Grade 2 learners across the five Let’s Read Project target
provinces, and the midline will include about 1,000 schools covering up to 20,000 learners. Costs involved
in the skills training activities for ECZ are not included. The type and number of personnel that could be
hired and trained at ECZ to meet the EGRA requirements are included, as well as the type and length of
capacity building activities that will be provided under the Education Data activity and funded by USAID.
But, ECZ may also draw the required human resource capacity from other GRZ ministries and offices
instead of hiring new or additional personnel. Therefore, the proposed costs should not be considered as
the entire cost required to develop capacity and to conduct a large-scale EGRA in Zambia.

STEP 1: RESOURCE REQUIREMENTS TO CONDUCT LARGE-
SCALE EGRAS
The USAID EGRA Toolkit 2.0 indicates that the implementation of EGRAs involve 11 essential tasks that
can be categorized chronologically from initial planning to the dissemination of final results. The essential
tasks include (1) planning for EGRAs, (2) developing and/or adapting EGRA tools, (3) developing sampling
methodology and data collection plans, (4) programming tools into tablets for electronic data collection,
(5) pilot testing of tools and revising tools, (6) training data collection supervisors and assessors, (7)
collecting data, (8) monitoring data collection, (9) processing and analyzing data, (10) preparing reports,
and (11) disseminating findings to key stakeholders (EGRA Toolkit 2.0, 2016).

5   |   USAID EDUCATION DATA ACTIVITY: TRANSITION STRATEGY                                         USAID.GOV
Using best practices and lessons learned from prior EGRA implementation around the world and the 2018
EGRA baseline in Zambia, the Education Data activity defines the requirements for conducting large-scale
EGRAs in Zambia in Table 1 below. These requirements are based on the following assumptions:

   •   Large-scale EGRAs will be conducted in over 1,000 schools that are randomly selected nationwide
       or in any relevant assessment area that consists of at least five provinces. Up to 20 randomly
       selected Grade 2 learners (ensuring gender parity in the number of boys and girls selected) per
       school will be assessed. This sample size will ensure that the sample is representative of all seven
       languages of instruction, different school sizes, different school types, and different provinces and
       locations.
   •   The EGRA sampling plan is developed using a sample frame that is updated by MoGE with the
       latest list of schools disaggregated by their language of instruction, school type, and location.
   •   No new EGRA tool will be created, but existing tools will be adapted to suit the context.
       Adaptation of the EGRA instruments will take place during a five-day workshop with MoGE, ECZ,
       and language and early grade reading experts.
   •   Adapted instruments are programmed into EGRA-specific software for electronic data collection
       and pilot tested with at least two schools for each language.
   •   After the EGRA instruments are finalized, EGRA data collection is conducted by several data
       collection teams. Each team consists of two assessors and one quality control officer. Normally,
       each team could complete one school per day. Therefore, about 50 teams will be able to complete
       a large-scale EGRA within 28 working days, including a buffer for any unexpected delays.
   •   Data collection teams will be provided with a daily fixed transportation allowance to reach target
       schools on time using transport arrangements made on their own.
   •   Data quality will be assured by one monitor per language through periodic field visits, and the
       overall process is supervised by a senior EGRA specialist.
   •   After data collection is completed, data are compiled and analyzed in Zambia. Analysis and
       reporting are led by a senior EGRA specialist who is supported by a statistician and at least seven
       data analysts (one per language).
   •   EGRA findings will be published and widely disseminated to all study districts. Results could be
       disseminated via the internet, at several regional workshops, and at least one national-level
       workshop conducted in conjunction with annual education planning meetings.

The resources to implement a large-scale EGRA in Zambia, at a minimum, under the above assumptions,
are shown in Table 1.

 TABLE 1. RESOURCES REQUIRED TO CONDUCT A LARGE-SCALE EGRA IN ZAMBIA

 EGRA TASKS                   HUMAN RESOURCES                                  FACILITY/EQUIPMENT

 Preparation for EGRA;        •   A planning committee
 Sampling
                              •   3–4 Budget preparers
                              •   4–5 Logistics planners
 Sampling; Adapting EGRA      •   1 statistician with experience developing    • Facilities to conduct a 5-day
 tools                            an EGRA sample                                 workshop with up to 40 participants
                              •   1 psychometrician; 3 test development        • Audiovisual equipment to facilitate 7
                                  specialists and linguists per language (21     separate working groups
                                  total)

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•   7 test developers with different language   • 1 computer with statistical software
                                       skills and experience in EGRA tool            (SPSS, STATA, or similar)
                                       development
                                   •

    Pilot testing and finalizing   •   7 test developers with different language   •   Software for EGRA data collection
    EGRA instruments;                  skills and experience in EGRA tool              (E.g. Myna; Tangerine; ODK)
    programming tools into             development, and in assessor training
    electronic tablets                                                             •   IT infrastructure to host EGRA
                                   •   2 assessors per language (14 total)             collection software
                                   •   1 Information Technology (IT) support       •   21 electronic tablets with
                                       expert for data management                      accessories (protection sleeves,
                                                                                       extension cords, power bank)
                                   •   1 software developer with experience in
                                       EGRA application to program tablets         •   7 vehicles for 4 days
                                                                                   •   Facilities to conduct a 5-day
                                                                                       training with up to 30 participants
                                                                                   •   7 computers with statistical
                                                                                       software (SPSS, STATA, or similar)

    EGRA data collection &         •   14 training facilitators (2 per language)   •    Software for EGRA data
    monitoring                         with experience in EGRA data collection          collection
                                   •   150 assessors (including 50 quality         •    IT infrastructure to host EGRA
                                       control officers)                                collection software
                                   •   7 field monitors (one per each language)    •    170 electronic tablets
                                   •   1 IT expert for data management             •    7 vehicles for 28 days
                                   •   1 software specialist with experience in    •    Facilities to conduct 5-day training
                                       EGRA application                                 with up to 150 participants
                                   •   1 Data analyst                              •    9 computers with statistical
                                                                                        software (SPSS, STATA, or
                                   •   1 Senior EGRA specialist/supervisor              similar)

    EGRA data analysis and         •   7 data analysts/researchers                 •    9 computers with statistical
    report writing                                                                      software (SPSS, STATA, or
                                   •   1 statistician with EGRA experience              similar)
                                   •   1 senior EGRA specialist                    •    1 computer with data visualization
                                   •   1 data visualization specialist                  software (e.g., Excel, Tableau)

                                   •   1 editor

    EGRA dissemination (for        •   1 senior EGRA specialist                    •    Facilities to conduct a half-day
    each dissemination)                                                                 workshop for up to 40
                                   •   1 administrative assistant/organizer             participants

Based on these requirements, a detailed sample budget on the direct costs associated with conducting a
large-scale EGRA in Zambia is included in Annex 1. It is based on the requirements established for ECZ
to independently conduct large-scale EGRAs in the future.

STEP 2: ASSESS THE CURRENT CAPACITY OF ECZ TO CONDUCT
LARGE-SCALE EGRAS
Since ECZ has implemented EGRAs in the past, the Education Data activity assessed ECZ’s current
strengths and further needs in relation to the skill levels and resource requirements outlined under Step
1 needed to implement large-scale EGRAs.

7     |   USAID EDUCATION DATA ACTIVITY: TRANSITION STRATEGY                                                     USAID.GOV
The capacity assessment was carried out from July to December 2018, beginning with a group interview
in July with four purposively selected ECZ officials with experience conducting EGRAs. Then, in November
2018, a short online survey was administered to 32 ECZ officials. The survey received a response rate of
25 percent. In December 2018, in-depth, in-person KIIs were conducted with five purposively selected
ECZ officials with experience conducting EGRAs. The data collection tools are in Annexes 2 and 3.

The findings from the capacity assessment are presented below, including ECZ’s experience, human
resources, equipment, and infrastructure, as well as financial resources for conducting large-scale EGRAs.
Human resource gaps to address through skills training and equipment gaps are also identified. Annex 4
summarizes the human resources and equipment required to conduct large-scale EGRA in Zambia,
alongside the current status at ECZ.

ECZ EXPERIENCE IN CONDUCTING EGRAS
ECZ has experience in conducting small-scale EGRAs. Over the years, ECZ has conducted several
nationwide reading assessments in Grades 2, 5, and 9. ECZ has also participated with RTI International in
2012 to conduct an EGRA that covered the Icibemba-speaking regions. ECZ participated with RTI in an
EGRA in 2012 that covered the Icibemba-speaking regions and a baseline EGRA/EGMA in 2014, and ECZ
conducted an EGRA with Grade 3 learners in 2018 with minimal external technical assistance.2 In addition,
using internal human resources in 2016, ECZ also participated in conducting the Programme for
International Students Assessment for Development (PISA-D), an international large-scale assessment
similar to EGRA.

ECZ has received training on several EGRA tasks. Between 2012 and 2014, RTI conducted several
trainings with ECZ to build its capacity to conduct EGRAs and EGMAs in Zambia. The trainings covered
the following topics: (1) EGRA tool adaptation, (2) the development and review of school management
survey tools, (3) the design of a sampling plan at the school and learner levels, (4) data collection and
monitoring, (5) data cleaning and analysis, (6) setting benchmarks and targets, and (7) the production of
technical reports and dissemination materials.

ECZ has also trained assessors to conduct EGRA data collection. ECZ staff has conducted trainings
for more than 170 assessors drawn from MoGE’s local officials, schoolteachers, and other temporary non-
MoGE hires. These assessors helped MoGE conduct national assessments and previous EGRAs, including
one as recent as April 2018.

HUMAN RESOURCES
Implementing large-scale EGRAs involves several complex tasks that require technical skills in education,
psychometrics, data analysis, logistical planning, communications, and budgeting, among others. This
section outlines ECZ’s current level of human resources related to the skills necessary to implement
EGRAs and discusses areas for further capacity building.

2
 The April 2018 Grade 2 National Assessment was conducted with over 4,700 Grade 3 learners sampled from 480
schools in the first term of the school year. The learners had a maximum of nine weeks of classroom instruction at
the Grade 3 level. See “2018 National Assessment Survey of Learning Achievement in Grade 2: Results for Early
Grade Reading and Mathematics in Zambia,” April 2018 (document provided by ECZ).

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ECZ’s current capacity to independently carry out EGRA varies by the type of EGRA task. The
average scores for different skills related to EGRA implementation are shown in Table 2. The following
tasks received the lowest scores: (1) tasks related to developing/adapting EGRA tools, (2) programing
EGRA tools into an open source software platform, (3) facilitating and monitoring data sharing
arrangements among stakeholders, and (4) tracking stakeholder utilization of EGRA results. The top three
highest scores were registered for tasks related to having the capacity to clean and analyze data, conduct
data quality assurance checks during data collection, and provide logistical support for conducting the
assessments.

    TABLE 2. CURRENT SKILLS TO CONDUCT LARGE-SCALE EGRA AT ECZ: AVERAGE SCORES BASED
    ON SURVEYS

                                       LEVELS OF ECZ CAPABILITIES                                          AVERAGE SCORE*

     1. Skill Level of people to develop realistic budget for conducting EGRAs                                  3.5

     2. Skill Level of people to provide logistical support to conduct EGRAs                                     4

     3. Skill Level of people to develop/adapt EGRA tools                                                       2.5

     4. Skill Level of people to program EGRA tools into an open source software platform (Example:             2.75
     Tangerine, Kobo-Collect, Merado, Open Data Kit, Form Builder).

     5. Skill Level of people that can develop EGRA sampling methodology plan                                   3.75

     6. Skill Level of people to design and deliver training of Quality Control Officers (QCOs) and             3.25
     Assessors.
     7. Skill Level of people to conduct monitoring visits, track progress, review data, and assure data
     quality during data collection period                                                                       4

     8. Skill Level of people to clean data and analyze data                                                    4.25

     9. Skill Level of people to write high-quality EGRA reports                                                3.5

     10. Skill Level of people to track how stakeholders use EGRA findings for decision making.                  3

   11. Skill Level of people to facilitate and monitor data sharing arrangements to avoid duplication of        2.75
   data collection efforts by multiple sources
Source: Online Surveys, Education Data activity, 2018.
*Score Scales: 0 = None; 1 = very low; 2 = Low; 3 = Moderate; 4 = High; 5 = Very high.

ECZ has a dedicated unit for planning and conducting assessments. Survey responses indicate that
there are six to ten people at ECZ dedicated to planning and conducting EGRAs. ECZ has put in place a
National Technical Committee (NTC) to plan and conduct EGRAs. The committee comprises five senior
research officers from ECZ and ten other officials from other MoGE units/directorates, including Teacher
Education, Standards, Planning, and Curriculum Development Centre (CDC). The NTC was involved in
conducting EGRAs in the past, with each EGRA covering at least 400 schools and involving 2,000 learners
nationwide. These EGRAs have been conducted with support from other cooperating partners such as
the UK Department for International Development (DFID), USAID, and the Institute of Economic and
Social Research (INESOR). NTC was involved in all the preparatory meetings that took place a year ahead
of EGRA as well as the subsequent quarterly meetings that took place before the start of implementation.
In order to avoid duplication of data collection efforts by multiple sources, the NTC also facilitated and
monitored data sharing arrangements. However, survey respondents on average scored NTC/ECZ’s

9     |   USAID EDUCATION DATA ACTIVITY: TRANSITION STRATEGY                                                      USAID.GOV
capacity to facilitate and monitor data sharing arrangements as low. Nonetheless, ECZ survey and KII
respondents believe that NTC can be utilized for future EGRAs.

Skills to develop budgets and logistical plans exist and received moderate to high scores from
respondents. There are three to five staff at ECZ experienced in preparing budgets for national-level
assessments, including EGRAs. Survey respondents indicated that ECZ has at least a moderate level of
capacity to prepare realistic budgets for conducting EGRAs. In the past, ECZ used RTI’s EGRA budget
calculator to prepare its budget, including for the EGRA conducted in April 2018. The ECZ research
department has trained other ECZ staff to develop EGRA data collection plans and procedures. There
are three to eight ECZ staff available to engage in logistical planning for EGRA. KII respondents indicated
that the staff would require some additional training to realistically budget for the assessors’ subsistence
allowances and transportation expenses, and for the logistical planning associated with data collection in
remote locations. Respondents also suggested that a budget was needed for training new and retraining
existing ECZ personnel and for activities related to the dissemination of results.

Skills to develop or adapt EGRA tools are limited. There are 4 to 16 staff at ECZ that can be utilized
to prepare EGRA tools and survey instruments. However, respondents rated the skills of ECZ staff to
develop or adapt EGRA tools as the lowest among the EGRA-related tasks. While ECZ has received
training in the past on adapting EGRA tools and on developing the Snapshot of School Management
Effectiveness (SSME) tools, respondents indicated that hands-on training is needed in the following areas:
(1) identifying conflicts in orthography and dialect, (2) story development (Item Writing Training), (3)
assembling EGRA tools based on classical test theory (CTT), and (4) item response theory (IRT)-based
item statistics. There was a clear expressed need to train a psychometrician to help adapt the EGRA tools
in various languages, field test tools, and help analyze pilot data in order to finalize the tools. Information
Technology (IT) personnel also will need training to support tool development and pilot testing. Currently,
there is no psychometrician at ECZ to help adapt and finalize the EGRA tools.

In addition, ECZ currently faces a staff shortage to perform tasks such as adapting EGRA tools and
developing SSME tools. Therefore, ECZ has been engaging subject matter specialists from CDC,
experienced in-service teachers, and other external experts to support the development or adaptation of
EGRA tools and SSMEs. In the past, ECZ received financial and technical support from cooperating
partners such as INESOR and RTI to support the development of EGRA tools and SSMEs. ECZ has
requested that the Education Data activity train new hires at ECZ as tool developers.

ECZ skills to program EGRA tools and surveys for electronic data collection is considered to be
low. There are four IT personnel available at ECZ with some prior experience using Tangerine software
for EGRA data collection. But survey respondents reported that IT personnel will need training to
specifically program new EGRA tools using software such as Tangerine, Kobo-Collect, Merado, Open
Data Kit, or Form Builder. In the past, RTI programmed the tools into Tangerine. For the baseline in 2018,
the Education Data activity programed the tools in Merado/Form Builder. As a result, IT specialists will
need to be trained in order for ECZ to have the internal capacity to independently program the tools for
electronic data collection.

ECZ has several officers to support the development of a sampling plan, but their skill levels are
moderate at best. ECZ has a data analyst, an exam specialist, research officers, and survey operations
officers who could be used to develop a sampling plan. But they will require additional training to be able
to independently carry out the task. ECZ made small adjustments to the sampling methodology developed

USAID.GOV                                        USAID EDUCATION DATA ACTIVITY: TRANSITION STRATEGY      |   10
by RTI to carry out its 2018 EGRA. There is an identified need to train both a statistician at ECZ to
support the development of an appropriate sample plan for each EGRA and a GIS specialist to support
the spatial mapping of the sample.

ECZ does not have sufficiently skilled staff to develop training guides and to serve as EGRA
trainers. ECZ has conducted weeklong EGRA trainings for data collection supervisors and assessors in
the past. There are three to six trainers at ECZ who can be utilized to support EGRA trainings. ECZ
adapted guides that were previously developed by RTI for the purpose. The training modules primarily
focused on logistics management, EGRA administration, and marking. But ECZ recognizes that ECZ
trainers would need additional support to also be able to train assessors on quality control protocols for
data collection such as inter-rater reliability (IRR) calculations, tracking progress during data collection,
for example using dashboards, and developing rigorous training guides to train facilitators.

There are numerous MoGE staff with experience serving as EGRA assessors. ECZ utilized 15–25
experienced assessors from MoGE for the April 2018 EGRA data collection. Besides MoGE staff, ECZ
also included several interns from universities and colleges of education and retired MoGE officers. ECZ
used the following criteria to select assessors: language specialization, EGRA experience, availability, and
geographical positioning.

There are experienced personnel to conduct monitoring and data quality assurance during data
collection. ECZ utilizes NTC for this purpose. The frequency of field monitoring spanned from the
beginning of data collection up to the end. Additionally, ECZ also conducted data review checks as
prescribed in the EGRA administration manual. There are five to ten ECZ staff available and capable of
conducting field level monitoring visits during data collection. However, ECZ expressed a need for the
monitors to also gain skills in conducting IRRs, tracking progress, and monitoring data quality remotely
using real-time dashboards.

ECZ has experienced staff who can clean and analyze EGRA data. There are four to six ECZ staff
who could support large-scale data management and three to seven staff with the analytical skills necessary
to clean and analyze EGRA data. In the past, ECZ has received support from INESOR to clean and analyze
assessment data. ECZ analysts are experienced in using statistical packages such as SPSS and STATA. On
average, survey respondents scored ECZ staff skills to clean and analyze data to prepare reports as high.
Further discussions with ECZ, however, indicated an expressed need for training the analysts on open
source software such as R to analyze and visualize data.

There are capable personnel at ECZ who can prepare EGRA reports. NTC has been utilized for this
purpose, and they have prepared reports in English. Survey respondents indicated that there are four to
ten ECZ staff capable of writing EGRA reports. A team of two to six people drawn from both ECZ and
MoGE units are typically engaged in reviewing the accuracy of and editing the EGRA report. Survey
respondents rated the skill of ECZ staff to perform this task independently as slightly above moderate. KII
respondents suggested that there is a need to improve EGRA report writing with a particular focus on
how to utilize the reports at different levels (National, Provincial, District, School), and additional training
on technical writing styles, interpreting statistical results, and in using data visualization tools.

ECZ has prior experience and the capability to disseminate EGRA findings at various levels. NTC
is currently responsible for dissemination. At the provincial level, NTC is supported by Provincial
Education Officers. In the past, ECZ has disseminated EGRA findings through diverse mediums such as its

11   |   USAID EDUCATION DATA ACTIVITY: TRANSITION STRATEGY                                          USAID.GOV
website, during workshops or conferences such as National Performance Review Meetings, and using
briefs, flyers, and posters. Survey data indicated that there are three to ten staff at ECZ that are typically
responsible for dissemination. KII respondents indicated that EGRA reports are disseminated in English
primarily to MoGE officials/units. ECZ tracks the use of EGRA results and the implementation of
recommendations through review meetings with various MoGE directorates such as the Directorates of
Teacher Education, Specialized Services, Standards, and Curriculum. It was also suggested that EGRA
results should be disseminated to schools, universities, colleges of education, and parent-teacher
associations (PTAs) in order to inform all stakeholders on learner performance and teaching methods to
help improve reading skills. They also felt that for effective dissemination, there is a need to tailor the
reports to different audiences and to develop ways to track the utilization of findings by various
stakeholders.

INFRASTRUCTURE AND EQUIPMENT
The facilities available at ECZ for conducting training or dissemination workshops would only
accommodate a small group. ECZ has the capacity to host up to 40 people for events such as the tool
development workshop and the training of quality control officers. But in order to be able to train a large
group of assessors or to hold large dissemination workshops, ECZ would be required to use other MoGE
facilities or an external venue. ECZ uses MoGE’s provincial, district, and zonal resource centers as hubs
to facilitate data collection.

ECZ has approximately 150 electronic tablets for electronic data collection. These android tablets
have been used in previous EGRAs. In the past, ECZ has used Tangerine software to conduct EGRAs, and
it holds a license that needs to be renewed annually. If other software and applications are to be used,
then ECZ would require access to the software, training to learn how to program the tools, and funds to
purchase the required licenses to use them.

ECZ has several STATA and SPSS licenses to analyze large-scale EGRA data. ECZ has seven
perpetual STATA licenses for version 13 and four SPSS licenses that are renewed annually. However,
there is a need to update the existing STATA 13 version should there be releases of newer versions in
future. ECZ has been using both STATA and SPSS to analyze both national-level assessment and small-
scale EGRA data.

ECZ has established two sites for securely storing data. ECZ has sufficient data storage space on
secured servers to host the large amount of data from each assessment and to protect that data. KII
respondents revealed that during EGRA data collection, data are stored on tablets and uploaded to an
ECZ server. ECZ follows the procedures and protocols as stipulated in its EGRA administration manuals.
In order to enhance data management and EGRA data collection plans and procedures, KII respondents
observed that there is a need to also develop data management guides and manuals for ECZ that align
with Zambia Data Centre (ZDC) protocols and procedures.

FINANCIAL RESOURCES
ECZ receives funding from MoGE to implement its assessments. According to ECZ’s Strategic Plan
(2016–2020, p. 55), ECZ plans to conduct a large-scale EGRA every two years from 2016 to 2020.
However, KIIs revealed that EGRAs have not been conducted according to the plan, since the allocated
budget was too small to fund a national-level large-scale EGRA. In April 2018, ECZ conducted a national-

USAID.GOV                                       USAID EDUCATION DATA ACTIVITY: TRANSITION STRATEGY      |   12
level assessment in 480 schools, and the next EGRA/EGMA is scheduled for 2022. No funding for a large-
scale EGRA has been budgeted in the interim. Therefore, many EGRAs are conducted with support from
cooperating partners, with only a little financial support from the MoGE or ECZ. On average, respondents
rated the level of financial resources available to conduct a large-scale EGRA every two years as moderate.
They also expressed that funding is especially needed for the following EGRA related activities: (1) the
training of approximately 200 quality control officers and assessors; (2) the procurement of more than
100 electronic tablets, portable power banks, computers and software for data entry and analysis for each
EGRA; (3) secure adequate server storage space to host and protect the large data set for each
assessment; and (4) hosting a webpage/web-portal to enable the sharing of training materials and data with
key stakeholders.

KII respondents indicated that assessors conducting the assessments were remunerated at GRZ-
designated rates. Transport allowances are usually calculated based on the areas people are assigned to
work. Some of the challenges faced during data collection included issues related to transport and
communication, remoteness of some schools, poor terrain, and difficulty in monitoring all assessors with
a limited number of monitors. In order to address these challenges, adequate resources and reliable
transport are required.

STEP 3: AGREE UPON ROLES AND RESPONSIBILITIES
Successful implementation of the midline EGRA in 2020 requires a high degree of coordination and
collaboration built on a foundation of clear communication among the Education Data activity, ECZ,
MoGE, and USAID. The Education Data activity recognizes that strong relationships with these key
stakeholders are important to ensure both the success and sustainability of the activity. Since 2018, the
Education Data activity has held several meetings with ECZ and MoGE to discuss and agree upon the
ECZ’s roles and responsibilities in implementing the EGRAs. The results from these meetings are discussed
below.

ROLES AND RESPONSIBILITIES AT BASELINE EGRA IN 2018
The Education Data activity assumed a leading role in implementing the majority of EGRA-related tasks.
However, in order to benefit from ECZ’s vast experience in implementing national-level assessments,
including EGRAs, and to promote close collaboration with ECZ, the Education Data activity held two
meetings with ECZ, one in April and another in June 2018, to discuss the Year 1 Annual work plan, and
to kickstart planning for the baseline EGRA in 2018. ECZ’s roles and responsibilities in implementing the
baseline were also discussed at the meeting. As a result, ECZ staff participated in several baseline EGRA
tasks:

     1. Language Mapping Exercise. ECZ staff joined the Education Data activity team in the
        verification of the language of instruction and school location in the government-run public schools
        and community-run primary schools by visiting the Provincial Education Offices, a few District
        Education Offices, and several schools in the five target provinces in May 2018.
     2. Adapting EGRA tools and Snapshot for School Management Effectiveness (SSME)
        Instruments. Language and early grade reading experts and other ECZ staff with experience in
        conducting EGRAs participated in an EGRA tools adaptation workshop in August 2018.

13   |   USAID EDUCATION DATA ACTIVITY: TRANSITION STRATEGY                                       USAID.GOV
3. QCO and assessor training. ECZ staff participated in the training of quality control officers
       and assessors in October 2018 to gain familiarity with procedures and protocols to collect reliable
       and valid data at a large-scale and using the Myna application to gather data electronically.
    4. Communication with district-level education officials during data collection. During
       data collection in November 2018, each data collection team met with district-level education
       officials to gain permission to conduct the EGRA in primary schools. ECZ facilitated the process
       by drafting all the necessary letters and paperwork to be presented by the assessment teams to
       the district-level officials and head teachers at each of the sampled schools.
    5. Dissemination of EGRA results at both the national and regional levels. In May and June
       of 2019, the Education Data activity and ECZ worked in close collaboration to lead and facilitate
       five workshops in the target provinces to disseminate the results of the EGRA baseline report.

ROLES AND RESPONSIBILITIES FOR MIDLINE EGRA IN 2020
In March 2019, the Education Data activity held a meeting with staff from various departments of ECZ.
The meeting focused on the following items: (1) sharing results of the ECZ capacity assessment, including
skills gaps that were identified through the analysis, (2) initiating a discussion on the roles and
responsibilities between ECZ and the Education Data activity at midline, (3) discussing formation of a
working group composed of ECZ and Education Data activity staff to plan for the EGRA midline in 2020,
and (4) identifying topics for skills training with ECZ. The meeting helped to obtain ECZ input to decide
on roles at midline and topics for skills workshops in 2019 and 2020. Further discussions between the
Education Data activity, USAID, and ECZ staff held in May 2019 helped to chart out specific roles and
responsibilities between ECZ and the Education Data activity for each of the midline EGRA tasks and
subtasks, and topics and a tentative timeline for ECZ skills-building workshops will be provided by the
Education Data activity. It was agreed that ECZ will collaborate on all EGRA tasks including leading the
implementation of about 50 percent of the EGRA tasks.3 ECZ also informed the Education Data activity
that it has already developed annual work plans, and its funding is already committed to conduct an EGRA
in 2022. Therefore, where the midline EGRA tasks identified at the meeting are similar to those ECZ has
planned, it might consider using its resources toward midline implementation. Table 3 below outlines the
agreed upon roles and responsibilities for both the Education Data activity and ECZ staff to successfully
conduct the midline EGRA in 2020.

3
  While ECZ will lead approximately 50 percent of tasks during midline in 2020, the Education Data activity will be
fully responsible for ensuring the midline EGRA is completed as contracted.

USAID.GOV                                          USAID EDUCATION DATA ACTIVITY: TRANSITION STRATEGY         |   14
TABLE 3. MIDLINE EGRA ROLES AND RESPONSIBILITIES
                                                                                                                              PROPOSED TIMELINE

                                                                   LEAD

                                                                                                                                                                              Sept.-20
     EGRA TASKS     EGRA SUBTASK            OUTPUTS                             COLLABORATION

                                                                                                   Jan-20

                                                                                                                                                                    Aug.-20

                                                                                                                                                                                         Oct.-20
                                                                                                                              Apri-20

                                                                                                                                                                                                   Nov-20
                                                                                                                                        May-20

                                                                                                                                                                                                            Dec-20
                                                                                                                     Mar-20

                                                                                                                                                                                                                                       Mar-21

                                                                                                                                                                                                                                                Apr-21
                                                                                                            Feb-20

                                                                                                                                                                                                                              Feb-21
                                                                                                                                                          July-20
                                                                                                                                                 Jun-20

                                                                                                                                                                                                                     Jan-21
                                                               RESPONSIBILITY

                                         3–4 ECZ staff
                                         identified to
                    Form planning                                               ECZ & Education
                                         constantly            ECZ                                 X
                    committee                                                   Data
                                         collaborate with
                                         Education Data
 1.PREPARARTIONS    Select a survey
                                         Signed contract
 FOR THE MIDLINE    firm to the                                                 ECZ, USAID, and
                                         with selected         Education Data                      X
 EGRA               Midline data                                                Education Data
                                         survey firm
                    collection

                                         Resources for                          ECZ & Education
                    Identify &
                                         conducting            Education Data   Data with survey   X        X        X        X         X        X        X         X
                    prepare logistics
                                         midline EGRA                           firm

 2. ADAPT EGRA
                    Finalize Midline     Midline EGRA                           ECZ & Education
 TOOLS FOR                                                     Education Data                      X        X
                    EGRA tools           tools                                  Data
 MIDLINE

                    Update sampling
                    frame to select
                    about 200            Framework
                    schools to add to    revised for                            ECZ & Education
                                                               ECZ                                          X        X
                    baseline sample      midline by March                       Data
                    to obtain a          31, 2020
                    sample of 1,000
                    schools at midline
                                         Sampling
 3. DEVELOP                              methodology,
 SAMPLING PLAN                           sample list by
                    Develop sampling                                            ECZ & Education
                                         language of           Education Data                                        X        X
                    plan                                                        Data
                                         instruction,
                                         province, district,
                                         school type
                    Get USAID
                                         Plan submitted to                      Education Data &
                    approval for the                           Education Data                                                           X        X        X
                                         USAID by July 20                       USAID
                    sampling plan

15   |   USAID EDUCATION DATA ACTIVITY: TRANSITION STRATEGY                                                                                                                                                                      USAID.GOV
TABLE 3. MIDLINE EGRA ROLES AND RESPONSIBILITIES
                                                                                                                                PROPOSED TIMELINE

                                                                  LEAD

                                                                                                                                                                                Sept.-20
   EGRA TASKS       EGRA SUBTASK            OUTPUTS                            COLLABORATION

                                                                                                     Jan-20

                                                                                                                                                                      Aug.-20

                                                                                                                                                                                           Oct.-20
                                                                                                                                Apri-20

                                                                                                                                                                                                     Nov-20
                                                                                                                                          May-20

                                                                                                                                                                                                              Dec-20
                                                                                                                       Mar-20

                                                                                                                                                                                                                                         Mar-21

                                                                                                                                                                                                                                                  Apr-21
                                                                                                              Feb-20

                                                                                                                                                                                                                                Feb-21
                                                                                                                                                            July-20
                                                                                                                                                   Jun-20

                                                                                                                                                                                                                       Jan-21
                                                              RESPONSIBILITY

                                         Tools for 7
                    Construct EGRA                                             ECZ & Education
 4. FINALIZE EGRA                        EGRA subtasks in     ECZ                                    X        X
                    tool                                                       Data
                                         seven languages
 MIDLINE TOOLS
                    Tools validation                                           ECZ & Education
                                         Tools finalized      ECZ                                             X        X
                    meeting                                                    Data
 5. PROGRAM
 TOOLS INTO         Tools
 TABLETS FOR        programmed into
                                         Tools in                              ECZ & Education
                    Tablets and                               Education Data                                                                       X        X
 ELECTRONIC                              electronic format                     Data (DevTech)
                    tested; dashboard
 DATA               set up
 COLLECTION
                    Develop training
                                         Plans for
                    plans for training                                         ECZ & Education
                                         conducting           Education Data                                                                       X        X         X
                    QCOS &                                                     Data
                                         training
                    Assessors
                    Finalize logistics
                                         Logistics &                           Education Data with
                    and materials for                         Education Data                                                                       X        X         X
                                         materials                             survey firm
                    data collection
 6.QCO &            Seek letter of
                                         Introductory                          ECZ, MoGE, and
                    permission from                           ECZ                                                                                  X        X
 ASSESSOR                                letter to PEOs                        Education Data
                    PS
 TRAINING           Hire QCOs and        List of QCOs &                        Education Data with
                                                              Education Data                                                                       X        X         X
                    Assessors            Assessors                             Survey firm
                    Invite QCOs and
                                         Invitation letters   Education Data   Education Data                                                               X         X
                    Assessors
                                                                               MoGE/ECZ &
                    Train QCOs           QCOs Trained         Education Data                                                                                          X         X
                                                                               Education Data
                                         Assessors                             MoGE/ECZ &
                    Train Assessors                           Education Data                                                                                          X         X
                                         Trained                               Education Data
                                                                               MoGE/ECZ &
                    Inform PEOs          Letters              ECZ                                                                                           X         X         X
                                                                               Education Data
                    Make transport
                                         Transport for
                    arrangements for
 7.DRY RUNS IN                           QCOs and                              Education Data &
                    QCOs and                                  Education Data                                                                                X         X         X          X
                                         Assessors to                          survey firm
 PROVINCES          Assessors to
                                         provinces
                    provinces
                    Conduct practice
                                         Dry runs in each                      MoGE/ECZ &
                    sessions in                               ECZ                                                                                                               X
                                         language                              Education Data
                    provinces

USAID.GOV                                                                                                     USAID EDUCATION DATA ACTIVITY: TRANSITION STRATEGY                                                                              |     16
TABLE 3. MIDLINE EGRA ROLES AND RESPONSIBILITIES
                                                                                                                                 PROPOSED TIMELINE

                                                                LEAD

                                                                                                                                                                                 Sept.-20
     EGRA TASKS     EGRA SUBTASK           OUTPUTS                              COLLABORATION

                                                                                                      Jan-20

                                                                                                                                                                       Aug.-20

                                                                                                                                                                                            Oct.-20
                                                                                                                                 Apri-20

                                                                                                                                                                                                      Nov-20
                                                                                                                                           May-20

                                                                                                                                                                                                               Dec-20
                                                                                                                        Mar-20

                                                                                                                                                                                                                                          Mar-21

                                                                                                                                                                                                                                                   Apr-21
                                                                                                               Feb-20

                                                                                                                                                                                                                                 Feb-21
                                                                                                                                                             July-20
                                                                                                                                                    Jun-20

                                                                                                                                                                                                                        Jan-21
                                                            RESPONSIBILITY

                    Supervise
                                        Transport for
                    transportation of
                                        QCOs and                                Education Data &
                    QCOs and                                Education Data                                                                                                       X
                                        Assessors to                            survey firm
                    Assessors to
                                        districts
                    Districts
 9.MIDLINE DATA                                                                 MoGE/ECZ &
                    Data collection     Midline data        Education Data                                                                                                       X          X
 COLLECTON                                                                      Education Data
                    Monitor QCOs                                                ECZ & Education
                                        Quality control     ECZ                                                                                                                  X          X
                    and Assessors                                               Data
                    Collect data &
                                                                                Education Data &
                    materials and       Clearance QCOs      Education Data                                                                                                                  X
                                                                                survey firm
                    clear QCOs
                    Data cleaning &
                                                                                ECZ & Education
                    preparation for     Data quality        Education Data                                                                                                                            X        X
                                                                                Data
                    analysis
                                                            Education Data
                                                            (with ECZ           Education Data &
                    Analyze data        Results                                                                                                                                                       X        X
                                                            analyzing some of   ECZ
                                                            the data)
 10. EGRA DATA      Share preliminary   Preliminary
                                                                                Education Data &
 ANALYSIS AND       results with        results to USAID    Education Data                                                                                                                                     X
                                                                                ECZ
                    USAID               by Dec. 2020
 REPORT
                                        Report due
 PREPARARTION                                                                   ECZ to draft
                    Write EGRA          January 30, 2021.
                                                            Education Data      selected sections &                                                                                                            X        X        X        X
                    Midline report      Approved by
                                                                                review drafts
                                        March 15, 2021.
                                        Datasets &
                    Prepare datasets    codebook for
                    and codebook for    DDL submission      Education Data      Education Data                                                                                                                                                     X
                    submission          (incl.
                                        anonymization)
                    Prepare
                                                                                ECZ & Education
                    dissemination       Reports             ECZ                                                                                                                                                                                    X
                                                                                Data
                    reports
 11. EGRA                               Midline
                                                                                ECZ, MoGE at HQ
 DISSEMINATION      Conduct             dissemination
                                                                                & provinces;
                    dissemination       workshops will      ECZ                                                                                                                                                                                    X
                                                                                Education Data
                    meetings            be completed by
                                                                                activity
                                        April 30, 2021

17   |   USAID EDUCATION DATA ACTIVITY: TRANSITION STRATEGY                                                                                                                                                                         USAID.GOV
STEP 4: SECURING COMMITMENT
Securing a formal commitment is a crucial step and a best practice to ensuring that there is a common
understanding of the agreement made among all collaborating parties. The Education Data activity will
work with ECZ to develop an MoU that formally outlines the roles and responsibilities for both entities
for the midline EGRA in 2020, as well as mechanisms for coordination and collaboration. Based on
discussions with ECZ in May and July 2019, some overarching understandings for collaboration that could
be included in the MoU are:

    •   ECZ agrees to collaborate with the Education Data activity in about half of the EGRA-related
        activities for implementing the midline 2020 EGRA in five provinces;
    •   ECZ agrees to assign appropriate ECZ staff to actively participate in each of the skills trainings
        conducted by the Education Data activity to support the transition of EGRA tasks leading up to
        midline in 2020;
    •   the Education Data activity agrees to recognize ECZ’s experience and capability in conducting
        assessments and in regard to particular tasks of conducting EGRAs; and
    •   both parties mutually agree on the roles for ECZ and the Education Data activity, as appropriate,
        and develop a detailed implementation plan following the completion of this MoU.

In addition, the Education Data activity proposes that the MoU include the specific EGRA tasks listed in
Table 4 that ECZ agreed to lead at the meetings held in May 2019. Many ECZ staff are busy between
October and December preparing for the implementation of annual examinations. This may limit ECZ
staff ability to lead EGRA tasks in the 2020 midline, since it is currently planned to be conducted in
September and October 2020. An MoU could facilitate securing a clear commitment from ECZ that they
are willing to lead 50 percent of EGRA-related tasks for the 2020 EGRA as agreed upon during the meeting
in May 2019.

Once an initial draft of the MoU is developed by the Education Data activity by August 2019 and cleared
by USAID, the Education Data activity will share it with ECZ and work to finalize it. Once both parties
agree to the understandings outlined in the MoU, it will be signed to demonstrate commitment to conduct
the midline EGRA in partnership.

STEP 5: TARGETED SKILLS TRAINING FOR ECZ
Based on the roles and responsibilities the Education Data activity has agreed with ECZ in order to
implement the midline in 2020 and the skills gaps identified through the capacity assessment conducted by
the Education Data activity, a series of skills training will be held with ECZ staff. These skills trainings will
build their human resource capacity in some of the specific EGRA tasks and subtasks ECZ has agreed to
take lead responsibility for at midline. By aligning the skills training with the tasks that ECZ has agreed to
lead, the Education Data activity expects that ECZ will be able to effectively carry out these tasks at
midline. In addition, the skills training workshops will provide ECZ staff with ongoing support mechanisms
as they prepare for and engage in the midline EGRA tasks.

During the meeting held in March 2019, where the results from the capacity assessment were discussed
by the Education Data activity, ECZ expressed the need for skills development in 10 topics related to
EGRA tasks that also reflected the gaps identified through the capacity assessment. Based on the list of

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