Biomarkers of diseases in medicine

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Biomarkers of diseases in medicine

                                     MANOJ KUMAR1 and SHIV K SARIN1,2
           1
               Department of Hepatology, G B Pant Hospital and Institute of Liver and Biliary Sciences,
                                            New Delhi 110 002, India.
                  2
                    Department of Gastroenterology, G B Pant Hospital, New Delhi 110 002, India.
                                           e-mail: shivsarin@gmail.com

Biomarkers have gained immense scientific and clinical value and interest in the practise of medicine.
Biomarkers are potentially useful along the whole spectrum of the disease process. Before diagnosis,
markers could be used for screening and risk assessment. During diagnosis, markers can determine
staging, grading, and selection of initial therapy. During treatment, they can be used to monitor
therapy, select additional therapy, or monitor recurrent diseases. Advances in genomics, proteomics
and molecular pathology have generated many candidate biomarkers with potential clinical value. In
the future, integration of biomarkers, identified using emerging high-throughput technologies, into
medical practise will be necessary to achieve ‘personalization’ of treatment and disease prevention.

                    1. Introduction                         of human biology and diseases began to evolve.
                                                            So, why is so much attention being paid to bio-
In 2001, a consensus panel at the National Insti-           markers today? Genetics, genomics, proteomics,
tutes of Health defined the term biomarker as                and modern imaging techniques and other high-
‘a characteristic that is objectively measured and          throughput technologies allow us to measure more
evaluated as an indicator of normal biological              markers than before. In addition, we achieve a
processes, pathogenic processes, or pharmacologic           greater understanding of disease pathways, the tar-
responses to a therapeutic intervention or other            gets of interventions, and the pharmacologic con-
health care intervention’. The biomarker is either          sequences of medicines.
produced by the diseased organ (e.g., tumour)
or by the body in response to disease. Biomark-
ers are potentially useful along the whole spectrum            2. Phases of evaluation of biomarkers
of the disease process. Before diagnosis, markers
could be used for screening and risk assessment.            Because of diseased tissue/tumour heterogeneity
During diagnosis, markers can determine staging,            and other biases that might be inherent with bio-
grading, and selection of initial therapy. Later, they      marker identification and evaluation processes, it
can be used to monitor therapy, select additional           is important that the identification of biomark-
therapy, or monitor recurrent diseases [1]. Thus,           ers should proceed in a systematic manner. Unlike
identifying biomarkers include all diagnostic tests,        a clinical trial design in which there are three
imaging technologies, and any other objective mea-          phases (phase I, phase II and phase III), research
sures of a person’s health status. Biomarkers can           on biomarkers has largely been guided by intui-
also be used to reduce the time factor and cost for         tion and experience. In 2002, the National Can-
phase I and II of clinical trials by replacing clinical     cer Institute’s ‘Early Detection Research Network’
endpoints.                                                  developed a five-phase approach to systematic dis-
   Biomarkers span a broad sector of human health           covery and evaluation of biomarkers. In general,
care and have been around since the understanding           biomarker development should follow an orderly

Keywords. Biomarkers; diagnosis; screening; prognosis.

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404                                     MANOJ KUMAR AND SHIV K SARIN

process wherein one proceeds to the next phase            Table 1. Performance characteristics of biomarkers.
only after meeting pre-specified criteria for the                                       Disease           Disease
current phase [2].                                                                     present           absent
   Phase 1 refers to preclinical exploratory studies.     Biomarker positive              A                 B
Biomarkers are discovered through knowledge-              Biomarker negative              C                 D
based gene selection, gene expression profiling or
protein profiling to distinguish cancer and normal         Disease prevalence: A + C/A + B + C + D; Negative
                                                          likelihood ratio (LR−): (1 − sensitivity)/(specificity);
samples. Identified markers are prioritized based          Negative predictive value: D/C + D; Positive likeli-
on their diagnostic/prognostic/therapeutic (pre-          hood ratio (LR+): sensitivity/(1 − specificity);
dictive) value that could suggest their evolution         Positive predictive value: A/A+B; Specificity: D/B+
into routine clinical use. The analysis of this phase     D; Sensitivity: A/A + C.
is usually characterized by ranking and selection,
or finding suitable ways to combine biomarkers.
Although not required, it is preferred that the             Phase V evaluates the overall benefits and risks
specimen for this phase of discovery comes from          of the new diagnostic test on the screened popula-
well-characterized cohorts, tissue banks or from a       tion. The cost per life saved is one example of an
trial with active follow-ups.                            endpoint for such a study. This again requires a
   Phase II has two important components. Upon           large-scale study over a long time period and could
successful completion of phase I requirements, an        also be prohibitively expensive.
assay is established with a clear intended clinical         Phases IV and V are necessary to evaluate bene-
use. The clinical assay could be a protein-, RNA-,       fits and risks of the use of a biomarker in screening
DNA- or a cell-based technique, including ELISA,         and detection.
protein profiles from MS, phenotypic expression
profiles, gene arrays, antibody arrays or quantita-
tive PCR. To document clinical usefulness, firstly,       3. Characteristics of an ideal biomarker and
such assays need to be validated for reproducibility        basic statistical methods for evaluation
and shown to be portable among different labora-
tories. Secondly, the assays should be evaluated for     • An ideal biomarker should be safe and easy to
their clinical performance in terms of ‘sensitivity’       measure.
and ‘specificity’ with thresholds determined by the       • The cost of follow-up tests should be relatively
intended clinical use.                                     low, there should be proven treatment to modify
   During Phase III, an investigator evaluates the         the biomarker.
sensitivity and specificity of the test for the detec-    • It should be consistent across genders and ethnic
tion of diseases that have yet to be detected clini-       groups.
cally. The specimens analyzed in this evaluation
phase are taken from study subjects before the              If the biomarker is to be used as a diagnos-
onset of clinical symptoms, with active follow-up        tic test, it should be sensitive and specific and
to ascertain disease occurrence. It is usually time-     have a high predictive value table 1. A highly sen-
consuming and expensive to collect these samples         sitive test will be positive in nearly all patients
with high quality; therefore, phase III should con-      with the disease, but it may also be positive in
sist of large cohort studies or intervention trials      many patients without the disease. To be of clinical
whenever possible. This is probably when most            value, a test with high sensitivity should also have
biomarker validation studies will end and the bio-       high specificity; in other words, most patients with-
marker will be ready for clinical use.                   out the disease should have negative test results.
   Phase IV evaluates the sensitivity and speci-         For predicting the likelihood of disease on the
ficity of the test on a prospective cohort. The major     basis of the test result, rather than the converse,
difference from phase III is that in phase IV a posi-     the appropriate measures are positive and nega-
tive test triggers a definitive diagnostic procedure,     tive predictive values. Unfortunately, the positive
often invasive and that could lead to increased eco-     predictive value falls as the prevalence of the dis-
nomic healthcare burden. Therefore, in a phase IV        ease falls, so tests for rare conditions will have
study, an investigator can estimate the false referral   many more false positive results than true positive
rate based on tested biomarkers and describe the         results.
extent and characteristics of the disease detected          Diagnostic odds ratio (DOR) of a biomarker rep-
(e.g., the stage of tumour at the time of detection).    resents the comprehensive ability of the marker
For rare diseases, phase IV requires a large cohort      according to the following formula:
with long-term follow-up and might often be too                                       
                                                                          sensitivity    1 − sensitivity
expensive as a stand-alone activity. These studies             DOR =                                     .
are difficult to perform specifically for rare diseases.                  1 − specificity      specificity
BIOMARKERS OF DISEASES IN MEDICINE                                       405

Information about the diagnostic test itself can be      are used to avoid mislabelling a person who is
summarized using a measure called the likelihood         actually free of the disease. Sensitivity and speci-
ratio. The likelihood ratio combines information         ficity calculated at various cut-off points generate
about the sensitivity and specificity. It tells how       a receiver-operating-characteristic (ROC) curve,
much a positive or negative result changes the like-     which ideally will be highly sensitive throughout
lihood that a patient would have the disease. The        the range of specificity. The most useful clini-
likelihood ratio of a positive test result (LR+) is      cal tests are typically those with the largest area
sensitivity divided by 1 − specificity:                   under the ROC curve.
                                                            The use of multiple tests may also be considered
                         sensitivity
              LR+ =                   .                  for screening. When multiple tests are obtained in
                       1 − specificity                    series and the disease is considered present when
The likelihood ratio of a negative test result (LR−)     all tests are positive (‘AND rule’), specificity is
is 1− sensitivity divided by specificity:                 enhanced whereas sensitivity is diminished. When
                                                         multiple tests are obtained in parallel and the
                       1 − sensitivity                   disease is considered to be present when any of
              LR− =                    .
                         specificity                      the tests are positive (‘OR rule’), sensitivity is
                                                         enhanced and specificity diminishes [3].
The likelihood ratio for a positive result (LR+)            Even if a biomarker meets several criteria that
tells how much the odds of the disease increase          make it ‘ideal’, this does not imply that the bio-
when a test is positive. The likelihood ratio for a      marker will necessarily be useful in a clinical set-
negative result (LR−) tells how much the odds of         ting. Specifically, if a novel biomarker cannot add
the disease decrease when a test is negative. The        value to tests and biomarkers are already being
likelihood ratio can be combined with information        used in clinical settings, then it may never pass the
about the prevalence of the disease, characteris-        sizeable hurdle that separates clinical practice from
tics of your patient pool, and information about a       clinical research.
particular patient to determine the post-test odds
of disease. To quantify the effect of a diagnos-
tic test, information about the patient is needed        4. Specific ways to test if a biomarker adds
first. The pre-test odds, such as the likelihood that                to current risk assessment
the patient would have a specific disease prior to
testing should be specified. The pre-test odds are                     4.1 Model discrimination
usually related to the prevalence of the disease,
though it might be adjusted upwards or down-             The C-statistic, or area under the receiver opera-
wards depending on characteristics of the over-          ting characteristic curve (AUC) is a popular
all patient pool or of the individual patient. Once      method to test model discrimination. C-statistic
pre-test odds have been specified, they are multi-        for a multivariable model reflects the probability of
plied by the likelihood ratio to give the post-test      concordance among persons who can be compared
odds:                                                    for a given outcome of interest and represents
                                                         the probability that a case has a higher measure
       oddspost = oddspre × likelihood ratio.
                                                         or risk score (or a shorter time to event in sur-
The post-test odds represent the chances that a          vival analyses) than a comparable control. The C-
particular patient has a disease. It incorporates        statistic measures the concordance of the score and
information about the prevalence of the disease,         disease state. The value of the C-statistic ranges
the patient pool, and specific patient risk factors       from 0.5 (no discrimination) to 1.0 (perfect dis-
(pre-test odds) and information about the diagnos-       crimination) and for the Framingham CHD risk
tic test itself (the likelihood ratio).                  score, the C-statistic is approximately 0.76 [4]. Sim-
   Most biological markers, however, are not sim-        ilarly table 2 shows AUC for various markers for
ply present or absent but have wide ranges of val-       HCC [5].
ues that overlap in persons with a disease and in           When considering the efficacy of novel bio-
those without it. The risk typically increases pro-      markers in risk stratification, one approach is
gressively with increasing levels; few markers have      to determine to what extent entering the can-
a threshold at which the risk suddenly rises, so         didate biomarker into standard risk prediction
various cut-off points must be evaluated for their        models will actually increase the model’s C-
ability to detect disease. Cut-off points with high       statistic. For instance, a recent investigation in
sensitivity, producing few false negative results, are   the Atherosclerosis Risk in Communities Study
used when the consequences of missing a poten-           demonstrated the extent to which several indivi-
tial case are severe, whereas highly specific cut-        dual biomarkers increased the C-statistic for CHD
off points, producing few false positive results,         prediction above and beyond age, race, sex, total
406                                         MANOJ KUMAR AND SHIV K SARIN

      Table 2. AUC for various markers for HCC                        4.3 Risk reclassification
      diagnosis.
      Test               AUC              SE (AUC)       The utility of a biomarker may also be assessed by
                                                         studying how biomarker information may lead to a
      AFP                0.647               0.027
                                                         reclassification of individuals in low medium- and
      DCP                0.688               0.083
                                                         high-risk categories based on traditional risk fac-
      AFP-L3             0.695               0.166
                                                         tors. The ultimate goal of this approach is to refine
      Abbreviations: AFP, alphafetoprotein; AFP-         risk stratification, and it has been particularly
      L3, Lens culinaris agglutinin-reactive fraction    emphasized when considering biomarker informa-
      of AFP; AUC, area under the curve; DCP,
      des-gamma-carboxyprothrombin; HCC, hepato-
                                                         tion that would serve to shift individuals who are
      cellular carcinoma; SE, standard error.            in the intermediate-risk groups (i.e., based on the
                                                         Framingham risk score), upwards into the high-risk
                                                         category or downwards into the low-risk category.
cholesterol level, high-density lipoprotein choles-      Recent guidelines have recommended that the indi-
terol level, systolic blood pressure, antihyperten-      viduals in the intermediate-risk category be tar-
sive medication use, smoking status and diabetes.        geted to undergo screening for existing sub-clinical
This study concluded that out of the panel of            atherosclerosis [9].
19 novel biomarkers studied, lipoprotein-associated
phospholipase A2, vitamin B6, IL-6 and soluble                          4.4 Model validation
thrombomodulin added the most to the C-statistic
but each only increased it marginally (C-statistic       Validation, generalizability and transportability
increment range 0.006–0.011) [6].                        of risk scores are significant characteristics of
   There are several limitations to using increments     robust risk prediction models and have impor-
in the C-statistic to determine the utility of bio-      tant implications regarding the widespread utility
markers in risk prediction [7]. First, the C-statistic   of biomarkers. It is ideal if the formulation of a
depends, to a large extent, on the magnitude of          risk score uses separate derivation and validation
the association (or odds ratio) between a dichoto-       samples. In the absence of an independent vali-
mous exposure and outcome. Other limitations of          dation sample, the degree of over optimism in
the C-statistic include low sensitivity for determin-    the models could be judged by using bootstrap
ing the relative importance of different risk factors     estimations. Also, risk models that perform well
in a multivariable model.                                in one population should be validated in other
                                                         study samples. For instance, the Framingham risk
                 4.2 Model calibration                   score was originally developed in the Framingham
                                                         heart study population, which largely consists
A complementary step when analyzing the efficacy           of individuals of white European ancestry. An
of a biomarker is to assess the degree to which the      investigation determined that among Japanese–
biomarker improves model calibration. This can be        American and Hispanic men and Native American
thought of as the extent to which the expected           women, the Framingham functions systematically
risk (estimated by statistical models) agrees with       over-estimated the risk of 5-year CHD events and
the observed (or true) risk. This concept may be         thus needed to be recalibrated (to risk factor and
important when counselling patients with regards         CHD levels within those populations) in order to
to their numeric risk or probability of develop-         maintain good performance [10].
ing a given condition. One statistical test that
can be employed to compare these probabilities is            4.5 Considering multiple biomarkers use
the Hosmer–Lemeshow calibration statistic. In the
Women’s Health Study, investigators found that           Although the ultimate aim of biomarker investi-
deciles of predicted and observed 10-year CVD risk       gations is to develop a parsimonious set of bio-
for a multivariable model with Framingham risk           markers that will most accurately predict disease
score covariates plus C-reactive protein had a lower     outcome, the reality is that several candidate bio-
p-value than a multi-variable model not contain-         markers in a multitude of separate studies have
ing C-reactive protein (p = 0.039 vs. p = 0.23) [8].     already undergone evaluation. It is therefore dif-
A simple statistical test to compare model discrimi-     ficult to extrapolate the findings of these diverse
nation with and without the biomarker of interest        studies into one unifying conclusion which of the
would fail to provide valuable information regard-       several potential biomarkers add substantially to
ing which specific groups (i.e., which deciles or         risk prediction so as to be considered for mea-
quintiles and so on) of observed and expected risk       surement in routine practice. Figure 1 shows
are better explained by including a biomarker of         the use of single and multiple markers for HCC
interest.                                                diagnosis [5].
BIOMARKERS OF DISEASES IN MEDICINE                                               407

                                                                    Table 3. High-throughput technologies.
                                                                    1) Genomics
                                                                       - Genome sequencing
                                                                       - Genome variation
                                                                       - Genome annotation
                                                                    2) Transcriptomics
                                                                       - Microarrays
                                                                       - Gene expression data
                                                                    3) Proteomics
                                                                       - Y2H method
                                                                       - Mass spectrometry
                                                                       - Protein chips
                                                                    4) Metabolomics
                                                                       - NMR
                                                                       - Mass spectrometry

Figure 1. SROC curves for 3 diagnostic tests for HCC.
Abbreviations: AFP, alphafetoprotein; AFP-L3, Lens culi-
naris agglutinin-reactive fraction of AFP; DCP, des-gam-
macarboxyprothrombin; HCC, hepatocellular carcinoma;
SROC, summary receiver operating characteristics.

        5. Biomarker discovery using
     high-throughput technology platforms

5.1 High-throughput technologies – basic premises

Historically, some screening tools (e.g., pap smears
and colonoscopy) have successfully reduced mor-
tality through early detection. Despite these suc-         Figure 2. Schematic representation of the uses of bio-
                                                           markers across the spectrum of diseases. Before diagnosis,
cesses, the field of early detection has been plagued       markers might be used for risk assessment and screening.
by problems of over diagnosis (e.g. PSA), inade-           At diagnosis, markers can assist with staging, grading, and
quate specificity of individual markers (e.g. CA125,        selection of initial therapy. Later, they can be used to mon-
CEA and AFP), low compliance (colonoscopy)                 itor therapy, select additional therapy, or monitor for recur-
and a lack of analytical tools for discovering new         rent disease.
diagnostic markers. The limited number of useful
markers has propelled investigators to use high-
throughput platforms to identify large numbers of          such as the ABI 3700 automate and multiplex
candidate biomarkers.                                      the Sanger method so that it can be utilized to
   High-throughput technologies are useful to              sequence whole genomes. The ABI 3700 has the
assess genomic data (which define the messages              capacity to run 12 runs a day with 96 samples
and the resulting protein sequences), transcrip-           of ∼ 500 nucleotides long amplified DNA frag-
tomic data (which reveal the levels of messages            ments in parallel. This results in a nominal sequen-
present), proteomic data (which give the lev-              cing capacity of 576 kb a day (the whole human
els of each protein present), and ‘fluxomic’ data           genome is of the order of 3 billion bases). The
(which, if it existed, would provide measure-              reported accuracy of the ABI 3700 is 98.5% indica-
ments of intracellular fluxes on a complete scale)          ting that there are less than 2 errors per 100 bases
table 3.                                                   sequenced [11]. Once the genome is sequenced,
                                                           the next important task is the study of genetic
                    5.2 Genomics                           or genome variation between individuals. The
                                                           types of variations that are commonly considered
Genomics defines the genetic messages and the               include single nucleotide polymorphisms (SNPs)
resulting protein sequences. Modern sequencers             and different types of repeats. SNPs are defined
408                                    MANOJ KUMAR AND SHIV K SARIN

as single base variations between individuals that     Table 4. Methodologies in proteomics.
occur at high enough frequency in a population to      1. Protein interaction mapping
be considered to be non-random. The reason for            – Methods include yeast two-hybrid, co-immunopreci-
interest in genomic variation is that these varia-        pitation with mass spectrometry, and protein chips
tions are a large part of what determines the differ-   2. Protein expression profiling
ence between individuals especially when it comes         – Same as gene expression profiling, but for proteins
to susceptibility to various diseases and responses       – Methods include 2DGE or LC coupled with mass spec-
to drug treatments. The latter aspect is known            trometry and protein chips
as pharmacogenomics [12].                              3. Protein activity profiling
                                                          – Usually done using protein chips
                                                       4. Protein modification profiling
               5.3 Transcriptomics                        – For example, phosphorylation
                                                          – Usually done using some mass spectrometry-based
After genomics, transcriptomics is probably the           approach
best developed of the different high-throughput
technologies. Transcriptomics could be defined as
the study of the expressed mRNA transcript
complement of a cell under different conditions.                            5.4 Proteomics
The central quantity in transcriptomics is the gene
(or mRNA) expression profile of the cell. While         Proteomics could be described as a large-scale
mRNAs do not play as important a role in cellu-        study of protein structure, expression, and function
lar function as proteins, there are a number of rea-   (including modifications and interactions). Some
sons why one might prefer doing mRNA expression        of the proteomic tasks and the methods used are
profiling as opposed to protein expression profil-       given in table 4.
ing. The principal reason is quite practical though
– nucleic acids (such as mRNA) are much easier to                         5.5 Metabolomics
separate, purify, detect and quantify than proteins.
Also since protein concentrations can be considered    In addition to genomics, trancriptomics, and pro-
to be integrals of mRNA concentrations, the vari-      teomics data, the changes in metabolite concentra-
ability at the mRNA level is usually larger than       tion levels in the cell can be used for analysis of
the variability at the protein level. A third reason   phenotypic behavior in the cell. Unlike genes that
is simply that mRNA and protein expression mea-        are encoded by 4 letters, or proteins that are made
surements complement each other.                       from 20 amino acids, metabolites don’t have a set
   The major attraction in transcriptomics is that     of codons and thus cannot be sequenced. Instead,
the ability to measure mRNA concentrations of all      they are characterized by their elemental compo-
genes under any condition allows studying regu-        sition, order of atoms, stereochemical orientation,
lation of gene expression at a genome-wide scale.      and molecular charge.
The basic idea in transcription profiling is to mea-       ‘Target analysis’ is the process of perturbing
sure (usually relative) mRNA expression levels of      one gene and measuring the effect of this pertur-
thousands of genes simultaneously in a cell or         bation on the concentration of a target metabo-
tissue sample under specific conditions. All tran-      lite (i.e., the metabolite of interest). If more than
scription profiling techniques are based on the         one gene is perturbed and the changes of a tar-
process of hybridization, in which a cDNA tar-         get metabolite is measured following such pertur-
get from the sample to be studied is hybridized to     bations, the analysis is referred to as ‘metabolite
its complementary single stranded DNA probe on         profiling’. ‘Metabolomics’ is a whole-cell measure-
an array. The target cDNA is created by extract-       ment of all the metabolites and it is considered to
ing all mRNA from a sample, reverse transcribing       be equivalent to transcriptomics in mRNA expres-
the mRNAs to cDNAs, and simultaneously label-          sion analysis. Metabolite concentration levels can
ing the resulting cDNAs with a dye so that they        also be measured in a high-throughput and quali-
can be detected and quantified. The two stan-           tative fashion. This is referred to as ‘metabolic fin-
dard technologies for transcription profiling are       ger printing’. Primary tools for such an analysis
cDNA microarrays (where the DNA probe on the           include NMR and mass spectrometry.
array is a long cDNA), and Affymetrix Gene Chips           The reason for using high-throughput
(where the probe on the array is a short oligonu-      technologies is that they provide a large number of
cleotide). In addition to these major techniques       correlative data on gene or protein expression in
there are a number of more sensitive and flexible       relation to disease. Such data are then analyzed for
technologies that have been developed in recent        their association to the disease. The assumption
years.                                                 is that multiple variables will be able to provide
BIOMARKERS OF DISEASES IN MEDICINE                                     409

information on associations more accurately than a     the major problems with high-dimensional data
single variable (marker). Such strong associations     derived from high-throughput genomic and pro-
provide major impetus for the molecular profiling       teomic technologies is overfitting of the data when
approaches to find patterns or profiles for a clini-     there are large numbers of potential predictors
cal test based on high dimensional gene or protein     among a small number of outcome events. For
expression panels [13].                                example, a recent study of RNA micoarray analy-
   Comparative genomic analyses have yielded a         sis showed how easy it was to overfit data with
large number of genomic expression data in rela-       a small number of samples. Simon and colleagues
tion to disease. The patterns of gene expressions      clearly demonstrated that expression data on 6000
that are observed represent novel signatures for the   genes from imaginary individuals, 10 normal and
respective diseases and can be used to both develop    10 cases, could be used to discover discrimina-
new clinical tests based upon gene expression pat-     tory patterns, using one common method, with
terns, and identify candidate markers for diagno-      98% accuracy [16]. Many of the so-called ‘omics’
sis and prognosis. For example, high-throughput        derived data are subjected to a similar over-fitting
platforms have been developed to screen genome-        if the training and validation sets for analyses are
wide methylation and single nucleotide polymor-        small and not randomized. Most commonly used
phism patterns (haplotypes) in tumour tissues          approaches to analyze ‘omics’ data are artificial
and body fluids. Aberrant DNA methylation of            neural networks, boosted decision tree analyses,
CpG dinucleotides is a common epigenetic alter-        various types of genetic algorithms and sup-
ation that contributes to colon cancer formation       port vector machine-learning algorithms. Each
[14]. Aberrant CpG island methylation results in       approach has the potential to over fit the data.
transcriptional silencing of genes and is a mecha-     Over fitting has led to strong conclusions that
nism for inactivating tumour suppressor genes in       are likely to be erroneous. The first step, there-
colon cancer. The methylated tumour DNA can            fore, would be to determine whether the results
be detected using methylation-specific PCR (MSP)        are reproducible and portable. For this purpose,
and thus has the potential to be used as a molecular   information on samples should be blinded and
marker for cancer. In colon cancer, the tumour         samples be sent to several laboratories for running
suppressor genes CDKN2A, MGMT and MLH1,                the sample sets under a fixed protocol. The data
as well as other genes (e.g., TIMP-3, p14ARF,          from each laboratory should be analyzed by an
APC, MINT31, MINT2 and THBS-1), are com-               independent data manager to learn if each labo-
monly methylated and are thus candidate mole-          ratory reproduced a similar result. Splitting the
cular markers for colon cancer. The methylation of     samples randomly between ‘training sets and val-
CDKN2A, MGMT, MLH1, MINT31, MINT2 and                  idation sets’ should minimize the over fitting. The
other genes occurs early in the adenoma-carcinoma      validation set should not contain samples used in
sequence suggesting that these alterations could be    training sets [17].
used for the early detection of colon cancer.
   Single nucleotide polymorphisms have also been
used as genetic markers of risk, treatment response,    6. Types of biomarkers discovered using
and gene and environment interactions in both rare            high-throughput technologies
and common cancers. For example, SNPs within
BRCA genes, as well as in the surrounding regions,                    6.1 DNA biomarkers
are associated with breast and ovarian cancer risk.
The HLA haplotypes have been found to correlate        Increased serum DNA concentrations are asso-
with the outcome of cytokine therapy for renal cell    ciated with various types of cancers and with
carcinoma. SNPs might also be useful for predict-      other diseases such as sepsis and autoimmune dis-
ing outcome of ‘chemoprevention’ (i.e. the use of      ease. Mutations in oncogenes, tumour-suppressor
one or several natural or synthetic substances to      genes, and mismatch-repair genes can serve as
reduce the risk of developing cancer, or to reduce     DNA biomarkers. For instance, mutations in the
the chance of cancer recurrence) [15].                 oncogene KRAS predict metastatic spread in
   Similarly, comparative analysis of serum and        various tumour types, and there are mutations
plasma samples by MS-based techniques, such            in the gene that encode the tumour suppres-
as surface enhanced laser desorption ioniza-           sor p53 in more than half of sporadic cancers.
tion (SELDI)–MS has shown patterns of pro-             Germline inheritance of a TP53 mutation (Li–
tein/peptide features indicative of a range of         Fraumeni syndrome) confers a risk of developing
diseases, particularly cancer.                         many of the same cancers. Mutations in other
   These high-throughput technologies have signi-      cancer-related genes, such as the RAS oncogene
ficantly increased the number of potential DNA,         or the tumour-suppressor genes CDKN2A (cyclin-
RNA and protein biomarkers under study. One of         dependent kinase inhibitor A, which encodes
410                                     MANOJ KUMAR AND SHIV K SARIN

p16INK4A), APC (the adenomatous polyposis coli           (CIMs) [21]. For example, pattern-based RNA-
gene) and RB1 (the retinoblastoma gene), also            expression analysis of clinical breast cancers has
have the potential as markers for prognosis or selec-    identified previously unknown molecular subtypes
tion of therapy (see below) [18].                        that are associated with differences in survival.
   Epigenetic regulation of transcription and trans-     That analysis has also provided increased prognos-
lation can also be important in carcinogenesis.          tic capability, predicted response to neo-adjuvant
Histone deacetylation, lysine-specific histone-H3         therapy, predicted the likelihood of metastasis in
methylation, and promoter region CpG methyla-            lymph-node negative patients and correctly pre-
tion can function through transcriptional abro-          dicted tumour grade from laser-capture microdis-
gation of tumour-suppressor genes (e.g., APC             sected specimens. The transcript levels of enzymes
or the breast cancer 1 gene, BRCA1 ) or DNA              important for drug metabolism have been used pre-
mismatch-repair genes (for example, MLH1 or the          clinically to predict the response to chemother-
O6 -methyl-guanine-DNA methyl transferase gene,          apy in lung and colon cancers. However, extensive
MGMT ). They can also function through effects            validation studies will be required, to move those
on apoptosis, invasion and the cell cycle. Gene          developments from clinical research to standard
silencing by CpG methylation has received the            practice in staging [19].
most attention, partly because sensitive methods
of measurement have become available. It has been
reported, for example, that differences in methy-                       6.3 Protein biomarkers
lation can distinguish prostate cancer from benign
prostatic hyperplasia. Shedding of hyper methy-          Most of the biomarkers in clinical use are single
lated DNA into saliva from oral malignancies,            proteins. Just as pattern-based RNA biomark-
into sputum or bronchoalveolar lavage fluid from          ers frequently outperform single RNA markers in
lung cancer, and into serum from patients with           tumour classification, prognosis or prediction of
lung, bladder or colorectal cancer has also been         response to therapy, protein-based ‘fingerprints’
demonstrated. Pharmacogenomic effects of methy-           may outperform individual protein markers. Tech-
lation silencing, with implications for choice of        nologies such as differential in-gel electrophore-
therapy, have also been shown. For example, pro-         sis (DIGE), two-dimensional polyacrylamide gel
moter region methylation of MGMT, an enzyme              electrophoresis (2D-PAGE) and multidimensional
that reverses 5 -guanine alkylation, predicts the       protein-identification technology (Mud PIT) can
response or resistance of tumours to nitrosourea         be used for higher-throughput profiling with micro-
alkylating agents [19].                                  gram quantities of protein. Other high-throughput
   Other potential DNA biomarkers include SNPs           technologies, such as the reverse-phase microarray
and mitochondrial DNA markers and oncoviral              and surface-enhanced laser desorption ionization
markers. Particular SNPs are associated with             time-of-flight (SELDI-TOF) mass spectrometry,
increased cancer risk and haplotype assessment can       are more sensitive (in the femtomolar range) and
be predictive of several cancers like breast, prostate   can cover more of the 12 orders of magnitude
and lung. Similarly mutations in mitochondrial           range of serum-protein expression levels. Emerg-
DNA occur in cancers of colon, bladder, head, neck,      ing nanotechnologies, such as immuno-PCR, field
lung etc.                                                effect transistor (FET)-based protein detection and
                                                         quantum dots, promise further increases in the sen-
               6.2 RNA biomarkers                        sitivity of protein markers, but those techniques
                                                         are currently experimental.
Whereas most DNA markers are evaluated indi-                Protein quantity by itself might not be the
vidually, many high-throughput technologies can          salient marker parameter. Protein function is
assess mRNA expression comprehensively [20].             instead often dependent on phosphorylation, gly-
   Most RNA-based biomarkers undergoing clini-           cosylation, and other post-translational modifica-
cal evaluation consist of multi-gene molecular pat-      tions, location in the cell and/or the location in the
terns or ‘fingerprints’. Although such patterns can       tissue. The important phosphorylation-dependent
be more accurate than single-molecule markers,           signalling cascades can be assessed, for example,
choosing which genes to include in the pattern           using reverse-phase arrays. Laser-capture microdis-
adds an additional layer of statistical comple-          section and similar technologies can be used to
xity, prompting new developments in biostatistics,       obtain DNA, mRNA or protein from precise loca-
bioinformatics and data visualization. Molecular         tions within a tumour and thereby distinguish
markers and their patterns have been analysed            markers inherent to the malignant cells from those
by various supervised algorithms, most promi-            in other cell types within the tumour. Microdissec-
nently by double hierarchical clustering methods         tion has enhanced expression profiling of various
that lead to colour-coded ‘clustered image maps’         cancer types [22].
BIOMARKERS OF DISEASES IN MEDICINE                                      411

   7. Biomarker use across the spectrum                  of biomarkers allows the identification of almost
                of diseases                              80% of tumours with normal AFP, that represent
                                                         the most difficult challenge for clinicians [23].
                7.1 Risk assessment

Risk assessment is qualitative and quantitative            8. Diagnosis, treatment, prognosis and
evaluation of the risk posed to human health by                     prediction of response
the actual or potential presence of specific risk
characteristics. For example, cardiovascular risk              8.1 Classification, grading and staging
assessment by tables and charts based on the
Framingham equation are widely used [4]. Vari-           Classification of the tissue of origin of a disease
ous biomarkers have been used to improve predic-         especially malignancy is the first step towards pre-
tion by Framingham score. Lipoprotein-associated         dicting survival and choosing therapy. Because
phospholipase A2, vitamin B6, IL-6, C-reactive           a tumour’s anatomical location usually indi-
protein and soluble thrombomodulin have been             cates its tissue of origin, molecular markers are
used [6].                                                rarely required. Histological examination generally
                                                         confirms the diagnosis and identifies the tumour
                   7.2 Screening                         subtype. However, new molecular markers might
                                                         sometimes be helpful in the differential diagnosis.
Screening discriminates the healthy from the             By using a combination of high-throughput RNA,
asymptomatic disease state by screening particu-         protein and tissue microarray technologies, mark-
lar groups. Biomarkers are important for screening       ers potentially useful for distinguishing colon and
and early diagnosis. For example, the prognosis          ovarian abdominal carcinomas from an unknown
of advanced HCC is poor, whereas smaller HCC             primary location can be identified [24].
suitable for organ transplantation, surgical resec-         Each anatomical site has its own histological
tion or radio frequency ablation have shown a            grading system, designed to classify malignan-
better prognosis and longer survival. Therefore,         cies by degree of differentiation. Low-grade, well-
detection of HCC at an early stage heavily affects        differentiated tumours are usually less aggressive
the clinical outcome of these patients. For this rea-    and more favourable in prognosis than high-grade
son, a surveillance program using alpha foetopro-        tumours, which tend to grow faster and metasta-
tein (AFP) and ultrasound (US) every six months          size earlier. However, tumour grade is included in
has been recommended, and is widely practised.           formal TNM staging only when intimately linked
So far, AFP, the only serological marker commonly        to prognosis, as it is for soft-tissue sarcomas,
used in diagnosis has failed to be a reliable marker     prostate cancer and primary brain malignancies.
mainly because it shows poor sensitivity, ranging        Assignment of grade is inherently subjective and
from 39% to 65% and a specificity ranging from            dependent on the skill and experience of the
76% to 97%. AFP seems to be reliable at values           reviewing pathologist, but several reports indi-
over 400 IU/ml, but the percentage of patients with      cate that biomarker patterns can correctly score
such high levels is very small; this represents one of   tumours according to their pathologist-assigned
the most important limits of this marker. Various        grades. Computer-aided diagnostic systems (CAD
other markers for HCC diagnosis have been evalu-         systems) have been used for preliminary grading
ated including fucosylated variant of the AFP gly-       of cervical smears and for assisted interpretation
coprotein, having a high affinity of the sugar chain       of radiological images such as screening mam-
to Lens culinaris (AFP-L3), hepatoma-specific             mograms, computerized tomography (CT) scans
AFP and AFP-mRNA, Des-gamma carboxy pro-                 and standard X-ray films [25]. CADs are gener-
thrombin (DCP), Glypican-3 (GPC3), squamous              ally designed to make routine distinctions, giving
cell carcinoma antigen (SCCA), immunoglobu-              the pathologist time to focus on difficult diagnos-
lins of the IgM class forming complexes with             tic problems. The addition of either individual or
either AFP (AFPIC) or SCCA (SCCAIC), tissue              pattern-based biomarkers in the assessment of his-
polypeptide specific antigen, hepatoma-specific            tological grade could increase the utility of grading
gamma-glutamyl transferase isoenzyme, trans-             for predicting response to therapy.
forming growth factor (TGF)-β1 and TGF-β1-                  The TNM Committee of the International
mRNA, insulin-like growth factor (IGF)-II and            Union Against Cancer (UICC), has defined stag-
IGF-II mRNA and genetic alterations of telom-            ing criteria for most anatomical sites. T, N and
erase. However, individually used, these mark-           M are determined separately and then grouped,
ers don’t have good performance characteristics.         usually to classify the cancer into one of four
The combination of SCCA, SCCAIC, AFP and                 main stages (stages I–IV) and subdivisions thereof.
AFPIC has been investigated. This combination            Clinical staging, which is primarily used to guide
412                                     MANOJ KUMAR AND SHIV K SARIN

initial therapy integrates information from physical     to include alpha-2-macroglobulin (‘PGAA index’);
examination with data such as those from standard        ‘Fibrotest,’ which combines α-2-macroglobulin,
X-ray, CT, MRI, PET, endoscopic examination,             haptoglobin, GGT, apolipoprotein A1, and total
biopsy, and surgical exploration. Pathological stag-     bilirubin;], specialized tests of liver function [indo-
ing on the basis of surgical specimens, if acquired,     cyanine green; sorbitol; galactose clearance tests;
complements clinical staging with a precise              13C-galactose breath test; 13C-aminopyrine breath
determination of the extent of disease and addi-         test and MEGX test], serum ECM markers of
tional histological information. Increasingly, imag-     fibrosis [‘Fibrospect panel comprising hyaluronic
ing agents targeted at biomarkers are being used         acid, TIMP1, and −2-macroglobulin; collagen IV;
for anatomical localization. The most common are         collagen VI; amino terminal propeptide of type III
radioisotopes, detected by standard nuclear medi-        collagen (PIIINP); apolipoprotein A-IV; comple-
cine imaging, by single-photon emission computed         ment C-4; serum retinol binding proteins; serum
tomography (SPECT) or by PET. Also under                 N-glycans etc.] have been assessed and are being
study are fluorescent molecules, which are detected       developed for staging liver fibrosis [27].
by optical imaging, and paramagnetic particles for
enhancing MRI. The target can be any marker that               8.2 Prognosis and treatment selection
delineates the cancer or its metabolism. For exam-
ple, (18)F-FDG, (11)C-acetate, and dual-tracer           Tumour classification, stage and sometimes grade
PET/CT have recently been shown to have a rela-          are used to assess prognosis. Biomarker expression
tively high sensitivity for the detection of extra-      often supplants or complements tumour classifica-
hepatic metastases of HCC and may be potentially         tion, stage and grade when biologically targeted
helpful in HCC staging [26].                             therapeutics are under consideration. Promi-
   Some tumours (for example, carcinoid, phaeo-          nent examples include CD20 positivity for treat-
chromocytoma, and cancers of the prostate,               ment of lymphomas with rituximab, HER2/NEU
thyroid and colon) can be targeted by specific            positivity for treatment of breast cancer with
radiolabelled ligands. Carcinoid tumours, for            trastuzumab, BCR-ABL translocation for treat-
example, are often localized using a radiolabelled       ment of chronic myelogenous leukaemia (CML)
analogue of octreotide (111-indium pentetreotide),       with imatinib, and KIT or platelet-derived growth
which avidly binds to the somatostatin receptor, a       factor receptor-α (PDGFRA) positivity for treat-
protein commonly overexpressed in those tumours.         ment of gastrointestinal stromal tumours (GIST)
Nuclear medicine-based imaging modalities are            with imatinib [19].
also clinically useful for evaluating tumour-related        Both prognosis and prediction of response are
phenomena including angiogenesis, apoptosis, pro-        necessary for the selection of neoadjuvant or adju-
liferation, metabolism, hypoxia and drug resistance      vant chemotherapy. Tissue classification, TNM
(such as P-glycoprotein function). Molecularly tar-      staging, molecular biomarkers, grade and other fac-
geted functional imaging has enormous potential          tors might be used in combination for that purpose.
for staging, as it does for other aspects of diagnosis   The combinations of variables might not be easy to
and management [19].                                     analyse manually, but computer decision support
   Staging could also be useful in non-malignant         systems (DSS) can make the assessments automati-
diseases. For example, from a clinical manage-           cally [28]. Biomarkers can also be used to avoid
ment viewpoint, accurately assessing the extent          idiosyncratic drug toxicity such as the sustained,
and progression of liver fibrosis in cases of chronic     life-threatening leukocyte suppression seen when
liver disease is important. Liver biopsy is the cur-     mercaptopurine is given to leukaemia patients with
rent gold standard but is poorly suited for active       homozygous mutations of the thiopurine methyl-
monitoring because of its expense and morbi-             transferase (TPMT ) gene [29].
dity. Thus, development of alternatives that are
safe, inexpensive, and reliable is a priority. There                   8.3 Therapy monitoring
have been tremendous advances in biomarkers for
non-invasive assessment and staging of liver fibro-       With advances in understanding of tumour
sis. Table 5 shows the various blood biomarkers          biology, interest in molecular biomarkers of car-
evaluated for staging of liver fibrosis. Routine lab-     cinogenesis has grown, both in terms of their
oratory tests [aspartate aminotransferase (AST)          prognostic significance and also their potential as
to alanine aminotransferase (ALT) ratio; gamma           therapeutic targets. For example, surgery, inclu-
glutamyl transferase (GGT); cholesterol; platelet        ding transplantation, remains the only potentially
count; AST to platelet ratio and insulin resis-          curative modality for HCC, yet recurrence rates
tance], various proprietary test panels [‘PGA            are high and long-term survival poor. The ability
index,’ which combines prothrombin time, GGT,            to predict individual recurrence risk and subse-
and apolipoprotein A1, which was later modified           quently prognosis would help guide surgical and
BIOMARKERS OF DISEASES IN MEDICINE                                              413

        Table 5. Blood markers used to detect and stage liver fibrosis.

                                                                                 Sensitivity/
                                                                                  Specificity        PPV/NPV
                                                                                for advanced       for advanced
              Name                           Components                            fibrosis            fibrosis
        AST/ALT ratio           AST/ALT                                          53%/100%          100%/81%
        ‘Forns’ test            platelets, GGT, cholesterol                       94%/51%            40%/96%
        APRI                    AST, platelets                                    41%/95%            88%/64%
        PGA index               platelets, GGT, apolipoprotein A                  91%/81%            85%/89%
        Fibrotest               GGT, haptoglobin bilirubin, apolipo-              87%/59%            63%/85%
                                protein A, alpha-2-macroglobulin
        Fibrospect              hyaluronic acid, TIMP-1, alpha-2-                 83%/66%            72%/78%
                                macroglobulin
        FPI                     AST, cholesterol, HOMA-IR                         85%/48%            70%/69%
        ELF                     collagen IV, collagen VI, amino termi-            90%/41%            35%/92%
                                nal propeptide of type III collagen
                                (PIIINP), matrix metalloproteinase 2
                                (MMP-2), matrix metalloproteinase 9
                                (MMP-9), tissue inhibitor of matrix
                                metalloproteinase 1 (TIMP-1), tenascin,
                                laminin, and hyaluronic acid (HA).
        Abbreviations: AST, aspartate aminotransferase; GGT, gamma glutamyl transpeptidase; APRI, AST
        to platelet ratio index; TIMP-1, tissue inhibitor of metalloproteinase 1; ECM, extracellular matrix;
        HOMA-IR – homeostasis model assessment (for insulin resistance).

       Table 6. Molecular markers of prognostic significance in hepatocellular carcinoma.

       Hepatocarcinogenic process                                   Potential prognostic marker
       Proliferation, self-sufficiency in          p53*, nm-23, Rb, PTEN*, c-met*, c-myc*, cyclin A, cyclin D,
       growth signals, insensitivity to          cyclin E, p15, p16, p18, p19, p21, p27, p57, TGF-b, EGFR
       antigrowth signals                        family, growth factors proliferation indices*
       Avoidance of apoptosis                    p53*, Bcl-2, Bcl-xL, Bax, Bak, Bcl-xS, survivin
       Limitless replicative potential           Telomerase (including TERT)*
       Sustained angiogenesis                    MVD, VEGF*, HIF-1a*, NOS, bFGF, PD-EGF, tissue factor,
                                                 endostatin/collagen XVIII, interleukin-8, angiopoietin
       Tissue invasion and metastasis            MMPs*, uPA, cadherin/catenin complex
       Genomic instability                       Chromosomal instability, aneuploidy*, microsatellite instability
       Abbreviations: nm-23, non-metastatic protein-23; Rb, retinoblastoma gene; PTEN, phosphatase and
       tensin homolog; TGF-b, transforming growth factor beta; EGFR family, epidermal growth factor recep-
       tor family; TGF-a, transforming growth factor alpha; HB-EGF, heparin-binding epidermal growth factor;
       TERT, telomerase reverse transcriptase; MVD, microvessel density; VEGF, vascular endothelial growth
       factor; HIF-1a, hypoxia-inducible factor-1 alpha; NOS, nitric oxide synthase; bFGF, basic fibroblast
       growth factor; PD-EGF, platelet-derived endothelial growth factor; MMP, matrix metalloproteases; uPA,
       urokinase plasminogen activator.

chemotherapeutic treatment. As understanding of                  Research into the molecular biology of hepa-
hepatocarcinogenesis has increased, the myriad of             tocarcinogenesis has identified a multitude of
genetic and molecular events that drive the hepa-             molecular biomarkers with potential prognostic
tocarcinogenic disease process, including angiogen-           significance. Markers of particular interest include
esis, invasion and metastasis, have been identified.           p53-mutation, PTEN, c-met, c-myc, p18, p27,
A number of molecular biomarkers with prognostic              p57, serum VEGF, HIF-1a, MMP-2, -7, and -12,
significance have been identified in hepatocellular             as well as proliferation indices, telomerase activity
carcinoma (table 6) [30].                                     and aneuploidy. Combining panels of molecular
414                                    MANOJ KUMAR AND SHIV K SARIN

biomarkers with more traditional histopathological     risk of toxicity and reduce the cost of treatment.
characteristics may enable more accurate predic-       The biggest challenge for researchers and clinicians
tion of those at high risk of disease progression      today is, to decide on which type of biomarker to
and more appropriate targeting of resources. In        use across the wide spectrum of disease processes.
addition to biomarker expression in resected speci-    In cancer, genomic studies are valuable because
mens or biopsy samples, further emphasis should        every cancer cell shows some degree of genetic dam-
be placed on the role of circulating serum bio-        age, which might not be present in normal cells
markers. Assessment of molecular biomarkers in         of the body. Contrary to genomic DNA markers,
serum (for example pre-operative serum VEGF),          phenotypic expression markers (RNA/protein) will
as well as other body fluids including urine, may       vary among cell types and change over time and
allow formulation of pre-operative prognostic cri-     show different posttranscriptional or posttransla-
teria to identify patients most likely to benefit       tional modifications. However, proteins, peptides
from particular therapies, such as hepatic resection   or metabolites are abundant, easily accessible in
and transplantation, as well as predict those most     body fluids, such as blood, urine, cerebrospinal
likely to respond to different chemotherapeutic         fluid and secretions, and show promise for measur-
agents. It may be that high-risk patients achieve      ing outcomes and studying changes in disease state.
no advantage in undergoing hepatic resection com-      Another challenge in characterizing biomarkers is
pared to a less invasive treatment modality, such      the complexity of the expression profile of poten-
as tumour ablation, with its reduced morbidity,        tial markers in benign conditions close to the dis-
mortality, and cost. In addition, the ability to       ease phenotypes. The evolving trend is the usage
stratify patients’ prognoses pre-operatively would     of patterns of markers instead of a single marker.
improve provision of patient information when          This approach could, to some extent, reduce the
obtaining informed consent, allow assessment of        error rate in predicting the outcome or severity of
the need for adjuvant therapies, and facilitate        side effects during the targeted therapies.
comparative studies and clinical trials. Serum and        With the increasing knowledge of the molecular
urinary biomarkers may also have a potential role      pathways underlying the development of various
in screening for recurrent disease following treat-    diseases, the selection of patients and their efficacy
ment. Ho and colleagues [31] used microarray to        in future will be based on molecular profiling or
identify 14 genes that could discriminate between      phenotypic expression of their target molecules in
those patients with vascular invasion from those       malignant tissues. These targeted drugs shut down
without. They subsequently tested the prognostic       their specific pathway or sets of pathways. The pre-
value of this finding on a separate group, finding       dictability of the response to targeted drugs rules
a significantly poorer disease-free survival in those   out their use in all patients, which helps to avoid
patients predicted to have vascular invasion, and      unnecessary drug-associated side effects.
therefore to be at higher risk of recurrence. Work        For example, HCC is a tumour with several
by Iizuka and colleagues based on microarray           genomic alterations. There is evidence of aberrant
analysis identified a group of genes that could pre-    activation of several signaling cascades such as
dict intrahepatic recurrence with a positive predic-   epidermal growth factor receptor (EGFR), Ras/
tive value of 88% and a negative predictive value of   extracellular signal-regulated kinase, phosphoi-
95% [32].                                              nositol-3-kinase/mammalian target of rapamycin
                                                       (mTOR), hepatocyte growth factor/mesenchymal-
                                                       epithelial transition factor, Wnt, Hedgehog,
 9. Drug development based on molecular                and apoptotic signaling. Recently a multikinase
    biomarkers and targetted personalized              inhibitor, sorafenib, has shown survival benefits
                 therapies                             in patients with advanced HCC. This advance-
                                                       ment represents a breakthrough in the treatment
In the treatment of diseases especially cancer,        of this complex disease and proves that molecular
there is a shift from the traditional clinical prac-   therapies can be effective in HCC. It is becoming
tices to novel approaches. Traditionally, cancer       apparent, however, that to overcome the comple-
patients were treated with drugs of low toxicity       xity of genomic aberrations in HCC, combination
or of high tolerance regardless of their efficacy        therapies will be critical. Phase II studies have
in a given patient if the benefits of that drug         tested drugs blocking EGFR, vascular endothe-
are proven in both experimental and clinical con-      lial growth factor/platelet-derived growth factor
ditions. However, recent advances in basic and         receptor, and mTOR signaling. Future research
clinical research have provided opportunities to       is expected to identify new compounds to block
develop ‘personalized’ treatment strategies. These     important undruggable pathways, such as Wnt
novel approaches are intended to identify indivi-      signaling, and to identify new oncogenes as tar-
dualized patient benefits of therapies, minimize the    gets for therapies through novel high-throughput
BIOMARKERS OF DISEASES IN MEDICINE                                 415

            Table 7. Molecular targeted agents in clinical development in cancer.

            Cancer cell function                                     Agent (type)
            Signal transduction

            Growth factor receptors
            EGFR                              Gefitinib (TKI), Erlotinib (TKI), Cetuximab (mAb),
                                              Panitumumab (mAb)
            HER2                              Trastuzumab (mAb), Lapatinib (TKI)
            PDGFR                             Imatinib (TKI), Sunitinb (TKI), Sorafenib (TKI)
            FLT3                              Lestaurtinib (TKI), PKC 412 (TKI), Sunitinib
            IGFR1                             IMC-A12 (mAb),
            c-MET                             SU11274, JNJ-38877605, ARQ197
            c-KIT                             Imatinib, Dasatinib

            Intracellular signaling
            RAS                               Farnesyl transferase inhibitor Tipifarnib
            RAF                               Sorafenib
            MEK                               Vandetanib, AZD6244
            mTOR                              Temsirolimus, Everolimus, Rapamycin

            Angiogenesis

            Growth factors
            VEGF                              Bevacizumab (mAb)

            Growth factor receptors
            VEGFR                             Sorafenib, Sunitinib, Brivanib, Cediranib, Valatanib,
                                              IMC1121B (mAb)
            PDGFR                             Sorafenib, Imatinib, Sunitinib

            Apoptosis
            Intrinsic pathway
            BCL2                              GX15-070, Oblimersen

            Extrinsic pathway
            Apo2L/TRAIL                       Mapatumumab, Apomab, AMG-655, rhApo/TRAIL
            Protein turnover
            Proteasome                        Bortezomib

            Chromatin remodeling
            HDAC                              SAHA

            DNAmethyltransferase              Decitabine
            Cell cycle
            CDKs                              Flavopiridol (CDKI)

            Migration and invasion
            SRC                               Dasatinib, XL228

technologies. Biomarkers and molecular imaging              classification of HCC based on genomewide inves-
should be part of the trials, in order to opti-             tigations and identification of patient subclasses
mize the enrichment of study populations and                according to drug responsiveness will lead to a
identify drug responders. Ultimately, a molecular           more personalized medicine [33] (table 7).
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